State v. King

CourtSupreme Court of Connecticut
DecidedMay 3, 2016
DocketSC19339 Dissent
StatusPublished

This text of State v. King (State v. King) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. King, (Colo. 2016).

Opinion

****************************************************** The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘officially released’’ date. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con- necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative. The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro- duced and distributed without the express written per- mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ****************************************************** STATE v. KING—DISSENT

ROBINSON, J., with whom PALMER and McDON- ALD, Js., join, dissenting. I respectfully disagree with the majority’s decision to reverse the judgment of the Appellate Court, which had overturned the convictions of the defendant, Robert King, of two counts of inten- tional and reckless assault in the first degree in violation of General Statutes § 53a-59 (a) (1) and (3),1 on the ground that they were based on a legally inconsistent verdict that did not reflect the theory of the case that the prosecutor had presented to the jury at trial. State v. King, 149 Conn. App. 361, 373–76, 87 A.3d 1193 (2014). Our recent decision in State v. Nash, 316 Conn. 651, 665–69, 114 A.3d 128 (2015), constrains me to agree with the majority’s ultimate conclusion in part I of its opinion that the defendant’s convictions for both inten- tional and reckless assault are—at least conceptually— not legally inconsistent under the state’s theory of the case that was presented at trial,2 namely, that the defen- dant stabbed the victim, Kristen Severino, four times in a single episode when she interfered in a fight between the defendant and her friend, Kyle Neri, over a $10 debt.3 I nevertheless disagree with part II of the majority’s opinion, which concludes that the convic- tions for both intentional and reckless assault did not violate the defendant’s due process right to notice under the theory of the case principles articulated in Dunn v. United States, 442 U.S. 100, 106, 99 S. Ct. 2190, 60 L. Ed. 2d 743 (1979), and State v. Robert H., 273 Conn. 56, 82–83, 866 A.2d 1255 (2005). I agree with the defendant’s claim that the record, and in particular the prosecutor’s closing and rebuttal arguments, demonstrates that the state presented its case to the jury in a manner that hedged its bets with respect to the defendant’s mental state, and did not contemplate obtaining convictions for both intentional and reckless assault. Like the Appellate Court, I conclude that the convictions of both inten- tional and reckless assault ran afoul of due process principles holding that ‘‘an appellate court cannot affirm a conviction on the basis of an argument newly fash- ioned after conviction and not presented at trial.’’ State v. King, supra, 373. Because I would affirm the judg- ment of the Appellate Court, I respectfully dissent. I agree with the background facts and procedural history stated by the majority and I need not repeat them in full here. I also agree with the majority’s general recitation of the applicable constitutional principles governing the due process issue in this appeal, namely, whether the defendant received constitutionally ade- quate notice under Dunn v. United States, supra, 442 U.S. 106, that the state sought to convict him of both reckless and intentional assault. In principles first artic- ulated in the context of sufficiency of the evidence claims,4 we have emphasized the ‘‘important doctrine’’ precluding the state from ‘‘chang[ing] the theory of the case on appeal.’’ State v. Robert H., supra, 273 Conn. 82. ‘‘The ‘theory of the case’ doctrine is rooted in princi- ples of due process of law. . . . In Dunn, the United States Supreme Court explained: ‘To uphold a convic- tion on a charge that was neither alleged in an indict- ment nor presented to a jury at trial offends the most basic notions of due process. Few constitutional princi- ples are more firmly established than a defendant’s right to be heard on the specific charges of which he is accused.’ . . . The court further stated that ‘appellate courts are not free to revise the basis on which a defen- dant is convicted simply because the same result would likely obtain on retrial.’ . . . Subsequently, in Chiare- lla v. United States, 445 U.S. 222, 237 n.21, 100 S. Ct. 1108, 63 L. Ed. 2d 348 (1980), the United States Supreme Court observed that an isolated reference at trial to the theory of the case advanced on appeal is constitution- ally insufficient to sustain a conviction on appeal. ‘‘The [United States] Court of Appeals for the First Circuit applied the Dunn principles in Cola v. Reardon, 787 F.2d 681 (1st Cir.), cert. denied, 479 U.S. 930, 107 S. Ct. 398, 93 L. Ed. 2d 351 (1986), a federal habeas action . . . . In Cola, there was evidence in the record that would have been sufficient to sustain the petition- er’s conviction, but the Court of Appeals held that the state appellate court should not have considered that evidence in support of the conviction because it was not part of the state’s theory of the case at trial. . . . In reaching that result, the Court of Appeals interpreted Dunn and its progeny as follows: ‘[I]n order for any appellate theory to withstand scrutiny under Dunn, it must be shown to be not merely before the jury due to an incidental reference, but as part of a coherent theory of guilt that, upon [review of] the principal stages of trial, can be characterized as having been presented in a focused or otherwise cognizable sense.’ . . . We conclude that this statement is an accurate synthesis of Dunn and Chiarella. We therefore adopt it as the standard by which to gauge whether evidence intro- duced at trial, but not relied on by the state in its legal argument, is properly cognizable by an appellate court when evaluating the sufficiency of the evidence.’’ (Cita- tions omitted; emphasis added.) State v. Robert H., supra, 273 Conn. 82–83. In evaluating whether a coher- ent theory of guilt is properly before the jury during the principal stages of the trial, we conduct a wide- ranging review of the charging instrument, the jury instructions, witness examinations, and the prosecu- tor’s factual and legal arguments, such as summations and responses to dispositive motions. See, e.g., Cola v. Reardon, supra, 693–94; State v. Carter, 317 Conn. 845, 854–55, 120 A.3d 1229 (2015); State v. Fourtin, 307 Conn. 186, 208–209, 52 A.3d 674 (2012); see also foot- note 9 of this dissenting opinion.

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Related

Pinkerton v. United States
328 U.S. 640 (Supreme Court, 1946)
Dunn v. United States
442 U.S. 100 (Supreme Court, 1979)
Chiarella v. United States
445 U.S. 222 (Supreme Court, 1980)
State v. King
87 A.3d 1193 (Connecticut Appellate Court, 2014)
State v. Robert H.
866 A.2d 1255 (Supreme Court of Connecticut, 2005)

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State v. King, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-king-conn-2016.