State v. John M. Swapsy, Jr.

CourtCourt of Appeals of Wisconsin
DecidedSeptember 10, 2020
Docket2019AP002270-CR
StatusUnpublished

This text of State v. John M. Swapsy, Jr. (State v. John M. Swapsy, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. John M. Swapsy, Jr., (Wis. Ct. App. 2020).

Opinion

COURT OF APPEALS DECISION NOTICE DATED AND FILED This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. September 10, 2020 A party may file with the Supreme Court a Sheila T. Reiff petition to review an adverse decision by the Clerk of Court of Appeals Court of Appeals. See WIS. STAT. § 808.10 and RULE 809.62.

Appeal No. 2019AP2270-CR Cir. Ct. No. 2016CF1956

STATE OF WISCONSIN IN COURT OF APPEALS DISTRICT IV

STATE OF WISCONSIN,

PLAINTIFF-RESPONDENT,

V.

JOHN M. SWAPSY, JR.,

DEFENDANT-APPELLANT.

APPEAL from a judgment and an order of the circuit court for Dane County: NICHOLAS McNAMARA, Judge. Affirmed.

Before Fitzpatrick, P.J., Kloppenburg, and Nashold, JJ.

Per curiam opinions may not be cited in any court of this state as precedent

or authority, except for the limited purposes specified in WIS. STAT. RULE 809.23(3).

¶1 PER CURIAM. John Swapsy was convicted in the Dane County Circuit Court, following a jury trial, of one count of arson of a building, contrary No. 2019AP2270-CR

to WIS. STAT. § 943.02(1)(a) (2013-14).1 In a postconviction motion, Swapsy argued that he is entitled to a new trial because his trial counsel was constitutionally ineffective. Specifically, Swapsy argued that his trial counsel was deficient in counsel’s cross-examination of two of the State’s witnesses and in his closing argument, and that counsel’s deficient performance was prejudicial. Following a Machner2 hearing, the circuit court denied Swapsy’s motion. Swapsy makes the same arguments on appeal, and we affirm.

BACKGROUND

¶2 In September 2016, Swapsy was charged with arson to a building in connection with a fire that occurred in the early hours of August 27, 2016, at the house of Kenneth Jones. The case was tried to a jury. Witness testimony, including the testimony of Jones, Brandon Kalish, who was living at Jones’s house at the time of the fire, and Mark and Keenan Howard, who lived next door to Jones, was presented by the State to prove that Swapsy started the fire.

¶3 The testimony of these witnesses established the following facts. Around midnight on August 26-27, 2016, Swapsy had a verbal altercation with Jones at Jones’s house. During that altercation, Swapsy yelled that he was going to burn Jones’s house down. Swapsy then left Jones’s house on a bicycle. In the early hours of August 27, Jones’s house started on fire. Around the time that the fire started, Jones saw Swapsy ride a bicycle past Jones’s living room window.

1 All references to the Wisconsin Statutes are to the 2017-18 version unless otherwise noted. 2 State v. Machner, 92 Wis. 2d 797, 285 N.W.2d 905 (Ct. App. 1979).

2 No. 2019AP2270-CR

¶4 During its opening statement, the State asserted that it intended to present the testimony of Charmaine Smith, who would give evidence that “[Swapsy] was angry and jealous because [Smith] … was living at the time … with … Jones” and that “Smith heard [Swapsy] as the fire was being lit.” However, although Smith was subpoenaed and a bench warrant was issued by the circuit court, Smith failed to appear at trial.

¶5 A jury found Swapsy guilty of the charge of arson to a building. Swapsy filed a postconviction motion for a new trial on the basis that he received constitutionally ineffective assistance of counsel. Swapsy alleged that his trial counsel was deficient in counsel’s cross-examinations of Jones and Kalish, and in counsel’s closing argument. The circuit court held a Machner hearing at which Swapsy’s trial counsel testified. Following the hearing, the court denied Swapsy’s motion.

¶6 Swapsy appeals. We will mention other material facts in the following discussion.

DISCUSSION

¶7 Swapsy contends that the circuit court erred in concluding that the assistance he received from his trial counsel was not constitutionally ineffective. We begin by discussing legal principles that govern ineffective assistance of counsel allegations and setting forth our standard of review.

