State v. Jennings

312 A.2d 864, 126 N.J. Super. 70
CourtNew Jersey Superior Court Appellate Division
DecidedMarch 30, 1972
StatusPublished
Cited by19 cases

This text of 312 A.2d 864 (State v. Jennings) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Jennings, 312 A.2d 864, 126 N.J. Super. 70 (N.J. Ct. App. 1972).

Opinion

126 N.J. Super. 70 (1972)
312 A.2d 864

STATE OF NEW JERSEY, PLAINTIFF-RESPONDENT,
v.
JAMES JOSEPH JENNINGS, JR., DEFENDANT-APPELLANT.

Superior Court of New Jersey, Appellate Division.

Argued February 22, 1972.
Decided March 30, 1972.

*71 Before Judges CONFORD, MATTHEWS and FRITZ.

Mrs. Miriam N. Span, Assistant Deputy Public Defender, argued the cause for appellant (Mr. Stanley C. Van Ness, Public Defender, attorney).

Mr. Elson P. Kendall, Assistant Prosecutor, argued the cause for respondent (Mr. Karl Asch, Union County Prosecutor, attorney).

The opinion of the Court was delivered by CONFORD, P.J.A.D.

Defendant was indicted for the murder of one Farrell and was convicted by a jury of manslaughter. *72 Of several points of appeal argued we find one to have merit — that the court over objection excused a defense witness from testifying on a purported claim of privilege of self-incrimination advanced by counsel for the witness without requiring the witness himself to take the stand and refuse under oath (or affirmation) to claim the privilege for stated reasons.

Defendant accosted Farrell on the street while Farrell, with a knife in his hand, was apparently menacing another person sitting in a parked car. The shooting followed momentarily thereafter. Defendant had arrived at the scene in a car with one Figone (the witness mentioned above), had addressed Farrell with a demand for money the latter assertedly owed him, and then, according to defendant's testimony, when Farrell raised the knife toward him, defendant's gun went off, resulting in the fatal wounding of Farrell. The State, however, adduced testimony from which the jury could have concluded that the shooting was not a justified act of self-defense.

Figone had been called as a witness before the grand jury and, after being informed by the prosecutor that he had a privilege of not incriminating himself, testified he knew nothing about the shooting until defendant told him about it later that day. He had loaned defendant his car but was not with him at the time.

Defendant contends that a week or so before the trial, when the prosecutor learned from the defense that Figone was to testify for defendant, he had him indicted for the murder, obstructing justice, aiding defendant to escape apprehension and perjury. Figone was confined in jail on these charges when called as a witness.

In the course of its case the defense called Figone as a witness. The court promptly excused the jury. The judge then inquired of the witness whether he had counsel, and the latter responded he had consulted with counsel (Mr. Metro) who had advised him to "testify to the truth." When the court *73 pressed the witness as to whether counsel advised him to testify, the witness said:

I think it's right that I should testify, not that he advised me. I think it's right that I should tell the truth.

The judge expressed the view that in view of the "very serious charge" against Figone, Mr. Metro should be given the opportunity of telling the court "his position * * * in this case." Defense counsel advised the court she had informed Mr. Metro the day before that she was calling Figone as a witness and he had said he had no objection. A recess was called during which the judge phoned Mr. Metro and ascertained the latter desired to be present during any testimony he might advise the witness to give. The case was recessed (on a Friday) to permit Mr. Metro to be present the following Monday morning.

On the resumption of the trial on Monday the defense called Figone again, and the court again excused the jury. On inquiry by the court, Mr. Metro stated he was advising the witness not to testify on grounds of self-incrimination. Figone answered "yes" to the court's question whether he understood that counsel was advising him not to answer any questions which might incriminate him. But the witness was not asked whether he would himself invoke the privilege not to incriminate himself. The prosecutor suggested there be a voir dire interrogation of the witness out of the presence of the jury, and the court acceded, in order to "see if the questions are permissible." No one, including Mr. Metro, objected to the procedure.

Defense counsel proceeded at once to question Figone as to his knowledge concerning the shooting. At the first question, Mr. Metro stated he was advising his client not to answer. The court directed the witness to answer the questions. Thereupon the witness, over periodic continuing objections by Mr. Metro, testified he was present at the shooting and saw defendant shoot Farrell after the latter turned to cut defendant *74 with his knife. He said he came there with Farrell, the latter driving Figone's car, but not expecting any shooting, and he left the scene with defendant immediately afterwards. When, on cross-examination, Figone was asked whether, later that day, he went to get "CO-2 guns" in Newark, and Mr. Metro objected again, the witness responded, "I don't want to answer that question." The court remarked, "I can't compel him to answer that one." The witness continued to refuse to answer questions about the guns but answered all others.

After the testimony on "voir dire" the judge ruled he would "respect Mr. Metro's objections" and refuse to "compel" the witness to testify as such testimony would tend to incriminate the witness because the conflict between his grand jury testimony and the voir dire testimony, if repeated before the jury, would expose him to a charge of false swearing. (Later in the case the judge indicated that his action had been based also on Figone's potential implication of himself as a principal in the homicide.)

Defense counsel thereupon requested that "Mr. Figone [be] called to the stand in front of the jury and plead the Fifth Amendment in front of the jury * * *." She argued:

Your Honor, he can't refuse to take the stand. He can refuse to testify. I would like him called to the stand, and then let him plead the Fifth Amendment, because only the defendant has a right not to take the stand in the first place. [Emphasis added]

The court responded it would not "permit" Figone to testify as he "would clearly incriminate himself."

When, after further argument on other matters, counsel renewed her request that Figone be called to the stand to see whether he might decide to testify or "formally waive" his right not to, the court responded, "I see no reason for it. It's time consuming * * * Mr. Metro has announced to this court that Mr. Figone will not testify. Am I correct, Mr. Metro?" Mr. Metro said: "Yes, your Honor." (Emphasis added). But it is clear that Mr. Metro had made no such announcement.

*75 I

It is and long has been fundamental that the privilege against self-incrimination is personal to the individual claimant, and the election to invoke it must be exercised by the witness himself, on the stand and under oath, after hearing a question or questions addressed to him. It is not invocable by an attorney as his surrogate. State v. Williams, 59 N.J. 493, 502 (1971); In re Boiardo, 34 N.J. 599, 604 (1961); State v. Fary, 19 N.J. 431, 435 (1955); State v. Mohr, 99 N.J.L. 124, 129-130 (E. & A. 1924); In re O'Shea, 166 F. 180, 182 (D.N.J. 1908); United States v. Willis, 145 F. Supp. 365 (M.D. Ga. 1955); United States v. Johnson, 76 F. Supp. 538, 540 (M.D. Pa.

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Bluebook (online)
312 A.2d 864, 126 N.J. Super. 70, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-jennings-njsuperctappdiv-1972.