IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE FILED NOVEMBER 1998 SESSION February 10, 1999
Cecil W. Crowson Appellate Court Clerk STATE OF TENNESSEE, ) ) C.C.A. NO. 01C01-9711-CC-00504 Appellee, ) ) MAURY COUNTY VS. ) ) HON. JIM T. HAMILTON, JEFFREY A. WARFIELD, ) JUDGE ) Appellant. ) (Probation Revocation and Invalid Guilty Plea)
FOR THE APPELLANT: FOR THE APPELLEE:
JOHN E. HERBISON JOHN KNOX WALKUP 2016 Eighth Ave., South Attorney General & Reporter Nashville, TN 37204 (On Appeal) DARYL J. BRAND Asst. Attorney General Cordell Hull Bldg., 2nd Fl. CLAUDIA JACK 425 Fifth Ave., North District Public Defender Nashville, TN 37243-0493
WILLIAM C. BRIGHT MIKE BOTTOMS Asst. Public Defender District Attorney General 809 South Main St., Suite 200 Columbia, TN 38401 STELLA HARGROVE (At Hearing) Asst. District Attorney General P.O. Box 1619 Columbia, TN 38401-1619
OPINION FILED:
AFFIRMED IN PART, REVERSED IN PART
JOHN H. PEAY, Judge OPINION
Over the course of 1994, 1995, and 1996, the defendant pled guilty to the
sale of cocaine (Case No. 8531), the possession of cocaine for resale (Case No. 8540),
the sale of cocaine (Case No. 8742), and the delivery of cocaine (Case No. 9204). In
Case Nos. 8531 and 8540, the defendant was sentenced to four years on each count to
be served consecutively on supervised probation. The defendant was also sentenced
to four years on probation in Case No. 8742 to run concurrently with his other sentences.
Lastly, the defendant was sentenced to sixty days to be served and four years on
probation in Case No. 9204, which also was to run concurrently with the sentences for
Case Nos. 8531 and 8540. On October 3, 1997, the defendant’s probation in all four
cases was revoked, and the defendant was ordered to serve the original eight-year
sentence in the Tennessee Department of Correction. The defendant now appeals and
presents the following issues for our review:
(1) whether the trial court failed to consider less restrictive sentencing alternatives upon probation revocation;
(2) whether the trial court was without jurisdiction in Case No. 9204 because the charging instrument is a general sessions court warrant and the record includes no written waiver of the defendant’s right not to be put to answer any criminal charge except by indictment, presentment, or impeachment;
(3) whether the charging instrument in Case No. 9204 avers no culpable mental state and therefore renders any judgment void.
After a review of the record and applicable law, we affirm the trial court’s
reinstatement of the defendant’s original sentence upon revocation of probation.
However, the defendant’s conviction in Case No. 9204 is reversed and the warrant
dismissed.
The defendant pled guilty on four separate occasions to four separate
2 counts involving cocaine. The defendant was placed on probation regarding each of
these counts. The terms of his probation mandated that the defendant refrain from the
use of illegal narcotics and that he would be tested for such narcotics randomly. On
August 9, 1995, a probation violation report was filed alleging that the defendant was not
paying required fees and costs. On October 18, 1995, a probation violation report was
filed alleging that the defendant failed to obey the laws of the United States, failed to
report to his probation officer, failed to pay required fees, tested positive for and admitted
to the use of cocaine, and failed to obtain drug rehabilitation as ordered by the court. On
July 12, 1996, another probation violation report was filed because the defendant tested
positive for the use of cocaine. Although the defendant spent some time in jail and in
several rehabilitation programs, the defendant’s probation was reinstated on at least two
occasions. On March 3, 1997, a probation violation report was filed alleging that the
defendant failed to report to his probation officer, failed to submit to random drug
screens, and failed to pay required fees. On October 3, 1997, the defendant’s probation
was revoked and his original sentence of eight years was reinstated to be served in the
Tennessee Department of Correction.
The factual basis upon which the trial court relied in revoking the
defendant’s probation is not disputed. However, the defendant contends that the trial
court failed to consider less restrictive sentencing alternatives. This Court has held that
an accused, already on probation, is not entitled to a second grant of probation or
another form of alternative sentencing. State v. James Moffit, No. 01C01-9010-CC-
00252, Williamson County (Tenn. Crim. App. filed April 4, 1991, at Nashville); State v.
Jimmie L. Allen, No. 02C01-9509-CR-00286, Shelby County (Tenn. Crim. App. filed April
28, 1997, at Jackson). It is also well established that the trial court has the authority to
revoke a defendant’s probation and to impose the original sentence on the defendant.
3 T.C.A. § 40-35-310, -311 (1997). The Tennessee Supreme Court has held that
a trial judge may revoke a sentence of probation or a suspended sentence upon a finding that the defendant has violated the cond- itions of his probation or suspended sentence by a preponderance of the evidence. T.C.A. § 40-35-311. The judgment of the trial court in this regard will not be disturbed on appeal unless it appears that there has been an abuse of discretion.
