State v. John Tate (072754)

106 A.3d 1195, 220 N.J. 393, 2015 N.J. LEXIS 58
CourtSupreme Court of New Jersey
DecidedFebruary 2, 2015
DocketA-46-13
StatusPublished
Cited by93 cases

This text of 106 A.3d 1195 (State v. John Tate (072754)) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. John Tate (072754), 106 A.3d 1195, 220 N.J. 393, 2015 N.J. LEXIS 58 (N.J. 2015).

Opinion

Justice ALBIN

delivered the opinion of the Court.

Rule 3:9-2 and our jurisprudence do not permit a court to accept a guilty plea unless the defendant provides a factual basis establishing that he is guilty of the offense. Our longstanding commitment to this approach, above all, is intended to preserve the integrity of the criminal justice process and to safeguard against convicting a potentially innocent person. Accordingly, a court must reject a guilty plea if a defendant protests his innocence or does not admit to or acknowledge facts that evidence his guilt.

Defendant John Tate pled guilty to the fourth-degree offense of abuse of his foster child, N.J.S.A. 9:6-3, by engaging in “the habitual use ... in the hearing of [the] child, of profane, indecent or obscene language,” N.J.S.A. 9:6—1(d). 1 The trial court accepted the guilty plea based solely on defendant’s admission that he “curse[d]” in the child’s presence “in a way that would debauch his morals” and that he used “off-color” language.

The trial court denied defendant’s motion to vacate his guilty plea based on an inadequate factual basis, and the Appellate Division affirmed.

*398 We now reverse. During the brief plea colloquy, defendant was not asked to repeat the offending language or the frequency with which he used the language. The court did not assess whether defendant’s conception of a curse word or off-color language was equivalent to the statutory language prohibited by N.J.S.A. 9:6— 1(d). In short, the court could not—based on the plea colloquy— determine that defendant admitted to committing the crime of child abuse. Our conclusion that the factual basis was inadequate to support the guilty plea does not require that we reach the constitutional questions that have been raised: whether the statute treads on free-speech rights and whether the statute is so hopelessly vague that a reasonable person would not have notice of the conduct that is proscribed.

Defendant’s guilty plea is vacated, his indictment is reinstated, and this matter is remanded to the trial court for further proceedings.

I.

A.

Defendant was charged in a 2004 Morris County indictment with first-degree aggravated sexual assault, N.J.S.A. 2C:14-2a(2)(e); second-degree endangering the welfare of a child, N.J.S.A 2C:24-4a; and third-degree aggravated criminal sexual contact, N.J.S.A. 2C:14-3a. Defendant allegedly committed those criminal acts between September and November 1999, when he served as a foster parent to thirteen-year-old R.G., who had been placed in defendant’s home. The long and tortuous procedural history of this case is not germane to this appeal. Suffice it to say that defendant filed multiple motions and cycled through a number of attorneys from the time of the indictment in 2004 to the plea proceedings in June 2009.

On June 4, 2009, the State tendered to defendant a plea offer that expired that same day. The State and defendant entered into an agreement, which provided that defendant would plead guilty *399 to the downgraded charge of fourth-degree child abuse. See N.J.S.A. 9:6—1(d); N.J.S.A. 9:6—3. 2 In return for the guilty plea, the State agreed to dismiss the remaining charges in the indictment and recommend a sentence of time served. The State also agreed that no fine would be imposed.

That day, in court and on the record, defense counsel explained the terms of the plea agreement to defendant. Defendant stated that he understood and assented to the agreement. For the purpose of eliciting a factual basis to support the guilty plea to child abuse, the court turned to defense counsel to examine his client:

[Defense counsel]: Between the dates of September 1st, 1999 and November 30th, 1999, did you reside in the Township of Randolph in this County and this State? [Defendant]: Yes, I did.
[Defense counsel]: Did you become a foster father to a person known as R.G.? [Defendant]: Yes, I did.
[Defense counsel]: That person known to you was born on February 10th, 1986 and in the time stated was less than the age of 16. Is that correct, sir?
[Defendant]: That’s correct.
[Defense counsel]: Did you at that time while having the duty as a parent for—hutías child, did you curse in his presence to and in a way that would debauch his morals?
[Defendant]: Yes.

At this point, the prosecutor interjected with the following question:

[Prosecutor]: You—you used off-color language in his presence?
[Defendant]: Yes.

The prosecutor then stated that “the factual allocution is satisfactory to the State.” Defense counsel asked defendant: “Do you wish the Court to accept your plea of guilty to this matter?” Defendant responded, “Yes.”

The court next questioned defendant: “Do you feel you’ve had enough time to think about your decision to enter this plea?” Defendant replied, “I would have liked more time, but I under *400 stand the circumstances”—an apparent reference to the fact that the plea offer was only available that day. After some additional questioning, the court expressed its satisfaction that (1) defendant had “given an appropriate factual basis for the amended charge” of child abuse and (2) defendant had entered the guilty plea knowingly and voluntarily. 3

B.

Fourteen months later, defendant still had not been sentenced. On August 27, 2010, defendant filed a motion to withdraw his guilty plea on the ground that the plea was not supported by an adequate factual basis. He also sought to withdraw his guilty plea for reasons not pertinent to our resolution of this appeal. On October 25, 2010, the trial court conducted a hearing on the plea-withdrawal motion. In denying that motion, the court followed the template set forth in State v. Slater, 198 N.J. 145, 966 A.2d 461 (2009), which addresses whether a defendant may withdraw a guilty plea even when it is supported by an adequate factual basis.

With respect to the crimes charged in the indictment, the court observed that defendant “sat in jail for a number of years” and “maintained his innocence,” rejecting “favorable plea offers to time served.” Indeed, defendant had been incarcerated for more than three years before he was released on bail on May 20, 2008. According to the court, defendant only accepted “responsibility” when he was “offered an opportunity to provide a factual basis” to cursing in R.G.’s presence.

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Cite This Page — Counsel Stack

Bluebook (online)
106 A.3d 1195, 220 N.J. 393, 2015 N.J. LEXIS 58, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-john-tate-072754-nj-2015.