State v. Horn

446 S.E.2d 52, 337 N.C. 449, 1994 N.C. LEXIS 404
CourtSupreme Court of North Carolina
DecidedJuly 29, 1994
Docket552PA93
StatusPublished
Cited by5 cases

This text of 446 S.E.2d 52 (State v. Horn) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Horn, 446 S.E.2d 52, 337 N.C. 449, 1994 N.C. LEXIS 404 (N.C. 1994).

Opinion

MEYER, Justice.

In January 1993, the Troutman Police Department and the Iredell County Sheriff’s Department began an investigation of an alleged sexual assault of Sharon Andrews, a nineteen-year-old mentally handicapped female. After interviewing Andrews, officers obtained a warrant to search defendant Jonathan McNeil Horn’s residence. Upon searching defendant’s residence, officers seized a videotape depicting a number of male subjects engaged in various sexual acts with Andrews. Defendant then gave investigators a statement indicating his involvement in sexual acts with Andrews on several occasions.

On 17 May 1993, an Iredell County grand jury indicted defendant on two counts of second-degree rape, six counts of second-degree sexual offense, and two counts of crime against nature for performing sexual acts with Andrews, “who was at the time mentally defective.”

Kay Dignan, a psychologist for the Winston-Salem/Forsyth County Schools, had previously examined Andrews when she was fifteen *451 years old. At that time, Dignan found Andrews to be mildly mentally deficient and that she possessed the IQ and visual-motor skills of a nine and one-half year old.

Prior to filing any charges, the Troutman Police Department asked psychologist Patrick Sullivan to examine Andrews. Sullivan concluded that Andrews was mentally handicapped. He found her to be mildly mentally retarded, severely emotionally immature, and easily influenced and manipulated.

During pretrial discovery, the State provided copies of both psychological evaluations to defendant.

On 11 October 1993, defendant filed a motion for appointment of an independent psychologist and requested that Andrews be ordered to submit to psychological testing. The motion was heard by Judge Lester P. Martin, Jr., at the 11 October 1993 Criminal Session of Superior Court, Iredell County. On 1 November 1993, Judge Martin entered an order appointing a licensed psychologist and directing her to examine Andrews and to testify, if called as a witness, concerning Andrews’ mental capacity.

On 15 November 1993, the State applied to the Court of Appeals for a writ of certiorari, a writ of supersedeas, and an application for temporary stay. On 16 November 1993, the Court of Appeals granted the temporary stay. However, on 3 December 1993, the Court of Appeals dissolved the temporary stay and denied the petitions for writ of certiorari and supersedeas.

On 21 December 1993, this Court allowed the State’s motion for temporary stay. On 27 January 1994, this Court allowed the State’s petitions for writ of supersedeas and for writ of certiorari.

The sole question presented for review in this case is whether a trial judge may order a victim to submit to a psychological examination when the victim’s mental status is an element of the crime. Defendant argues that an independent psychological evaluation is necessary to his defense since Andrews’ mental deficiency is an element of second-degree rape and second-degree sexual offense. The State, however, contends that Judge Martin’s order requiring Andrews to submit to psychological testing by an expert is void for lack of authority, and we agree.

This Court has previously held that a trial judge has neither statutory authority nor discretionary power to compel an unwilling wit *452 ness to submit to a psychiatric examination. See State v. Phillips, 328 N.C. 1, 399 S.E.2d 293 (1991) (trial judge has no statutory authority to order witness to undergo psychiatric evaluation; defendants suffered no prejudice from denial of their motions for independent psychiatric examinations of child witnesses since testimony of doctor performing prior evaluations available to defendants at trial), cert. denied, 501 U.S. 1208, 115 L. Ed. 2d 977 (1991); State v. Liles, 324 N.C. 529, 379 S.E.2d 821 (1989) (trial judge has no discretionary power to require psychiatric examination to determine witness’ (a codefendant) competence as condition precedent to testifying); State v. Fletcher, 322 N.C. 415, 368 S.E.2d 633 (1988) (no statutory authority gives defendant right to require prosecuting witness (child victim) to submit to psychological examination); State v. Wilson, 322 N.C. 117, 367 S.E.2d 589 (1988) (trial judge has no discretionary power to order psychiatric evaluation to determine competency of the State’s witness to a crime to testify at trial); State v. Clontz, 305 N.C. 116, 286 S.E.2d 793 (1982) (trial judge has no discretionary power to compel victim to submit to a psychiatric examination to determine her competency and reliability as a witness); State v. Looney, 294 N.C. 1, 240 S.E.2d 612 (1978) (trial judge has no discretionary power to require victim to undergo psychiatric examination before being permitted to testify).

Looney and its progeny stand for the proposition that to compel a victim to submit to psychiatric examination constitutes “a drastic invasion of the witness’ own right of privacy. To be ordered by a court to submit to such an examination is, in itself, humiliating and potentially damaging to the reputation and career of the witness.” Looney, 294 N.C. at 27, 240 S.E.2d at 626. In Looney, we reasoned that “the possible benefits to an innocent defendant, flowing from such a court ordered examination of the witness, are outweighed by the resulting invasion of the witness’ right to privacy and the danger to the public interest from discouraging victims of crime to report such offenses and other potential witnesses from disclosing their knowledge of them.” Id. at 28, 240 S.E.2d at 627. In balancing the rights of the victim and the defendant, we noted that “zealous concern for the accused is not justification for a grueling and harassing trial of the victim.” Id. at 27, 240 S.E.2d at 627.

In State v. Clontz, we recognized that “ ‘[p]art of the reluctance of victims to report and prosecute rape stems from their feeling that the legal system harasses and humiliates them.’ ” 305 N.C. at 123, 286 S.E.2d at 797 (quoting State v. Fortney, 301 N.C. 31, 42, 269 S.E.2d *453 110, 116 (1980)) (emphasis omitted). We also noted that “[t]o order the victim of a sex crime to unwillingly submit to a psychiatric examination would result in a profound invasion of her privacy which, in our opinion, would deter innocent victims of such crimes from ever making complaints.” Id.

Although this Court has not addressed the question of whether a trial judge has the discretion to compel a victim to submit to a psychological examination in the context of an indictment alleging rape based solely upon the victim’s mental condition, public policy considerations remain the same in the present case.

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Bluebook (online)
446 S.E.2d 52, 337 N.C. 449, 1994 N.C. LEXIS 404, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-horn-nc-1994.