State v. Johnson

656 P.2d 1099, 33 Wash. App. 534, 1982 Wash. App. LEXIS 3439
Court of Appeals of Washington·Decided December 30, 1982·No. 10064-5-I·Published·Cited by 7 cases

Opinion

Corbett, J.

Defendant, Stanley Johnson III, appeals his judgment and sentence for five counts of burglary in the second degree, one count of possession of stolen property in the first degree, and a habitual criminal finding. The State cross-appeals suspension of the habitual criminal finding.

The defendant was charged by information with five *536 counts of burglary. At the start of the trial, the State moved to amend the information by adding one count of possession of stolen property in the first degree relating to property that was taken in the burglaries. Defendant assigns error to the order permitting amendment of the information.

Defendant argues that the decision to. add a charge after he has exercised any constitutional right relating to the first charge constitutes prosecutorial vindictiveness, requiring dismissal of the later charge. He relies upon the due process principle that the State cannot impose a penalty for the exercise of a constitutional right, such as the right to a jury trial. He cites North Carolina v. Pearce, 395 U.S. 711, 23 L. Ed. 2d 656, 89 S. Ct. 2072 (1969) and Blackledge v. Perry, 417 U.S. 21, 40 L. Ed. 2d 628, 94 S. Ct. 2098 (1974) to support this proposition. In both cases, the presumption of an improper vindictive motive was applied where the court found that a reasonable likelihood of vindictiveness existed. Both Pearce and Blackledge involved the defendant's exercise of a procedural right that caused a complete retrial after he had been once tried and convicted. In a pretrial setting, there is broad discretion to amend the information. 1 Defendant cannot successfully assert error arising from the amendment of an information unless he can show prejudice. State v. Jones, 26 Wn. App. 1, 6, 612 P.2d 404 (1980). Defendant did not object to the amendment at the time of trial and has not asserted prejudice or actual vindictiveness.

[A] mere opportunity for vindictiveness is insufficient to justify the imposition of a prophylactic rule. As Black-ledge makes clear, "the Due Process Clause is not offended by all possibilities of increased punishment. . . but only by those that pose a realistic likelihood of 'vindictiveness.'" 417 U. S., at 27. The possibility that a *537 prosecutor would respond to a defendant's pretrial demand for a jury trial by bringing charges not in the public interest that could be explained only as penalty imposed on the defendant is so unlikely that a presumption of vindictiveness certainly is not warranted.

United States v. Goodwin, 457 U.S. 368, 384, 73 L. Ed. 2d 74, 102 S. Ct. 2485, 2494 (1982). The trial court did not err by permitting amendment of the information before trial.

Defendant's second assignment of error is that the State failed to prove his 1973 burglary conviction in the habitual criminal proceedings. The State must prove beyond a reasonable doubt two previous valid felony convictions to establish defendant's status as a habitual criminal. RCW 9.92.090; State v. Murdock, 91 Wn.2d 336, 588 P.2d 1143 (1979). At trial, the State offered a packet of information relating to the 1973 conviction. The packet was admitted without objection as exhibit 2. It contained (1) a certified copy of the judgment and sentence dated January 3, 1973, (2) a certified copy of the findings of fact and conclusions of law relating to this conviction, (3) a copy of an order vacating the January 3, 1973 judgment and sentence on the ground the court had no power to require defendant to serve his sentence concurrently with a prior sentence, and (4) a copy of a new judgment and sentence entered on January 22, 1973, omitting the provision for concurrent sentences and suspending the sentence.

The State is not limited to introducing certified copies of the judgment and sentence to prove prior convictions. State v. Kelly, 20 Wn. App. 705, 711, 582 P.2d 891 (1978). The habitual criminal statute makes prior convictions the basis for determination of this status. State v. Braithwaite, 92 Wn.2d 624, 628, 600 P.2d 1260 (1979). Both the certified copy of the original judgment and sentence and the copy of the suspended sentence recite the fact of conviction. The certified copy of the findings of fact and conclusions of law states:

That the defendant is guilty of the crime of burglary in the second degree, as charged in the information herein;

*538 The record of a final judgment of conviction is, therefore, complete. The documents in exhibit 2, when taken together, support the trial court's finding that the conviction was sufficient for habitual criminal purposes.

At the trial, no question of identity was raised. Defendant now argues that his acquiescence by silence, in a statement by the State that identity was not challenged, did not waive his right to have identity proved beyond a reasonable doubt as an element of the offense. State exhibit 2, which was admitted without objection, contains a letter dated October 30, 1980, "Re: Johnson, Stanley, III, Our: 127398" and stating in part, "I previously sent a packet in Cause No. 55708." State exhibit 1, which was also admitted without objection, contains a letter dated October 10, 1980, "Re: Johnson, Stanley, III, Our: No. 127398." Both letters are addressed to the Office of the King County Prosecuting Attorney and are signed by Jean Seaman, Administrative Assistant, Adult Corrections Division. Exhibit 1 is the packet relating to cause 55708 and contains a certified copy of the information, a certified copy of the judgment and sentence, a transcript of the change of plea proceeding, fingerprints, description and photographs of the prisoner 127398. When considering defendant's appearance in court and exhibits 1 and 2 in a light most favorable to the State, any rational trier of fact could have found the elements of the habitual criminal status, including identity, beyond a reasonable doubt. State v. Green, 94 Wn.2d 216, 221, 616 P.2d 628 (1980).

Defendant's next assignment of error is that a guilty plea to a burglary in 1970 could not provide a proper basis for the habitual criminal finding. Specifically, he complains that there was insufficient evidence that he was advised of the elements of the offense with which he was charged, his right to remain silent or to testify in his own behalf, and to subpoena witnesses. See State v. Holsworth,

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State v. Johnson, 656 P.2d 1099, 33 Wash. App. 534, 1982 Wash. App. LEXIS 3439 (Wash. Ct. App. 1982).

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