State v. Johnson

617 N.W.2d 440, 2000 Minn. App. LEXIS 996, 2000 WL 1341394
CourtCourt of Appeals of Minnesota
DecidedSeptember 19, 2000
DocketC3-00-207
StatusPublished
Cited by5 cases

This text of 617 N.W.2d 440 (State v. Johnson) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Johnson, 617 N.W.2d 440, 2000 Minn. App. LEXIS 996, 2000 WL 1341394 (Mich. Ct. App. 2000).

Opinion

OPINION

KLAPHAKE, Judge

Appellant Tijuan Donte Johnson was convicted of first-degree criminal sexual conduct and second-degree assault following a bench trial on stipulated facts, pursuant to State v. Lothenbach, 296 N.W.2d 854, 857 (Minn.1980). Prior to trial, appellant had moved for specific enforcement of a plea agreement from which the state had withdrawn prior to entry of a guilty plea. On appeal, he argues that the trial court erred in denying his motion to enforce the plea agreement and requests that he be allowed to plead guilty and be sentenced in accordance with the plea agreement. We affirm.

FACTS

In June 1998, appellant was arrested after he sexually and physically assaulted a young woman and physically assaulted the woman’s boyfriend in their St. Cloud apartment. The complaint charged appellant with two counts of first-degree criminal sexual conduct, two counts of second-degree assault, two counts of aggravated first-degree robbery, two counts of kidnapping, one count of first-degree burglary, and two counts of terroristic threats.

In August 1999, defense counsel and the prosecutor, an assistant county attorney, met with the trial judge in chambers. The parties reached a tentative agreement in which appellant would plead guilty to one count of first-degree criminal sexual conduct and one count of second-degree assault and would be consecutively sentenced *442 to 86 and 21 months, respectively, for a total of. 107 months. The remaining counts were to be dismissed. According to defense counsel, the prosecutor received approval of the agreement from the county attorney and then communicated to defense counsel that “it was an official offer on the table.” Defense counsel discussed the offer with appellant and communicated appellant’s acceptance to the prosecutor in late August.

The parties were unable to schedule a hearing to enter the plea, however, because the trial judge was unavailable due to a death in his family. Appellant contends that the trial court endorsed the terms of the agreement at the August in-chambers meeting. In early October 1999, the prosecutor informed defense counsel that he had changed his mind and that the offer was being withdrawn.

Appellant moved to enforce the agreement. At a hearing on thé motion, the assistant county attorney explained his reasons for withdrawing the offer:

[A]t some point I realized that there exists other evidence in the case that to me máde the case more potentially winnable from the State’s position. I would agree it’s not evidence that didn’t exist before, it is evidence that I had not noticed in some of the police reports. And I think it is' very strong evidence in one case, one particular piece of evidence that I had not noticed. And that went into my decision to want to withdraw from this agreement as well.
I no longer thought 107 months was reasonable under the circumstances.

The trial court denied appellant’s motion on the record, concluding that the parties were free to withdraw from the agreement any time before appellant appeared in court and the agreement was placed on the record and until the court had accepted the agreement. The trial court also concluded that appellant had shown no prejudice as a result of the state’s withdrawal from the agreement.

The matter proceeded to trial on one count of first-degree criminal sexual conduct and one count of second-degree assault; the remaining counts were dismissed by the state. The court found appellant guilty of both charges and sentenced him to consecutive sentences of 172 and 36 months, for a total of 208 months. As reasons for its upward departure from the sentencing guidelines, the court cited the following aggravating factors: (1) the female victim was treated with particular cruelty; (2) a gun was involved and used to threaten both victims; (3) the assault took place over a period of time in the victims’ apartment; and (4) a theft was involved.

On appeal, appellant argues that the withdrawn plea agreement is specifically enforceable.

ISSUE _

Did the trial court err in refusing to enforce a plea agreement from which the state withdrew before a plea of guilty was entered by appellant or accepted by the trial court?

ANALYSIS

Issues involving the interpretation and enforcement of a plea agreement are issues of law that are reviewed de novo. State v. Brown, 606 N.W.2d 670, 674 (Minn.2000). “What the parties agreed to,” however, “involves an issue of fact to be resolved by the [trial] court.” Id.

The trial court here refused to enforce the plea agreement because appellant had not yet entered his guilty plea when the state withdrew from the agreement. Under normal circumstances, once the parties reach a plea agreement, the trial court must “accept or reject the plea of guilty on the term of the plea agreement.” Minn. R.Crim. P. 15.04, subd. 3(1). Once a defendant enters a plea and the court accepts the plea, due process requires the court to honor the plea. Santobello v. New York, 404 U.S. 257, 262, 92 S.Ct. 495, 498-99, 30 L.Ed.2d 427 (1971). The in-chambers meeting in which the trial judge indicated a willingness to accept the *443 plea agreement does not constitute acceptance of the plea under the criminal rules. See Minn. R.Crim. P. 15.02 (requiring questioning of defendant and explanation of plea “in open court” prior to acceptance by court).

Appellant argues, however, that his failure to enter a plea should not be a controlling factor because he was prevented from entering his plea by circumstances beyond his control — unavailability of the trial judge due to a death in the family. Appellant admits that there are no Minnesota cases directly on point. He does, however, cite a Maryland case in which the court bound the state to a plea agreement from which it had withdrawn after the plea hearing was rescheduled due to a time conflict involving the defense attorney. See Kisamore v. State, 286 Md. 654, 409 A.2d 719, 724 (1980) (holding that it was “not fair and equitable” to preclude defendant from pleading guilty).

Kisamore was decided prior to the Supreme Court’s decision in Mabry v. Johnson, 467 U.S. 504, 507-08, 104 S.Ct. 2543, 2546, 81 L.Ed.2d 437 (1984), which held that a “plea bargain, standing alone, is without constitutional significance” and is merely “executory” until a court accepts a guilty plea. Since Mabry, many courts have ruled that the state may withdraw from a plea agreement before a defendant pleads guilty, provided that the defendant has not detrimentally relied on the offer. See, e.g., State v. Crockett, 110 Nev. 838, 877 P.2d 1077, 1079-80 (1994); Reed v. Becka, 333 S.C.

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Cite This Page — Counsel Stack

Bluebook (online)
617 N.W.2d 440, 2000 Minn. App. LEXIS 996, 2000 WL 1341394, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-johnson-minnctapp-2000.