State v. Keairns

460 N.E.2d 245, 9 Ohio St. 3d 228, 9 Ohio B. 569, 1984 Ohio LEXIS 1048
CourtOhio Supreme Court
DecidedFebruary 29, 1984
DocketNo. 82-1808
StatusPublished
Cited by65 cases

This text of 460 N.E.2d 245 (State v. Keairns) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Keairns, 460 N.E.2d 245, 9 Ohio St. 3d 228, 9 Ohio B. 569, 1984 Ohio LEXIS 1048 (Ohio 1984).

Opinions

J. P. Celebrezze, J.

The Confrontation Clause of the Sixth Amendment and the hearsay rule both restrict the use of statements of a person not present at trial. The hearsay rule, however, is subject to a sea of exceptions. This court is again confronted with the task of mapping these relatively uncharted waters and determining what boundaries the Confrontation Clause imposes upon these exceptions.

Huff’s testimony was admitted under Evid. R. 804(B)(1), which allows the use of former testimony when the declarant is unavailable.1 “Unavailability” is defined as including situations in which the declarant “is absent from the hearing and the proponent of his statement has been unable to procure his attendance * * * by process or other reasonable means.” Evid. R. 804(A)(5).

The Confrontation Clause of the Sixth Amendment, made applicable to the states by virtue of the Fourteenth Amendment, Pointer v. Texas (1965), 380 U.S. 400, provides: “In all criminal prosecutions, the accused shall enjoy the right * * * to be confronted with the witnesses against him.” This provision is the embodiment of traditional preferences for testimony of a witness who can be cross-examined and who can be observed face-to-face by the trier of fact. See Mattox v. United States (1895), 156 U.S. 237, 242-243; Ohio v. Roberts (1980), 448 U.S. 56, 63-64. These preferences of the Confrontation [230]*230Clause create certain barriers to the unfettered use of hearsay, although they do not act as an absolute bar.

The United States Supréme Court has set forth a two-part test for the admissibility of hearsay. See Barber v. Page (1968), 390 U.S. 719; Ohio v. Roberts, supra; see, also, State v. Madison (1980), 64 Ohio St. 2d 322 [18 O.O.3d 491]. The first prong of the test is a rule of necessity. Generally, this requires a showing that the declarant is unavailable to testify.2 A witness is not considered unavailable unless the prosecution has made reasonable efforts in good faith to secure his presence at trial. Barber v. Page, supra. This reflects the preference for face-to-face confrontation which allows demeanor to be observed and the import of the testimony to be more readily comprehended. Thus, as a predicate to the introduction of hearsay against a defendant in a criminal prosecution, the Confrontation Clause normally requires a showing that the hearsay declarant is unavailable despite reasonable efforts made in good faith to secure his presence at trial.

The second prong requires that the out-of-court statement bear sufficient indicia of reliability. This second requirement is clearly met in the case sub judice. Where the evidence falls within a firmly rooted hearsay exception, reliability can be inferred without a showing of particularized guarantees of trustworthiness. Ohio v. Roberts, supra, at 66. The use of prior trial testimony is one such firmly rooted hearsay exception. See id. at 68 and cases cited therein. Thus, the only issue presented here is whether there was an adequate showing of unavailability.

Appellant correctly contends that there are exceptions to the general rule requiring a showing of unavailability. See Ohio v. Roberts, supra, fn. 7, at 65. In Dutton v. Evans (1970), 400 U.S. 74, the prosecution was not required to produce or explain the absence of an apparently available declarant. The declarant had made a one-sentence statement implicating his co-conspirator, Evans. The court characterized the possibility that cross-examination in the presence of the jury could have altered the impact of the statement as “remote in the extreme” and “wholly unreal.” Id. at 89. Furthermore, the testimony was considered to be of “peripheral significance at most.” Id. at 87. Inasmuch as trial confrontation would not have furthered the truth determining process, it was not mandated by the Confrontation Clause. However, where the import or reliability of an absent declarant’s statement is subject to more than remote uncertainty, and such uncertainty could be reduced by the presence of the declarant, the.Confrontation Clause requires the prosecution to produce, or show the unavailability of, the declarant whose statement it seeks to introduce.

Appellant maintains that the cross-examination of Huff at the first trial [231]*231negated the need for the usual showing of unavailability. Ensuring the availability of cross-examination is not the only purpose served by the Confrontation Clause, though. In Roberts, the Supreme Court specifically stated: “In the usual case (including cases where prior cross-examination has occurred), the prosecution must either produce, or demonstrate the unavailability of, the declarant whose statement it wishes to use against the defendant.” (Emphasis added.) Id. at 65. Unlike the facts oí Dutton, we cannot say that, under the present facts, the presence of Huff would not have materially aided the jury in comprehending the significance of her testimony. The parties urged differing interpretations of the statements attributed to appellee by Huff.3 The prosecutor specifically invited speculation as to the meaning of the statements.4 Furthermore, this testimony cannot be said to be peripheral. The primary thrust of the prosecution’s case was that inconsistencies in appellee’s behavior were indicative of guilt. Her remark about a threat to the grandchild, when contrasted with her trial defense, was said to be one such inconsistency. Inasmuch as the import of Huff’s testimony about appellee’s remarks could have been clarified by her physical presence at trial, the Confrontation Clause requires that she be produced, or be shown to be unavailable.

In addition to the constitutional requirement, the express language of Evid. R. 804 requires that the declarant be unavailable in order to use former testimony. Unlike the requirement of the Confrontation Clause, appellant has not brought to our attention any exceptions to the unavailability requirement of Evid. R. 804. While the hearsay rule and the Confrontation Clause protect similar values, they are not identical and their requirements need not be so. Dutton v. Evans, supra, at 86. In State v. Madison, supra, this court held that the predecessor to Evid. R. 804(B)(1), former R.C. 2945.49, permitted the use of prior testimony upon a showing of unavailability. Similarly, we hold that Evid. R. 804(B)(1) permits the admissibility at trial of former testimony taken at a previous trial upon a showing that the witness is unavailable despite reasonable efforts made in good faith to secure his presence at trial.

Under the facts of this case, both the Confrontation Clause and Evid. R. 804 require a showing of unavailability despite reasonable, good faith efforts [232]*232to secure the witness’ attendance. The prosecution, as proponent of the evidence, has the burden of establishing that such efforts have been made. Ohio v. Roberts, supra,

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Cite This Page — Counsel Stack

Bluebook (online)
460 N.E.2d 245, 9 Ohio St. 3d 228, 9 Ohio B. 569, 1984 Ohio LEXIS 1048, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-keairns-ohio-1984.