State v. Harkins, 811 S.W.2d 79, 82 (Tenn. 1991)(citing State v. Williamson, 619 S.W.2d
145, 146 (Tenn. Crim. App. 1981)). If the record contains substantial evidence to support
the trial court’s conclusion that a probation violation has occurred, no abuse of discretion
will be found. Harkins, 811 S.W.2d at 82.
In the case at bar, the defendant concedes that he violated his probation
not once, but on several occasions. The defendant used illegal drugs, failed to pay court-
ordered fees, failed to meet with his probation officer, failed to submit to drug screens,
failed to obey the law, and failed to attend a rehabilitation program as ordered by the
court. In spite of these probation violations, the defendant was allowed to remain on
probation and given several chances to overcome his drug addiction. The defendant now
contends that the trial court did not consider alternative sentencing. However, the trial
court specifically pointed out that the defendant had been given four chances at probation
and had not been able to handle any of those chances. As such, it is clear the trial judge
considered alternative sentencing and the fact that it had not worked for the defendant
in the past. As there is substantial evidence in the record to support the trial court’s
conclusion that a probation violation had occurred, we find the trial court did not abuse
its discretion by reinstating the defendant’s original sentence to be served in the
The defendant next contends that the trial court was without jurisdiction in
Case No. 9204 because the charging instrument was a general sessions warrant and the
4 record includes no written waiver of the defendant’s right not to be put to answer any
criminal charge except by indictment, presentment, or impeachment as required by Art.
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IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE FILED NOVEMBER 1998 SESSION February 10, 1999
Cecil W. Crowson Appellate Court Clerk STATE OF TENNESSEE, ) ) C.C.A. NO. 01C01-9711-CC-00504 Appellee, ) ) MAURY COUNTY VS. ) ) HON. JIM T. HAMILTON, JEFFREY A. WARFIELD, ) JUDGE ) Appellant. ) (Probation Revocation and Invalid Guilty Plea)
FOR THE APPELLANT: FOR THE APPELLEE:
JOHN E. HERBISON JOHN KNOX WALKUP 2016 Eighth Ave., South Attorney General & Reporter Nashville, TN 37204 (On Appeal) DARYL J. BRAND Asst. Attorney General Cordell Hull Bldg., 2nd Fl. CLAUDIA JACK 425 Fifth Ave., North District Public Defender Nashville, TN 37243-0493
WILLIAM C. BRIGHT MIKE BOTTOMS Asst. Public Defender District Attorney General 809 South Main St., Suite 200 Columbia, TN 38401 STELLA HARGROVE (At Hearing) Asst. District Attorney General P.O. Box 1619 Columbia, TN 38401-1619
OPINION FILED:
AFFIRMED IN PART, REVERSED IN PART
JOHN H. PEAY, Judge OPINION
Over the course of 1994, 1995, and 1996, the defendant pled guilty to the
sale of cocaine (Case No. 8531), the possession of cocaine for resale (Case No. 8540),
the sale of cocaine (Case No. 8742), and the delivery of cocaine (Case No. 9204). In
Case Nos. 8531 and 8540, the defendant was sentenced to four years on each count to
be served consecutively on supervised probation. The defendant was also sentenced
to four years on probation in Case No. 8742 to run concurrently with his other sentences.
Lastly, the defendant was sentenced to sixty days to be served and four years on
probation in Case No. 9204, which also was to run concurrently with the sentences for
Case Nos. 8531 and 8540. On October 3, 1997, the defendant’s probation in all four
cases was revoked, and the defendant was ordered to serve the original eight-year
sentence in the Tennessee Department of Correction. The defendant now appeals and
presents the following issues for our review:
(1) whether the trial court failed to consider less restrictive sentencing alternatives upon probation revocation;
(2) whether the trial court was without jurisdiction in Case No. 9204 because the charging instrument is a general sessions court warrant and the record includes no written waiver of the defendant’s right not to be put to answer any criminal charge except by indictment, presentment, or impeachment;
(3) whether the charging instrument in Case No. 9204 avers no culpable mental state and therefore renders any judgment void.
After a review of the record and applicable law, we affirm the trial court’s
reinstatement of the defendant’s original sentence upon revocation of probation.
However, the defendant’s conviction in Case No. 9204 is reversed and the warrant
dismissed.