I. Legal Principles Governing Ineffective Assistance of Counsel and Standard of Review.

¶8 A defendant, such as Swapsy, alleging ineffective assistance of trial counsel has the burden of proving both that counsel’s performance was deficient 3 No. 2019AP2270-CR

and that he suffered prejudice as a result of that deficient performance. Strickland v. Washington, 466 U.S. 668, 687 (1984).

¶9 To prove that counsel’s performance was deficient, the defendant must point to specific acts or omissions by counsel that “[fall] below an objective standard of reasonableness” considering all the circumstances. See id. at 688, 690. When evaluating counsel’s performance, this court’s review is “highly deferential” and we do “not second-guess a reasonable trial strategy, [unless] it was based on an irrational trial tactic or based upon caprice rather than upon judgment.” State v. Breitzman, 2017 WI 100, ¶65, 378 Wis. 2d 431, 904 N.W.2d 93 (alteration in the original) (quoting State v. Domke, 2011 WI 95, ¶¶36, 49, 337 Wis. 2d 268, 805 N.W.2d 364). “Counsel need not be perfect, indeed not even very good, to be constitutionally adequate.” State v. Thiel, 2003 WI 111, ¶19, 264 Wis. 2d 571, 665 N.W.2d 305 (quoted source omitted).

¶10 To show prejudice, the defendant must demonstrate that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” Strickland, 466 U.S. at 694. “A reasonable probability is a probability sufficient to undermine confidence in the outcome.” Id.

¶11 We need not address both aspects of the Strickland test if the defendant does not make a sufficient showing on either one. See id. at 697.

¶12 On appeal, our standard of review is two-fold. This court accepts the circuit court’s findings of fact unless clearly erroneous; however, we review the circuit court’s application of constitutional principles to those facts de novo. State v. Harvey, 139 Wis. 2d 353, 376, 407 N.W.2d 235 (1987). Therefore, the “legal conclusions of whether the performance was deficient and prejudicial based 4 No. 2019AP2270-CR

on [the postconviction] factual findings ... are questions of law independently reviewed by this court.” State v. Delgado, 194 Wis. 2d 737, 750, 535 N.W.2d 450 (Ct. App. 1995).

¶13 We now turn to Swapsy’s ineffective assistance of counsel claims.

II. Trial Counsel Was Not Deficient in Counsel’s Cross- Examination of Jones.

¶14 Swapsy contends that his trial counsel was ineffective for failing to more effectively impeach Jones for having given differing, inconsistent statements about whether Jones saw Swapsy in the vicinity of Jones’s house around the time the fire was discovered and about where the argument took place between Swapsy and Jones before the fire. We begin our analysis by setting forth pertinent facts regarding this issue.

A. Pertinent Facts.

¶15 At trial, Jones testified to the following on direct examination. As a result of a motor vehicle accident in the 1980s, Jones suffers from “occasional[] … memory issues.” On August 26, 2016, Smith, a friend of Jones who frequently spent time at Jones’s house, was at Jones’s house because she had an argument with Swapsy. At that time, Smith and Swapsy were dating. Around midnight on August 26-27, Smith had an argument with Swapsy in the basement of Jones’s house. Jones, who had been upstairs, went down to the basement.

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Related

Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
State v. Harvey
407 N.W.2d 235 (Wisconsin Supreme Court, 1987)
State v. Hubanks
496 N.W.2d 96 (Court of Appeals of Wisconsin, 1992)
Associates Financial Services Co. of Wisconsin v. Brown
2002 WI App 300 (Court of Appeals of Wisconsin, 2002)
Richman v. Security Savings & Loan Asso.
204 N.W.2d 511 (Wisconsin Supreme Court, 1973)
Fischer v. Wisconsin Patients Compensation Fund
2002 WI App 192 (Court of Appeals of Wisconsin, 2002)
State v. Thiel
2003 WI 111 (Wisconsin Supreme Court, 2003)
State v. Delgado
535 N.W.2d 450 (Court of Appeals of Wisconsin, 1995)
State v. Maloney
2004 WI App 141 (Court of Appeals of Wisconsin, 2004)
State v. MacHner
285 N.W.2d 905 (Wisconsin Supreme Court, 1979)
State v. Ginger M. Breitzman
2017 WI 100 (Wisconsin Supreme Court, 2017)
State v. Lamont Donnell Sholar
2018 WI 53 (Wisconsin Supreme Court, 2018)
State v. Domke
2011 WI 95 (Wisconsin Supreme Court, 2011)

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Bluebook (online)
State v. John M. Swapsy, Jr., Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-john-m-swapsy-jr-wisctapp-2020.