State v. Kaufmann

2023 Ohio 3528
CourtOhio Court of Appeals
DecidedSeptember 29, 2023
Docket2023-A-0008
StatusPublished

This text of 2023 Ohio 3528 (State v. Kaufmann) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Kaufmann, 2023 Ohio 3528 (Ohio Ct. App. 2023).

Opinion

[Cite as State v. Kaufmann, 2023-Ohio-3528.]

IN THE COURT OF APPEALS OF OHIO ELEVENTH APPELLATE DISTRICT ASHTABULA COUNTY

STATE OF OHIO, CASE NO. 2023-A-0008

Plaintiff-Appellee, Civil Appeal from the - vs - Court of Common Pleas

DAVID M. KAUFMANN, Trial Court No. 2020 CR 00358 Defendant-Appellant.

OPINION

Decided: September 29, 2023 Judgment: Affirmed

Colleen M. O’Toole, Ashtabula County Prosecutor, and Christopher R. Fortunato, Assistant Prosecutor, 25 West Jefferson Street, Jefferson, OH 44047 (For Plaintiff- Appellee).

Joseph R. Klammer, The Klammer Law Office, LTD, The Historic Mentor Center Street School, 7482 Center Street, Unit 6, Mentor, OH 44060 (For Defendant-Appellant).

EUGENE A. LUCCI, J.

{¶1} Appellant, David M. Kaufmann, appeals the judgment of the Ashtabula

County Court of Common Pleas, denying his petition for post-conviction relief without a

hearing. We affirm the trial court’s judgment.

{¶2} Appellant was indicted on three counts of gross sexual imposition, felonies

of the fourth degree, in violation of R.C. 2907.05(A)(1) and R.C. 2907.05(C)(1); he was

also indicted on one count of gross sexual imposition, a misdemeanor of the third degree,

in violation of R.C. 2907.06(A)(4) and R.C. 2907.06(C). He pleaded not guilty to the charges. He later withdrew his plea of not guilty and entered into a plea of guilty to two

counts of felony-four gross sexual imposition. At the plea hearing, the prosecutor advised

the court that the following occurred:

Your Honor, there were two different victims and two different dates. The first, Your Honor, he had gotten into the shower with the victim who was then 16, and they were showering together; both were nude. During this time, he would get an erection and at times cuddle with her in the shower. The other girl, who was 13 at the time, indicated she was having difficulty shaving other pubic hair. [Sic.] He proceeded to again get into the shower naked with her, assist her in shaving her, and they would wash with a washcloth her private areas. {¶3} Upon receiving the state’s factual basis, the trial court asked appellant if he

agreed with the state's recitation. Appellant’s counsel responded with the following:

{¶4} “Judge, as you heard the conversation between me and [the prosecutor]

earlier, there's already been admissions, and an agreement by everybody who would be

involved in this case, that that behavior did happen. We were discussing whether or not -

- he showered with the girls and he did shave them. That’s what happened.”

{¶5} The trial court then asked defense counsel whether appellant admitted the

conduct, to which counsel stated, “[H]e does.” Appellant interjected, stating: “And I -- from

day one, I admitted that there was a responsibility to take care of, yes. But --.” Defense

counsel cut appellant off, stating: “That's enough.”

{¶6} The trial court ultimately sentenced appellant to an 18-month term of

imprisonment for each count, to be served consecutively to one another.

{¶7} Appellant appealed his conviction to this court arguing, inter alia, his trial

counsel was ineffective for admitting conduct that was beyond that for which he was

charged. In particular, he asserted counsel misrepresented, on record, that he shaved 2

Case No. 2023-A-0008 and showered with both victims when, in fact, he was alleged to have assisted in shaving

just one of the victims. Appellant claimed this misrepresentation influenced the trial judge

to sentence him to maximum, consecutive sentences. This court rejected appellant’s

argument and affirmed the trial court on September 30, 2022. See State v. Kaufmann,

11th Dist. Ashtabula No. 2022-A-0011, 2022-Ohio-3487 (“Kaufmann I”).

{¶8} On November 7, 2022, appellant filed a petition for post-conviction relief

alleging ineffective assistance of trial counsel premised upon evidence dehors the record.

The state opposed the motion and the trial court denied the same without a hearing. This

appeal followed.

{¶9} Appellant’s first assignment of error provides:

{¶10} “The trial court erred in denying the petition for post-conviction relief.”

{¶11} Under this assignment of error, appellant asserts the trial court erred in

denying his petition without a hearing because he presented sufficient evidence dehors

the record of trial counsel’s ineffective assistance. Specifically, appellant contends trial

counsel was likely on criminal probation during the pendency of the matter and was

sentenced to drug and alcohol treatment. Trial counsel “effectively disappear[ed]” during

the pendency of the underlying matter due to some unspecified “condition.” Trial counsel

allegedly forged a power of attorney on appellant’s behalf, “demonstrating a deteriorating

condition of trial counsel.” And, in a separate case, trial counsel was found ineffective in

a post-conviction relief proceeding, near the same time counsel was representing

appellant, based on evidence submitted dehors the record.

{¶12} Appellant further asserts the discovery provided by the state included no

allegations of force or threat of force as required by R.C. 2907.05(A)(1), yet trial counsel

Case No. 2023-A-0008 encouraged appellant to plead guilty at the last minute. And trial counsel improperly

assured appellant that he would be sentenced to probation, yet appellant received the

maximum, consecutive sentences for the crimes to which he pleaded guilty.

{¶13} In light of the cumulative nature of the above allegations, which he

maintains involve evidence dehors the record, appellant claims that he was deprived of

effective assistance of counsel and the trial court erred in denying his petition based upon

the doctrine of res judicata.

{¶14} In State v. Gondor, 112 Ohio St.3d 377, 2006-Ohio-6679, 860 N.E.2d 77, ¶

58, the Supreme Court of Ohio held that “a trial court’s decision granting or denying a

postconviction petition filed pursuant to R.C. 2953.21 should be upheld absent an abuse

of discretion[.]” See also State v. Martin, 11th Dist. Trumbull No. 2017-T-0014, 2018-

Ohio-3244, ¶ 20 (affirming the dismissal of a petition without a hearing).

{¶15} In GondorI, at ¶ 51, the Supreme Court made clear that in matters relating

to postconviction relief, the trial court’s decision should be given deference:

In postconviction cases, a trial court has a gatekeeping role as to whether a defendant will even receive a hearing. In State v. Calhoun (1999), 86 Ohio St.3d 279, 714 N.E.2d 905, paragraph two of the syllabus, this court held that a trial court could dismiss a petition for postconviction relief without a hearing “where the petition, the supporting affidavits, the documentary evidence, the files, and the records do not demonstrate that petitioner set forth sufficient operative facts to establish substantive grounds for relief.” This court reversed the judgment of the appellate court in Calhoun, holding that “the trial court did not abuse its discretion in dismissing the credibility of [the] affidavits,” which served as the basis for his petition. * * * Id. at 286, 714 N.E.2d 905.

(Emphasis omitted.)

Case No. 2023-A-0008 {¶16} “When, however, a trial court denies a petition by operation of law, e.g., by

application of the doctrine of res judicata, this court’s review is de novo.” State v. Butcher,

11th Dist. Portage No.

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