State v. Johnson

512 N.E.2d 652, 32 Ohio St. 3d 109, 1987 Ohio LEXIS 351
CourtOhio Supreme Court
DecidedAugust 19, 1987
DocketNo. 86-1431
StatusPublished
Cited by24 cases

This text of 512 N.E.2d 652 (State v. Johnson) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Johnson, 512 N.E.2d 652, 32 Ohio St. 3d 109, 1987 Ohio LEXIS 351 (Ohio 1987).

Opinions

Douglas, J.

The specific question on which a conflict exists among courts of appeals is whether the legislature has placed a burden of proof on any party, in a hearing pursuant to R.C. 5122.15(E), with respect to a determination of the least restrictive commitment alternative in cases where the state opposes the transfer of an insanity acquittee to a less restrictive treatment setting. A related issue concerns the proper standard of appellate review of the trial court’s judgment in such a case denying the proposed transfer. We find that the legislature has imposed no burden of proof on any party therein, but rather has imposed merely a duty to inform the court to aid in its determination. We further hold that such orders will not be disturbed by a reviewing court absent a finding that the trial court abused its discretion.

Appellant contends that R.C. Chapter 5122 places on a party seeking involuntary civil commitment of an individual the burden of proving by clear and convincing evidence that the individual is mentally ill and subject to hospitalization as defined by R.C. 5122.01(B), citing Sheffel v. Sulikowski (1980), 62 Ohio St. 2d 128, 16 O.O. 3d 147, 403 N.E. 2d 993. In further support of this proposition, appellant invokes R.C. 2945.40, which provides in pertinent part:

“(B) Upon completion of the hearing, if the court finds there is not clear and convincing evidence that the person is a mentally ill * * * person subject to hospitalization or institutionalization by court order, the court shall immediately discharge the person * * *.

“(C) If the court finds by clear and convincing evidence that the person is a mentally ill * * * person subject to hospitalization or institutionalization by court order, it shall make a commitment authorized by divisions (C) to (E) of section 5122.15 * * * of the Revised Code * * *.” (Emphasis added.)

Appellant further argues that the determination of the least restrictive commitment alternative available, required by R.C. 2945.40(D)(1), must also comport with the clear and convincing evidence standard, i.e., the state must establish by that quantum of proof that the more restrictive alternative is mandated under the particular facts.

We agree that the state has the burden of proving by clear and convincing evidence that a person is mentally ill and subject to hospitalization by court order where the determination to be made is the initial one of whether the person should be involuntarily committed. Sheffel, supra. We also agree that the clear and convincing evidence standard is mandated in [111]*111the initial determination of which commitment alternative is the least restrictive, consistent with the public safety and the welfare of the person pursuant to R.C. 2945.40(D)(1). However, the instant cause involves a materially different determination. The question here is not whether appellant should be committed. That determination was made on December 9, 1981, after appellant’s acquittal on an insanity defense. Nor is the question one of whether the trial court should issue an order that appellant’s commitment should be continued as opposed to an order discharging him from commitment entirely. The sole question herein is whether appellant should be transferred from one facility to a less restrictive one.

The procedure for the initial determination of the appropriate disposition of a person who has been acquitted of a criminal charge by reason of insanity is governed by R.C. 2945.40. The state in such cases has the burden of proving, by clear and convincing evidence, that the acquittee is a mentally ill person subject to hospitalization by court order. R.C. 2945.40(B) and (C). The specific procedure for deciding between the alternatives of continued commitment1 and unconditional discharge of an insanity acquit-tee is set forth in R.C. 2945.40(E), (F) and (G), 5122.15(H) and 5122.21. The state in such cases again has the burden of proving by clear and convincing evidence that the patient is a mentally ill person subject to hospitalization by court order. R.C. 5122.15(H). However, where, as here, the sole question is whether the patient should be transferred from a more restrictive treatment environment to a less restrictive setting, the specific source of procedural guidelines is R.C. 2945.40(F) and (G) and 5122.20. No burden of proof or quantum or quality of evidence has been statutorily mandated.2 In such a case, the patient’s mental illness has already been established, and the fact that such mental illness continues to exist and that involuntary hospitalization is still appropriate are not matters in dispute. The specific question to be resolved is whether a less restrictive environment is appropriate considering the welfare of the person and the safety of the public.3 Since the alternative here is not between con[112]*112tinued commitment and discharge, but rather between two commitment settings, the quantum and quality of proof need not be so stringent. Certainly the relevant statutes do not impose a burden of proof on any party in such a case. Nor do the statutes require proof by any particular standard, including clear and convincing evidence. This court is persuaded that where the sole determination to be made is whether an insanity acquittee, already established as being a mentally ill person subject to hospitalization by court order, should be transferred to a less restrictive treatment setting, no party has the burden of proof. Rather, the parties have a duty to present relevant, competent evidence to aid the court in its determination of whether the proposed less restrictive commitment alternative is appropriate considering the treatment needs of the person and the safety of the public. The determination of whether the person should be transferred from his current commitment setting to a less restrictive placement is within the sound discretion of the trial court.

Likewise, we are not persuaded by appellant’s argument that proof of his continuing mental illness and of the necessity for restrictive confinement by a clear and convincing evidence standard is constitutionally mandated. Appellant relies on Addington v. Texas (1979), 441 U.S. 418, in which the United States Supreme Court held that the government in a civil commitment proceeding must demonstrate by clear and convincing evidence that the individual is mentally ill and dangerous. However, Addington has been distinguished in the subsequent case of Jones v. United States (1983), 463 U.S. 354. There, the court rejected the argument that the clear'and convincing evidence standard is constitutionally required for insanity acquittees as well as potential civil-commitment candidates. The court emphasized that the differences between the two classes of persons justify differing standards of proof. Id, at 367. The Addington court was concerned with the risk of error that a person might be committed for mere idiosyncratic behavior. This risk is greatly diminished if not eliminated where the person has been proven to have committed a criminal act as a result of mental illness, and the stringent standard of clear and convincing evidence is not constitutionally required. Jones, supra, at 367-368.

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Cite This Page — Counsel Stack

Bluebook (online)
512 N.E.2d 652, 32 Ohio St. 3d 109, 1987 Ohio LEXIS 351, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-johnson-ohio-1987.