State v. Johnson

595 A.2d 498, 134 N.H. 570, 1991 N.H. LEXIS 101
Supreme Court of New Hampshire·Decided July 31, 1991·No. No. 91-017·Published·Cited by 32 cases

Opinion

Thayer, J.

In this interlocutory appeal by the State, see RSA 606:10, 11(d), we are asked to determine the applicability of New Hampshire’s capital punishment statutes, RSA 630:5 (Supp. 1990) (effective until Jan. 1,1991) (hereinafter referred to as “former RSA 630:5”) and RSA 630:5 (Supp. 1990) (revised effective Jan. 1, 1991) (hereinafter referred to as “current RSA 630:5”), to the defendants, Kenneth Johnson, Anthony Pfaff, and Jason Carroll.

On January 23, 1990, the defendants were indicted on charges, inter alia, of capital murder, RSA 630:1,1(c) (Supp. 1990), for their [572] alleged involvement in the death of Sharon Johnson, the wife of defendant Kenneth Johnson. Pursuant to the defendants’ motions, and prior to trial, the Superior Court (Murphy, J.) ruled: (1) that retroactive application of current RSA 630:5 would violate the State constitutional prohibition against retrospective laws, see N.H. CONST, pt. I, art. 23; (2) that retroactive application of current RSA 630:5 would also be contrary to the legislature’s intent and hence unlawful; and (3) that enforcement of the capital punishment procedures under former RSA 630:5 against the defendants would violate the defendants’ constitutional rights to trial by jury, to equal protection under the law and to due process. The State now appeals from these rulings, and we affirm.

The New Hampshire Legislature has provided that “[a] person convicted of a capital murder may be punished by death.” RSA 630:1, III. As of January 1, 1991, whenever the State intends to seek the death penalty against a person facing a capital murder charge, it must initiate the detailed procedures set out in current RSA 630:5. This provision represents an extensive revision of the less detailed procedures found in former RSA 630:5, which were in effect when the defendants were indicted. In this appeal, we are not asked to address the broad question of the death penalty’s constitutionality, but rather, assuming its validity, whether the revised procedures under current RSA 630:5 are enforceable against these particular defendants. In response to the State’s assertion that these revisions should apply in this case, the defendants argue that such an application would be retrospective and thus contrary to the legislature’s intent and to the New Hampshire and Federal Constitutions, see N.H. Const, pt. I, art. 23; U.S. Const, art. I, § 10. “It is unnecessary for us to address [the] constitutional arguments] because rules of statutory construction require [current RSA 630:5] to apply prospectively only.” LaBarre v. Daneault, 123 N.H. 267, 271, 461 A.2d 89, 92 (1983).

Except for its effective date of January 1,1991, current RSA 630:5 is silent as to whether it should apply prospectively or retrospectively. The general rule that statutes are only to be applied prospectively, State v. Theodosopoulos, 123 N.H. 287, 289, 461 A.2d 100, 102 (1983); Mihoy v. Proulx, 113 N.H. 698, 700-01, 313 A.2d 723, 725 (1973), is further buttressed by a presumption against retrospective application when the statute affects a party’s substantive rights, Norton v. Patten, 125 N.H. 413, 417, 480 A.2d 190, 193 (1984). This presumption, however, reverses when the statute is determined to [573] affect only procedural or remedial rights of a party. Id.; see also LaBarre, 123 N.H. at 271-72, 461 A.2d at 92. Thus, our inquiry turns to the question of whether current RSA 630:5 affects substantive or, rather, procedural rights of the defendants.

Under former RSA 630:5, upon the jury’s determination of the defendant’s guilt, the judge would proceed to the sentencing phase of the trial. RSA 630:5, II. It was during this phase that the jury was asked to determine whether the defendant should be sentenced to death. Id. at IV. Although the State was given broad latitude to introduce any evidence relevant to sentencing, id. at II, a defendant could not be sentenced to death without a unanimous finding by the jury that at least one of seven statutory aggravators was present. Id. at 11(a), IV.

The same basic principles also apply under current RSA 630:5. The jury must still unanimously find statutory aggravators in order to sentence a defendant to death, but now at least two statutory aggravators must be found, and they must be weighed against any mitigating factors which may exist. Id. at IV. The current statute also requires the State to prove the statutory aggravators to the jury beyond a reasonable doubt. Id. at III.

Despite these increased burdens for the State, however, application of current RSA 630:5 adversely affects the defendants’ rights in one significant and substantive way. Now, if the jury finds either that the offense occurred “after substantial planning and premeditation,” see current RSA 630:5, VII(f), or that “[t]he victim was particularly vulnerable,” see id. at VII(g), it may rely on these statutory aggravators in recommending that the defendants be sentenced to death. Under former RSA 630:5, these statutory aggravators were not available as a basis for recommending the death sentence. Compare former RSA 630:5,11(a) with current RSA 630:5, VII(f), (g). Because current RSA 630:5 provides two new statutory grounds upon which the State may seek the death penalty, there is a possibility that the defendants may now face capital punishment because of circumstances which could not have served as the statutory basis for such a penalty under former RSA 630:5. Such a possibility increases the likelihood of imposition of the death penalty and can hardly be considered procedural or remedial in its impact on the defendants.

Faced with a statute that contains no expression of the legislature’s intent that it be applied retrospectively and that also has an adverse and substantial impact on the rights of the defendants, we agree with the superior court’s conclusion that “the legislature [574] did not intend [that current RSA 630:5] apply to incidents occurring prior to its effective date.” Thus, the State’s argument for retroactive application of current RSA 630:5 fails. In view of our holding, the parties’ constitutional issues pertaining to the retrospective application of current RSA 630:5 are rendered moot. See LaBarre, 123 N.H. at 271, 461 A.2d at 92.

As it did before the superior court, the State also argues that, absent the applicability of current RSA 630:5, the defendants are subject to former RSA 630:5, which sets forth the capital punishment procedures existing at the time the alleged murder occurred. In pertinent part, this statute provides:

“I. At the conclusion of all cases of capital murder and after argument of counsel and proper charge from the court, the jury shall retire to consider a verdict of guilty or not guilty without consideration of punishment.

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State v. Johnson, 595 A.2d 498, 134 N.H. 570, 1991 N.H. LEXIS 101 (N.H. 1991).

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