State v. Johnson

453 A.2d 195, 186 N.J. Super. 423
CourtNew Jersey Superior Court Appellate Division
DecidedMay 3, 1982
StatusPublished
Cited by2 cases

This text of 453 A.2d 195 (State v. Johnson) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Johnson, 453 A.2d 195, 186 N.J. Super. 423 (N.J. Ct. App. 1982).

Opinion

186 N.J. Super. 423 (1982)
453 A.2d 195

STATE OF NEW JERSEY, PLAINTIFF-RESPONDENT,
v.
LARRY JOHNSON, DEFENDANT-APPELLANT.

Superior Court of New Jersey, Appellate Division.

Submitted January 12, 1982.
Decided May 3, 1982.

*424 Before Judges FRITZ, ARD and TRAUTWEIN.

Stanley C. Van Ness, Public Defender, attorney for appellant (Arthur L. Levy, designated counsel, and on the brief).

James R. Zazzali, Attorney General, attorney for respondent (Debra L. Stone, Deputy Attorney General, of counsel and on the brief).

The opinion of the court was delivered by TRAUTWEIN, J.A.D.

This appeal tests the amenability of probation revocation proceedings to the Fifth Amendment privilege against self-incrimination and our Rules of Evidence.

On November 23, 1977 defendant received three concurrent sentences of five to seven years. All sentences were suspended and defendant placed on probation for five years.

He received notice of charges of violation of probation on June 25, 1980.

Violation of probation specifications charged defendant with (1) failure to complete a drug rehabilitation program; (2) failure to report a change of address; (3) failure to report to the Probation Department and (4) a conviction for shoplifting.

A revocation of probation hearing was conducted on July 11, 1980 by the original sentencing judge. Defendant was represented by counsel. Defendant, through counsel, admitted Specification No. 4 but denied Specification No. 3. The State withdrew Specifications Nos. 1 and 2. Defendant was found guilty of Specification No. 3 — failure to report — in addition to Specification No. 4. The sentencing judge revoked probation, vacated the prior sentences and imposed a sentence of three to four years in New Jersey State Prison and two concurrent six months *425 terms in the Union County Jail to run concurrent with the State Prison sentence. A motion for reduction of sentence was heard and denied by Judge Brody on August 8, 1980. This appeal followed.

Other than to admit Specification No. 4 and deny Specification No. 3 through counsel, defendant did not testify nor produce witnesses on his behalf.

Defendant now contends as a matter of plain error the following:

POINT I THE TRIAL COURT'S AND PROSECUTOR'S COMMENTS ON AND CONSIDERATION OF DEFENDANT'S FAILURE TO TESTIFY AT THE TRIAL TO DENY THE CHARGES AGAINST HIM VIOLATED THE DEFENDANT'S FIFTH AND FOURTEENTH AMENDMENT PRIVILEGE TO REMAIN SILENT AND WAS PLAIN ERROR.
POINT II THE TRIAL COURT'S AND PROSECUTOR'S COMMENTS ON AND CONSIDERATION OF DEFENDANT'S FAILURE TO TESTIFY AT THE TRIAL TO DENY THE CHARGES AGAINST HIM VIOLATED ACCEPTED NEW JERSEY RULES OF EVIDENCE, N.J.S.A. 2A:84A-31, RULE 39, AND N.J.S.A. 2A:84A-17, RULE 23.
A. NEW JERSEY RULES OF EVIDENCE, N.J.S.A. 2A:84A-1 ET SEQ., ARE APPLICABLE TO THE HEARING BELOW.

These contentions focus on certain comments made by Judge Brody at the inception of the revocation hearing and in his ultimate decision determining a violation of probation. As the hearing began the following colloquy occurred:

THE COURT: Well, maybe we should hear Mr. Johnson first and then you can rebut what he has to say since the positive evidence — which way do you want to go first?
MR. WALDMAN (attorney for defendant): I think the State should.
MR. RODBART (Assistant Prosecutor): We're prepared to go first. I call Marvin Smith.

While Smith was not defendant's supervising probation officer he was called to lay a foundation for admission into evidence of business records of the Probation Department referable to defendant's reporting record. Defense counsel objected and argued that defendant's supervising probation officer should be the one to lay such a foundation. The following discussion ensued:

THE COURT: Is there any reason why he's not here?
*426 MR. RODBART: I have no way of determining, I suspect the defendant will allege that he did in fact report and told they had no record of him. I have no way until and unless he testified.
THE COURT: I had asked whether we shouldn't first take care of his testimony so that you could rebut it since he has to prove it.
MR. RODBART: There's no obligation on the defendant's part to put his evidence first.
THE COURT: There is if I tell him to.
MR. RODBART: That's not my understanding of the law.
THE COURT: Even if I tell him to?
MR. RODBART: Exactly.

In any event Francis Makowski, defendant's probation officer, then appeared and testified to the contents of a notebook sheet which had theretofore been admitted into evidence under the business records rule after a foundation had been laid by Smith.

Judge Brody found defendant guilty of Specification No. 3 — failure to report to the Probation Department. In rendering his decision Judge Brody considered the defendant's failure to testify in the following fashion:

In any event, it would seem to me Mr. Johnson unmistakeably knew that he had an obligation to report in which he failed to do. I also note that Mr. Johnson did not testify in this matter and while it's not critical in my own mind to the outcome, I think in this proceeding it's something that may be taken into account by way of denying any of these charges, so I will find him guilty of specification number three.

On appeal, defendant for the first time argues that the comments of Judge Brody and the prosecutor at the inception of the hearing and the comment of the judge in his decision referable to defendant's silence violated his Fifth Amendment right to remain silent.

While defendant's admitted conviction for the crime which is the basis for Specification No. 4 — shoplifting — is sufficient in itself, to warrant revocation of probation (Hallman v. State Parole Board, 46 N.J. 279 (1966)), we deem the issues of Fifth Amendment privilege and due process of sufficient import to warrant resolution on the merits.

*427 I

DOES THE FIFTH AMENDMENT PRIVILEGE AGAINST SELF-INCRIMINATION APPLY TO PROBATION REVOCATION PROCEEDINGS?

Our research discloses that the United States Supreme Court and New Jersey courts have not directly addressed this issue. There are cases, however, in settings sufficiently similar to probation revocation proceedings which afford substantial assistance in the resolution of this issue as well as cases in other jurisdictions directly apposite.

Initially, from our analysis of these cases we conclude that a probation revocation hearing is not a criminal proceeding but rather a stage in the corrections process. Morrissey v. Brewer, 408 U.S. 471, 92 S.Ct. 2593, 33 L.Ed.2d 484 (1972), dealt with a parolee claiming that due process entitled him to a hearing before his parole could be revoked. The court held that under the Due Process Clause of the U.S. Constitution a parolee was entitled, at the minimum to the following rights:

We cannot write a code of procedure; that is the responsibility of each State. Most States have done so by legislation, others by judicial decision usually on due process grounds. Our task is limited to deciding the minimum requirements of due process.

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Related

State v. Reyes
504 A.2d 43 (New Jersey Superior Court App Division, 1986)
State v. Garcia
474 A.2d 20 (New Jersey Superior Court App Division, 1984)

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453 A.2d 195, 186 N.J. Super. 423, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-johnson-njsuperctappdiv-1982.