State v. Houston

2014 Ohio 2827
CourtOhio Court of Appeals
DecidedMay 14, 2014
Docket12CA3472
StatusPublished
Cited by2 cases

This text of 2014 Ohio 2827 (State v. Houston) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Houston, 2014 Ohio 2827 (Ohio Ct. App. 2014).

Opinion

[Cite as State v. Houston, 2014-Ohio-2827.]

IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT SCIOTO COUNTY

STATE OF OHIO, : : Plaintiff-Appellee, : Case No. 12CA3472 : vs. : : DECISION AND JUDGMENT MARCO DWAYNE HOUSTON, : ENTRY : Defendant-Appellant. : Released: 05/14/14

APPEARANCES:

Marco Dwayne Houston, Lima, Ohio, Pro Se Appellant.

Mark E. Kuhn, Scioto County Prosecuting Attorney, and Pat Apel, Scioto County Assistant Prosecuting Attorney, Portsmouth, Ohio, for Appellee.

McFarland, J.

{¶ 1} This matter comes before us following our decision under App.R.

26(B) to reopen Appellant Marco D. Houston’s direct appeal. Here Appellant

raises a single assignment of error. He contends the trial court lacked jurisdiction,

violated Crim.R. 11(C)(2), and breached a plea agreement when it gave him the

maximum penalty for a felony of the third degree when Count 4 of the indictment

against Appellant was a felony of the second degree, and therefore, Appellant’s

plea was not knowingly, intelligently, and voluntarily made. However, because we

conclude the trial court substantially complied with Crim.R.11(C)(2) in advising Scioto App. No. 12CA3472 2

Appellant as to the maximum penalties associated with a felony of the third degree,

the felony to which he pled, we find his plea was knowingly, voluntarily, and

intelligently made. As such, we overrule Appellant’s sole assignment of error and

affirm the judgment of the trial court.

FACTS

{¶ 2} As noted in our decision granting Appellant’s application for

reopening, Appellant entered no contest pleas and was found guilty of: (1)

trafficking in drugs with a firearm specification, in violation of R.C.

2925.03(A)(2)/(C); (2) possession of drugs, in violation of R.C. 2925.11(A); and

tampering with evidence, in violation of R.C. 2921.12(A)(1). Appellant was

sentenced to an agreed sentence of consecutive prison terms for the charges, for a

total stated prison term of ten years.

{¶ 3} Appellant filed an initial appeal from his convictions and sentences,

which we affirmed in State v. Houston, 4th Dist. No. 12CA3472, 2013-Ohio-686.

Appellant subsequently filed an application for reopening. Appellant argued his

appellate counsel was ineffective because counsel should have raised three

additional arguments within the initial appeal: (1) that Houston’s plea was not

knowingly, intelligently, and voluntarily made; (2) that counsel failed to raise an

issue with regard to the trial court’s imposition of consecutive sentences; and (3)

that trial counsel should have requested a Franks hearing. In granting Appellant’s Scioto App. No. 12CA3472 3

application, this Court concluded that Appellant’s first assignment of error had a

reasonable probability of success on appeal. Thus, the matter is now before us

once again, via a reopened direct appeal, wherein Appellant raises a single

assignment of error for our review.

ASSIGNMENT OF ERROR

“I. THE TRIAL COURT LACKED JURISDICTION, VIOLATED CRIM.R. 11(C)(2) AND BREACHED THE NOVEMBER 4, 2011 PLEA AGREEMENT, WHEN IT GAVE APPELLANT THE MAXIMUM PENALTY FOR COUNT (4) AS A FELONY OF THE THIRD DEGREE WHEN COUNT (4) IS A FELONY OF THE SECOND DEGREE. APPELLANT’S PLEA WAS NOT KNOWINGLY, INTELLIGENTLY, AND VOLUNTARILY MADE.”

{¶ 4} Appellant argues the trial court lacked jurisdiction to convict and

sentence him when it failed to give him the correct maximum penalty, pursuant to

Crim.R. 11(C) on November 4, 2011. Appellant argues the trial court completely

misled him as to the maximum sentences and the correct maximum fines for a

felony of the second degree as charged in the indictment. Appellee responds that

under the totality of the circumstances, Appellant subjectively knew he was

pleading to a felony of the third degree, that it was to his advantage to plead to a

felony of the third degree, and that the trial court substantially complied with Scioto App. No. 12CA3472 4

informing Appellant of the maximum sentence for the offense to which Appellant

pled.1

{¶ 5} Appellant was indicted on September 16, 2011. The indictment lists

Count 4, R.C. 2925.11(A)/(C)(1)(c), possession of drugs, as a felony of the second

degree. The record reveals an October 4, 2011 bond agreement which lists Count

4 as a felony of the second degree. However, on November 4, 2011 at the change

of plea hearing, the transcript shows Count 4 was referenced as a felony of the

third degree. On that date, Appellant signed a “Maximum Penalty” form listing

Count 4 as a felony three. On the same date, Appellant signed a “Waiver” form

listing Count 4 twice as a felony of the third degree, and specifically as

“Possession of Drugs, in violation of Ohio Revised Code Section 2925.11(A), a

felony of the third degree.” At the sentencing hearing on February 2, 2012, Count

4 continued to be referenced as a felony of the third degree.

{¶ 6} Appellant claims his plea was not knowing and intelligent because the

trial court failed to advise him of the maximum penalty for Count 4 as contained in

the indictment, pursuant to Crim. R. 11(C)(2). The portion of Crim.R. 11(C)(2),

relevant here, provides:

“In felony cases the court * * * shall not accept a plea of guilty or no contest without first addressing the defendant personally and doing all of the following:

1 Appellee also points out the felony of the third degree to which Appellant entered his plea is a lesser included offense of the second degree felony of which Appellant was indicted. Scioto App. No. 12CA3472 5

(a) Determining that the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximum penalty involved, and if applicable, that the defendant is not eligible for probation or for the imposition of community control sanctions at the sentencing hearing.”

{¶ 7} In determining whether to accept a guilty plea, the trial court must

determine whether the defendant has knowingly, intelligently, and voluntarily

entered the plea. State v. Puckett, 4th Dist. Scioto No.03CA2920, 2005-Ohio-164,

¶9; State v. Johnson, 40 Ohio St.3d 130, 532 N.E.2d 1295 (1988), syllabus;

Crim.R.11(C). To do so, the trial court should engage in a dialogue with the

defendant as described in Crim.R.11(C). Puckett, ¶9

{¶ 8} Ohio courts have determined that although literal compliance with

Crim.R.11(C)(2)(a) is preferred, it is not an absolute requirement. State v.

Caplinger, 105 Ohio App.3d 567, 664 N.E.2d 959 (4th Dist. 1995). Rather, the

trial court’s actions will be reviewed for “substantial compliance” with Crim.R.

11(C)(2)(a). Id., at ¶¶5,6; Johnson, 532 N.E.2d at 1298; State v. Nero, 56 Ohio

St.3d 106, 108, 564 N.E.2d 474, 476-477 (1990). “Substantial compliance means

that under the totality of the circumstances, the defendant subjectively understands

the implications of his plea and the rights he is waiving.” Caplinger, supra,

quoting State v. Carter, 60 Ohio St.2d 34, 38, 396 N.E.2d 757, 759-760 (1979).

(Internal citations omitted.). In other words, it appears from the record that the

defendant appreciated the effect of his plea and his waiver of rights in spite of the Scioto App. No. 12CA3472 6

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2014 Ohio 2827, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-houston-ohioctapp-2014.