State v. Houk

2021 Ohio 2107
Ohio Court of Appeals·Decided June 24, 2021·No. 110115·Published·Cited by 4 cases

Opinion

COURT OF APPEALS OF OHIO

EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA

STATE OF OHIO, :

Plaintiff-Appellee, :

No. 110115

v. :

RICHARD HOUK, :

Defendant-Appellant. :

JOURNAL ENTRY AND OPINION

JUDGMENT: AFFIRMED

RELEASED AND JOURNALIZED: June 24, 2021

Criminal Appeal from the Cuyahoga County Court of Common Pleas Case No. CR-07-501151-A

Appearances:

Michael C. O’Malley, Cuyahoga County Prosecuting Attorney, and Anthony T. Miranda, Assistant Prosecuting Attorney, for appellee.

Patituce & Associates, L.L.C., Joseph C. Patituce, Megan M. Patituce and Mallorie A. Thomas, for appellant.

EILEEN A. GALLAGHER, J.:

Defendant-appellant Richard Houk appeals the trial court’s denial of his postconviction motion to withdraw his guilty plea. Houk contends that he was denied the effective assistance of counsel and that his guilty plea was not knowing, intelligent and voluntary because (1) his trial counsel “erroneously advised” him that there was “no self-defense law in Ohio,” (2) one of his trial attorneys had a conflict of interest based on his prior representation of the state’s key witness and (3) his trial counsel failed to communicate with him and provide him with discovery regarding his case. Houk further contends that the trial court abused its discretion in denying his motion to withdraw his guilty plea without a hearing.

For the reasons that follow, we affirm the trial court.

Procedural History and Factual Background On September 21, 2007, a Cuyahoga County Grand Jury indicted Houk on one count of aggravated murder in violation of R.C. 2903.01(A) with a three-year firearm specification. The charge arose out of the August 8, 2007 shooting death of Alan Pilz. Houk initially entered a plea of not guilty.

On March 3, 2008, Houk filed, pro se, a motion to disqualify counsel, claiming that his trial counsel was not granting him access to discovery, that trial counsel was not keeping him informed of the status of his case and that his lead trial counsel had never visited him in jail. Houk indicated that he was concerned he would not receive a “fair trial” and requested that both of his assigned attorneys, Attorney Thomas Rein and Attorney David Rowthorn, be dismissed and that new counsel be appointed. No action was taken on the motion.

On August 4, 2008, the day scheduled for trial, the parties reached a plea agreement. Pursuant to the plea agreement, Houk agreed to plead guilty to aggravated murder in violation of R.C. 2903.01(A). In exchange, the state agreed to delete the firearm specification and agreed to jointly recommend a sentence of life with parole eligibility after 20 years. The state also agreed to nolle a count of vandalism that was then pending in another case against Houk. Houk pled guilty to aggravated murder in accordance with the plea agreement. The trial court accepted his plea and sentenced Houk to a sentence of life in prison with parole eligibility after 20 years. Houk did not appeal his convictions and did not file a petition for postconviction relief.

On March 31, 2019, more than ten years after his conviction, Houk filed a “motion to permit defendant to withdraw plea” pursuant to Crim.R. 32.1. He claimed that his guilty plea was not knowing, intelligent and voluntary because he had not been advised by the trial court of the constitutional rights he was waiving by pleading guilty as required under Crim.R. 11(C)(2). Houk indicated that although the trial court “loosely discuss[ed] the rights [he] had,” the trial court did not describe them as his “rights” and did not ask Houk if he understood that he “waiving” or “giving up” those rights by entering a guilty plea and, therefore, did not “strictly comply” with Crim.R. 11(C)(2).

Houk also argued that he should be permitted to withdraw his guilty plea because he was denied the effective assistance of counsel. Houk asserted that (1) he had entered a guilty plea because he was “scared” and did not believe his attorneys would “fight for him,” (2) he did not recall one of his attorneys ever visiting him in jail prior to his trial date, (3) he had relied on his counsel’s misrepresentation that he could not assert a self-defense defense in deciding to enter a guilty plea and (4) he had learned on the morning of trial that one of his attorneys had previously represented the state’s key witness — and only eyewitness to the incident — Darryl Pettry. Houk claimed that if he had received the proper advisements from the trial court or if he had known he could present a self-defense defense, he would not have pled guilty and would have, instead, insisted on going to trial.

In support of his motion, Houk submitted an affidavit in which he averred the following:

1. I am currently incarcerated at the Mansfield Correctional Institution. I pled guilty to Aggravated Murder in August of 2008.

2. My attorneys were Thomas Rein and David Rowthorn. David Rowthorn never came to see me in jail while I was waiting for my trial.

Thomas Rein represented the only eye witness in the case. This witness had a robbery case.

3. I did not know about Thomas Rein’s connection to the witness until the morning we were going to start trial.

4. I never saw the discovery in my case until the day we were scheduled to go to trial.

5. I tried to tell my attorneys I acted in self-defense and they told me there was “no self defense law in Ohio.”

6. I did not want to plead guilty but I was scared. I did not understand what was going on or how I could show what truly happened because I had never gone over the evidence with my attorneys, and I was very worried my attorneys would not fight for me.

The state opposed the motion. The state maintained that the trial court had complied with Crim.R. 11 and that even if the trial court had not complied with Crim.R. 11, the issue could have been raised in a direct appeal and was, therefore, barred by res judicata. With respect to Houk’s claims that he was denied the effective assistance of counsel, the state argued that Houk’s ten-year delay in asserting his claims undermined his credibility, that Houk’s self-serving affidavit was insufficient to support his claims, that there was no indication in the record that Houk had a viable self-defense defense and that Houk had waived any potential conflict of interest associated with defense counsel’s prior representation of Pettry. In support of its opposition, the state presented visitation logs that demonstrated that both Attorneys Rein and Rowthorn had visited Houk in jail, excerpts from supplemental police reports relating to the incident and a LexisNexis printout indicating that Darryl A. Pettry had died on October 20, 2017.

On October 27, 2020, the trial court denied Houk’s motion to withdraw his guilty plea without a hearing. The trial court held that there is no requirement that the trial court use particular language to comply with Crim.R. 11(C)(2) and that the trial court’s failure to use the exact language contained in Crim.R. 11(C) was not grounds for vacating a plea. The trial court further found that Houk had “failed to substantiate” his claim of ineffective assistance of counsel. The trial court noted that his counsel had visited him prior to his change of plea and that he had acknowledged, on the record, that there was “no ethical conflict” arising out of his attorney’s prior representation of the state’s witness. The trial court further noted that Houk had not offered any explanation for his ten-year delay in seeking to withdraw his guilty plea and that he did not file a direct appeal of his conviction.

Houk appealed, raising the following two assignments of error for review:

Assignment of Error 1: The trial court abused its discretion by denying appellant’s motion to withdraw plea.

Assignment of Error 2: The trial court erred in denying appellant’s motion to withdraw plea where appellant was denied his rights to effective assistance of counsel and due process as guaranteed by the Sixth and Fourteenth Amendments.

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State v. Houk, 2021 Ohio 2107 (Ohio Ct. App. 2021).

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