State v. Joseph V.

CourtSupreme Court of Connecticut
DecidedJanuary 10, 2023
DocketSC20504
StatusPublished

This text of State v. Joseph V. (State v. Joseph V.) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Joseph V., (Colo. 2023).

Opinion

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The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** STATE v. JOSEPH V.—CONCURRENCE AND DISSENT

MULLINS, J., with whom KAHN, J., joins, concurring in part and dissenting in part. In my concurring opinion in State v. Douglas C., 345 Conn. 421, A.3d (2022), I explained why I declined to follow the majority in adopting a new rule whereby (1) duplicitous charging of multiple alleged violations of a criminal statute in a single count necessarily violates the sixth amendment right to a unanimous jury verdict in the absence of a bill of particulars or specific unanimity instruction, and (2) there is an exception for course of conduct charging, but such charging is constitutionally permissible only when the legislature has expressly authorized it for the specific statute at issue. Id., 472 (Mullins, J., concur- ring). I believe that this court should instead adopt the more flexible, case-by-case framework used by the United States Court of Appeals for the Second Circuit, among various other federal and sister state courts. That approach makes more sense as a general matter, and, in particular, it better comports with how the state historically has charged repeated sexual assaults on a child. Because I discussed these matters fully in Douglas C., in this opinion, I will confine my discussion of the governing legal principles to a brief recapitulation. See part I of this opinion. Unlike in Douglas C., however, in the present case, I cannot fully agree with the result of the majority’s analysis. Specifically, as I discuss in part II of this opinion, I would affirm the conviction of the defendant, Joseph V., for sexual assault in the first degree, in violation of General Statutes § 53a-70 (a) (2) (child sexual assault). In addition, as I discuss in part III of this opinion, I believe that juxtaposing our analyses of § 53a-70 (a) (2) and General Statutes § 53-21 (a) (2), the risk of injury to a child provision based on sexual assault, highlights what I see as one important flaw in the majority’s approach, namely, its inability to convincingly distinguish between those statutes that purportedly allow for course of con- duct charging under General Statutes § 1-2z and those that do not. In my view, child sexual assault and risk of injury to a child, which have been charged hand in hand as continuing offenses for the better part of one century in Connecticut, are indistinguishable with respect to duplicity and the unanimity requirement. For these reasons, I respectfully dissent from part I B of the majority opinion. I concur in the results reached by the majority in part I A and C and part II of its opinion, in which it upholds the defendant’s conviction of risk of injury to a child in violation of § 53-21 (a) (2) and conspiracy to commit risk of injury to a child in violation of § 53-21 (a) (2) and General Statutes § 53a- 48 (a). I In Douglas C., I discussed at some length my disagree- ment with the majority as to the law that governs claims of duplicity and related constitutional issues with respect to cases in which the state charges in one count multiple violations of a single statutory provision. See State v. Douglas C., supra, 345 Conn. 478–500 (Mullins, J., concurring); see also id., 448 (outlining majority’s three step test but also noting exception for permissibly charged course of conduct). As I noted in Douglas C., ‘‘[m]uch of the difference between my view and that of the majority centers on how to treat course of conduct charging. The framework I would have us adopt when assessing whether charging multiple instances in a sin- gle count is permissible or impermissible is the follow- ing four step approach: First, pursuant to . . . § 1-2z, if the statute at issue either expressly permits or expressly bars course of conduct charging, or if there are other clear indicia of legislative intent, then courts must defer to the legislative will. Second, if the statute at issue is silent as to course of conduct charging, and there are no other clear indicia of legislative intent, as will most often be the case, then the prosecutor has the discretion to charge repeated violations of the statute as individual incidents or as a single course of conduct. Third, not- withstanding the prosecutor’s charging decision, the trial court should determine whether such charging (1) would be unreasonable or unfair under the circum- stances or (2) would otherwise violate the defendant’s fifth and sixth amendment (and corresponding state constitutional) rights to notice, to present a defense, to a unanimous jury verdict, and to not twice be placed in jeopardy for the same offense, among others. Such determinations must be made on a case-by-case basis. If, at trial, the judge concludes that there is potential for unfairness or a constitutional violation, then the judge should not permit course of conduct charging and should either order that the charges be separated or give an instruction to the jury that it must be unani- mous as to at least one specific incident. Fourth, if an appellate court, on review, concludes that the trial court should not have permitted course of conduct charging, either because the defendant’s conduct cannot fairly be characterized as a single scheme or pattern under the statute at issue, or because the constitutional rights that underlie the rule against duplicity were not ade- quately secured, then the trial court’s determination is subject to harmless error analysis.’’ (Emphasis in original; footnote omitted.) Id., 474–76 (Mullins, J., con- curring). As I further detailed in Douglas C., there are numer- ous reasons why I believe that the more flexible Second Circuit approach to charging multiple instances cases is to be preferred over the more formulaic approach that the majority adopts, particularly in cases such as this. See id., 484–97 (Mullins, J., concurring). Rather than rehash all those reasons here, I highlight one, which is that following the approach I favor, in my view, more appropriately serves the interests both of the child victim (who may be unable to testify as to the dates and details of particular assaults with sufficient precision to differentiate them) and of the defendant (by avoiding the needless cumulation of charges and potential sen- tences). The majority’s approach, in contrast, will do as much to penalize as to protect criminal defendants and will make it virtually impossible to prosecute many child molestation cases, among other heinous crimes, contrary to the clearly stated intent of the legislature to protect young children. That is an unfortunate reality of the majority’s position and one I do not think is warranted, either practically or under the law.

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State v. Joseph V., Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-joseph-v-conn-2023.