The defendant pled guilty on four separate occasions to four separate
2 counts involving cocaine. The defendant was placed on probation regarding each of
these counts. The terms of his probation mandated that the defendant refrain from the
use of illegal narcotics and that he would be tested for such narcotics randomly. On
August 9, 1995, a probation violation report was filed alleging that the defendant was not
paying required fees and costs. On October 18, 1995, a probation violation report was
filed alleging that the defendant failed to obey the laws of the United States, failed to
report to his probation officer, failed to pay required fees, tested positive for and admitted
to the use of cocaine, and failed to obtain drug rehabilitation as ordered by the court. On
July 12, 1996, another probation violation report was filed because the defendant tested
positive for the use of cocaine. Although the defendant spent some time in jail and in
several rehabilitation programs, the defendant’s probation was reinstated on at least two
occasions. On March 3, 1997, a probation violation report was filed alleging that the
defendant failed to report to his probation officer, failed to submit to random drug
screens, and failed to pay required fees. On October 3, 1997, the defendant’s probation
was revoked and his original sentence of eight years was reinstated to be served in the
Tennessee Department of Correction.
The factual basis upon which the trial court relied in revoking the
defendant’s probation is not disputed. However, the defendant contends that the trial
court failed to consider less restrictive sentencing alternatives. This Court has held that
an accused, already on probation, is not entitled to a second grant of probation or
another form of alternative sentencing. State v. James Moffit, No. 01C01-9010-CC-
00252, Williamson County (Tenn. Crim. App. filed April 4, 1991, at Nashville); State v.
Jimmie L. Allen, No. 02C01-9509-CR-00286, Shelby County (Tenn. Crim. App. filed April
28, 1997, at Jackson). It is also well established that the trial court has the authority to
revoke a defendant’s probation and to impose the original sentence on the defendant.
3 T.C.A. § 40-35-310, -311 (1997). The Tennessee Supreme Court has held that
a trial judge may revoke a sentence of probation or a suspended sentence upon a finding that the defendant has violated the cond- itions of his probation or suspended sentence by a preponderance of the evidence. T.C.A. § 40-35-311. The judgment of the trial court in this regard will not be disturbed on appeal unless it appears that there has been an abuse of discretion.
State v. Harkins, 811 S.W.2d 79, 82 (Tenn. 1991)(citing State v. Williamson, 619 S.W.2d
145, 146 (Tenn. Crim. App. 1981)). If the record contains substantial evidence to support
the trial court’s conclusion that a probation violation has occurred, no abuse of discretion
will be found. Harkins, 811 S.W.2d at 82.
In the case at bar, the defendant concedes that he violated his probation
not once, but on several occasions. The defendant used illegal drugs, failed to pay court-
ordered fees, failed to meet with his probation officer, failed to submit to drug screens,
failed to obey the law, and failed to attend a rehabilitation program as ordered by the
court. In spite of these probation violations, the defendant was allowed to remain on
probation and given several chances to overcome his drug addiction. The defendant now
contends that the trial court did not consider alternative sentencing. However, the trial
court specifically pointed out that the defendant had been given four chances at probation
and had not been able to handle any of those chances. As such, it is clear the trial judge
considered alternative sentencing and the fact that it had not worked for the defendant
in the past. As there is substantial evidence in the record to support the trial court’s
conclusion that a probation violation had occurred, we find the trial court did not abuse
its discretion by reinstating the defendant’s original sentence to be served in the
The defendant next contends that the trial court was without jurisdiction in
Case No. 9204 because the charging instrument was a general sessions warrant and the
4 record includes no written waiver of the defendant’s right not to be put to answer any
criminal charge except by indictment, presentment, or impeachment as required by Art.
I, § 14 of the Tennessee Constitution.1
It is well established that “[a] lawful accusation is an essential jurisdictional
element of a criminal trial, without which there can be no valid prosecution.” State v.
Morgan, 598 S.W.2d 796, 797 (Tenn. Crim. App. 1979) (citations omitted). There is also
an absolute right to a criminal accusation by a grand jury that applies to all crimes except
those involving a fine of fifty dollars ($50) or less. State v. Brackett, 869 S.W.2d 936,
938 (Tenn. Crim. App. 1993) (citations omitted). However, this right may be relinquished
by a valid waiver. Id. “Absent either grand jury action or the written waiver of that
guarantee, there can be no valid conviction.” Id.; see also Morgan, S.W.2d at 797. As
there was no grand jury indictment in Case No. 9204 and no written waiver, the trial court
was without jurisdiction to enter a judgment of conviction on the defendant’s guilty plea.2
Accordingly, we affirm the trial court’s probation revocation and
reinstatement of the defendant’s original sentence with regard to Case Nos. 8531, 8540,
and 8742. The judgment in Case No. 9204, however, is reversed and the warrant
______________________________ JOHN H. PEAY, Judge
1 Not only is the record d evoid of a ny evidenc e of an ind ictmen t or a written w aiver, the S tate concedes that they failed to obtain an indictment or a written waiver in Case No. 9204.
2 The defendant also contends that the charging instrument in Case No. 9204 avers no culpable men tal state and any judgm ent pron ounce d thereo n is therefo re void. W e find no n eed to address this issue as we have found the defendant’s conviction void on other grounds.
5 CONCUR:
______________________________ GARY R. WADE, Presiding Judge
______________________________ JERRY L. SMITH, Judge