State v. Hottenstein

2015 Ohio 4787
Ohio Court of Appeals·Decided November 20, 2015·No. 2014-CA-113·Published·Cited by 2 cases

Opinion

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT CLARK COUNTY

STATE OF OHIO :

:

Plaintiff-Appellee : C.A. CASE NO. 2014-CA-113 :

v. : T.C. NO. 14CR132 :

JORDAN M. HOTTENSTEIN : (Criminal Appeal from : Common Pleas Court)

Defendant-Appellant :

:

...........

OPINION

Rendered on the ___20th___ day of ____November____, 2015.

...........

RYAN A. SAUNDERS, Atty. Reg. No. 0091678, Assistant Prosecuting Attorney, 50 E. Columbia Street, Suite 449, Springfield, Ohio 45502 Attorney for Plaintiff-Appellee

RICHARD E. MAYHALL, Atty. Reg. No. 0030017, 20 S. Limestone Street, Suite 120, Springfield, Ohio 45502 Attorney for Defendant-Appellant

.............

FROELICH, P.J.

{¶ 1} Jordan M. Hottenstein was convicted after a bench trial in the Clark County Court of Common Pleas of falsification to obtain a concealed handgun license, in violation of R.C. 2921.13(A)(14), a felony of the fourth degree. The trial court sentenced Hottenstein to five years of community control.

{¶ 2} Hottenstein appeals from his conviction, claiming that the trial court erred in excluding proffered testimony and that his conviction was based on insufficient evidence. For the following reasons, the trial court’s judgment will be vacated.

I. Factual and Procedural History

{¶ 3} On December 1, 2013, Hottenstein submitted a State of Ohio Application for License to Carry a Concealed Handgun. Question 8B of the application asked:

Have you ever been adjudicated a delinquent child for committing an act that would, if committed by an adult, be an offense under ORC 2925, 3719, or 4529, that involves illegal possession, use, sale, administration, distribution of or trafficking in a drug of abuse, except for an adjudication the records of which a court has ordered sealed or expunged or relative to which a court has granted relief from disability pursuant to ORC 2923.14?

Hottenstein responded to Question 8B by checking “No.”

{¶ 4} Section VI of the application provided notice that “an applicant who knowingly gives a false answer to any question or submits false information on, or a false document with, the application may be prosecuted for falsification to obtain a concealed handgun license, a felony of the fourth degree, in violation of ORC 2921.13.” (Use of all capital letters omitted.) By signing the application, Hottenstein agreed that the “information contained in this application and all attached documents is true and correct to the best of my knowledge.” Hottenstein signed the application.

{¶ 5} On February 24, 2014, Hottenstein was indicted on falsification to obtain a concealed handgun license, in violation of R.C. 2921.13(A)(14). In a bill of particulars, the State indicated that Hottenstein had been “adjudicated a delinquent child for drug

abuse in Clark County Juvenile Court in case number 2007[-] 2119.”

{¶ 6} Prior to trial, Hottenstein indicated that he intended to call Jane Skogstrom, the magistrate who handled Hottenstein’s juvenile case, as a witness. The State filed a motion in limine to exclude any testimony contesting Hottenstein’s delinquent child adjudication in Case No. 2007-2119. The State argued that the adjudication was a final appealable order and that any challenge to the adjudication should have been made to the court of appeals in the juvenile case. The trial court granted the State’s motion.

{¶ 7} At trial, the State introduced the complaint in the juvenile case (State’s Exhibit 4), a certified copy of a journal entry for what appears to have been an adjudication hearing (State’s Exhibit 3), and a certified copy of the juvenile court’s judgment entry in Case No. 2007-2119 (State’s Exhibit 2). The parties stipulated to the “admissibility and authenticity of the Juvenile Court records for the defendant, Jordan Hottenstein, in case number 20072119” and that the juvenile case had not been sealed or expunged. They further stipulated to the authenticity and admissibility of the concealed handgun license application and that the document accurately depicted the application as completed and submitted by Hottenstein on December 1, 2013. The stipulation was admitted as Joint Exhibit A.

{¶ 8} The State called James Stouffer, the Concealed Carry Administrator for the Clark County Sheriff’s Office, as a witness. Stouffer testified that he recalled receiving a concealed carry application from Hottenstein and, as part of his duties, he conducted a background check on Hottenstein. Stouffer stated that he inquired in the juvenile court and received a judgment entry (State’s Exhibit 2) for Hottenstein in Case No. 2007-2119. Stouffer testified that the charge was listed as “drug abuse” and that this charge would

disqualify Hottenstein for a concealed carry license. Stouffer read paragraph 8B of the application and indicated that Hottenstein marked “no” as his answer. Stouffer notified Hottenstein by certified mail that his application had been denied and the reason for his denial. Stouffer received the certified mail receipt, but did not receive any response from Hottenstein.

{¶ 9} After the State rested, the defense called Jane Skogstrom to testify. The State objected to Skogstrom’s anticipated testimony regarding juvenile court procedure. The court sustained the State’s objection, but permitted defense counsel to proffer what Skogstrom’s anticipated testimony would be. Defense counsel stated:

Your Honor, if Janie Skogstrom were called to testify, she would testify that she’s been a licensed attorney in Ohio since 1980; that she’s a retired magistrate from the Clark County Common Pleas Court, Juvenile Division; that she served as a magistrate in that court for approximately 15 years. She would testify that, as part of her duties as a magistrate, she routinely handled the adjudication of juvenile delinquency and dependency cases.

She would testify that the term “adjudication” is a term of art in juvenile court and that adjudication is governed by Juvenile Rule 29. She would testify that before a child can be adjudicated delinquent or dependent, the Court must conduct a hearing pursuant to Juvenile Rule 29. She would further testify that an adjudicatory hearing is separate and distinct from a dispositional hearing. A dispositional hearing is covered by Juvenile Rule 34.

She would testify that she presided over the adjudicatory hearing of Jordan Hottenstein in Case No. 20072119 but that she does not now have an independent recollection of that case. She would testify that she had examined State’s Exhibit 3, and she would testify that that exhibit is the form used in juvenile court for adjudicatory hearings and was the form that was completed in Defendant’s case in Case No. 20072119. And she would testify that the form provides that a juvenile can be adjudicated either delinquent or unruly. She would testify that a child cannot be adjudicated both unruly and delinquent on a single charge. She would testify that Exhibit 3 does not specify whether Jordan Hottenstein was adjudicated delinquent or unruly in Case No. 20072119.

The defense rested without calling Hottenstein or any other witnesses.

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State v. Hottenstein, 2015 Ohio 4787 (Ohio Ct. App. 2015).

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