State v. Johnson

543 A.2d 740, 14 Conn. App. 586, 1988 Conn. App. LEXIS 210
CourtConnecticut Appellate Court
DecidedJune 7, 1988
Docket5198
StatusPublished
Cited by12 cases

This text of 543 A.2d 740 (State v. Johnson) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Johnson, 543 A.2d 740, 14 Conn. App. 586, 1988 Conn. App. LEXIS 210 (Colo. Ct. App. 1988).

Opinion

Foti, J.

The defendant appeals from a judgment of conviction, after a jury trial, of assault in the second degree in violation of General Statutes § 53a-60 (a) (2).1

The defendant claims on appeal (1) that his federal and state constitutional rights to assistance of counsel were denied, (2) that the court erred in taking judicial notice of a psychiatrist’s objection to the presence of defense counsel during a court-ordered psychiatric evaluation of the defendant, (3) that there was insufficient evidence on the elements of the use of a dangerous instrument and intent to cause bodily injury to find him guilty of the crime charged beyond a reasonable doubt, and (4) that his federal and state rights to a fair trial were denied as a consequence of the state’s failure to disclose discoverable material.

The jury could reasonably have found the following facts. The defendant, a West Haven police officer, was employed in a second job as a security officer for the Casino Restaurant and Bar in West Haven at the time of the assault. At approximately 2 a.m. on the morning of the assault, the bar’s doorman began directing [588]*588the patrons to leave because it was closing time. The victim, a patron, refused to leave and began verbally abusing the doorman. The defendant came to the doorman’s assistance and the two attempted to remove the victim from the bar. Once outside, the victim became violent and began fighting with the defendant. The victim struck the defendant, knocking him to the ground and breaking the defendant’s eyeglasses. Two bystanders and two off-duty West Haven police officers finally subdued the victim and placed him face down on the ground with his hands cuffed behind him. The victim asked the defendant if he could go home. The defendant told him to “shut up,” shouted obscenities at him and then kicked him with substantial force in the area of the right temple and neck.2

The facts relevant to each of the defendant’s claims of error are discussed seriatim.

I

The defendant’s first claim is that his state and federal constitutional rights to assistance of counsel were violated because the court denied his motion to have counsel present during the court ordered psychiatric examinations. The facts relevant to this claim are as follows. The defendant filed a notice with the court that he intended to introduce expert testimony bearing on whether he was capable of forming the requisite mens rea to commit the crime charged. The state subsequently moved, pursuant to Practice Book § 760,3 for [589]*589a court ordered psychiatric examination of the defendant. The defendant’s attorney made an oral motion to be present at any court ordered examinations. The court denied the defendant’s motion. At trial, the defendant objected to the admissibility of testimony offered by the state given by two psychiatrists, John Cegalis and Howard Zonana, who conducted the court ordered psychiatric examinations of the defendant. The defendant contended, at trial, that the examinations and subsequent testimony regarding the findings of those examinations violated his right against self-incrimination. The court denied the defendant’s motion to exclude the testimony, concluding that Practice Book § 760 protected the defendant’s right against self-incrimination because § 760 prohibits the use of any statement made during the examination to the extent that the statement bears on an issue of guilt.4

The defendant contends that he was denied his right to counsel under the sixth amendment to the United States constitution because the psychiatric examinations ordered by the state constituted a critical stage of the prosecution. The defendant also claims that he was denied his separate state constitutional right to counsel by these actions. We will consider these claims of error under the Evans bypass rule. State v. Flynn, 14 Conn. App. 10, 21-22, 539 A.2d 1005 (1988).

We first consider the defendant’s claim made under the federal constitution. The sixth amendment right [590]*590to counsel is implicated (1) whenever the defendant is required to make a decision requiring distinctively legal advice, or (2) where the defendant must defend himself against the direct onslaught of the prosecutor. United States v. Ash, 413 U.S. 300, 310, 93 S. Ct. 2568, 37 L. Ed. 2d 619 (1973).

Neither condition exists here. At the time the defendant decided to put his mental state in issue he was represented by counsel. His counsel was acutely aware of the likelihood that the court would order a psychiatric examination of the defendant as provided by Practice Book § 760. Prior to the examinations conducted by Zonana and Cegalis, the defendant had seen his own psychiatrist approximately eighty times. “[A]t the [court-ordered] psychiatric interview itself, [the defendant] was not confronted by the procedural system; he had no decisions in the nature of legal strategy or tactics to make . . . . ” United States v. Byers, 740 F.2d 1104, 1118 (D.C. Cir. 1984). In fact, § 760 expressly protects a defendant from the use of statements made at such interviews for purposes other than evaluating competency. “No statement made by the defendant in the course of any examination provided for by Sec. 757, whether the examination shall be with or without the consent of the defendant, shall be admitted in evidence against the defendant on the issue of guilt in any criminal proceéding.”

In concluding that § 760 protects the defendant’s sixth amendment right to assistance of counsel, we find the reasoning of the United States Court of Appeals for the Second Circuit in United States v. Baird, 414 F.2d 700 (2d Cir. 1969), persuasive. In Baird, the court concluded: “Bearing in mind that the purpose of the examination was to qualify the Government’s expert and furnish him with a basis for an opinion as to the accused’s mental condition to which the expert could testify at the trial; that statements made to him by the [591]*591accused could not be used on the issue of guilt or innocence of committing the offenses and were to be treated only as verbal acts from which the expert’s opinion was drawn; and that the accused had no privilege to refuse to answer the alienist’s questions, the examination did not constitute the kind of critical stage in the proceedings at which the assistance of counsel was needed or at which counsel could make a useful contribution. In fact, the presence of a third party, such as counsel or a stenographer, at such an examination tends to destroy the effectiveness of the interview.” Id., 711.

Even if the defendant’s counsel were to sit in absolute silence or remain in an adjoining room, with the defendant aware of his presence, the effectiveness of the psychiatric interview could be materially impaired. An attorney’s presence in a purely observational capacity without ability to advise or object has “no relationship to the Sixth Amendment’s ‘Assistance of Counsel.’ ” United States v. Byers, supra, 1120.

“Whatever the feasibility of such a practice, we can find no basis for it in the Sixth Amendment.

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Bluebook (online)
543 A.2d 740, 14 Conn. App. 586, 1988 Conn. App. LEXIS 210, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-johnson-connappct-1988.