State v. Hodge

517 A.2d 621, 201 Conn. 379, 1986 Conn. LEXIS 1000
Supreme Court of Connecticut·Decided November 18, 1986·No. 12838·Published·Cited by 15 cases

Opinion

Shea, J.

In a trial to the court the defendant was convicted of accepting a gratuity for the purpose of influencing his behavior in office in violation of General Statutes § 29-9,1 as a lesser offense included in the information charging him with bribe receiving in vio[381] lation of General Statutes § 53a-148. 2 On appeal to the Appellate Court, the judgment was set aside and an acquittal was directed upon the ground that § 29-9 was not a lesser offense included within § 53a-148. State v. Hodge, 5 Conn. App. 125, 128-29, 497 A.2d 79 (1985). Upon the grant of certification the state has appealed to this court, claiming error in the conclusion of the Appellate Court that “our bribe receiving statute [§ 53a-148] ... is not a specific intent crime.” We affirm the judgment of the Appellate Court, but upon grounds different from those relied upon by that court.

The facts as stated in the Appellate Court opinion are not disputed in this appeal. The defendant, a New Haven police officer, was employed in an off-duty capacity as a security guard during a rock concert at the New Haven Coliseum. It was the policy of the Coliseum to place uniformed off-duty police officers at the emergency doors of the arena. During intermission a security officer employed by the Coliseum observed the defendant permit two young men to enter the arena through the doorway he had been assigned to guard. The defendant then called the two men back, whereupon each of them took money from his wallet and passed it to the defendant. After the security officer reported the incident, the defendant was charged with bribe receiving in violation of § 53a-148.

[382] The trial court, in rendering judgment in a decision delivered orally from the bench, found that the state had failed to prove the existence of any corrupt agreement or understanding prior to the defendant’s receipt of the money from the two young men. Concluding that proof of such an element was essential for a conviction of bribe receiving under § 53a-148, the court implicitly acquitted the defendant of that charge. It found him guilty, nevertheless, of accepting “a reward, gift or gratuity for the purpose of influencing his behavior” as a police officer in violation of § 29-9, deeming this misdemeanor offense to be included within the felony charge of § 53a-148.

The Appellate Court set aside the conviction upon the ground that § 29-9 was not an offense included within § 53a-148. The court reasoned that § 29-9 required an element of specific intent—that the gratuity be received for the purpose of influencing the police officer’s behavior in office—not contained in § 53a-148. Accordingly, the Appellate Court concluded, it was possible to commit the greater offense proscribed by § 53a-148 without violating § 29-9 and, therefore, the latter was not encompassed by the former.

When we granted certification for this appeal from the Appellate Court, the only issue presented by the petition was as follows: “Whether the Appellate Court erred in concluding that our bribe receiving statute [53a-148], which requires proof that the benefit offered be accepted ‘for, because of, or as consideration for’ an official decision, is not a specific intent crime.” Practice Book § 3154 (now § 4132) provides that “[t]he issues which the appellant may present are limited to those raised in the petition for certification . . . .” (Emphasis added.) While “[t]he only issues we need consider are those squarely raised by the petition for certification,” we have recognized that an appellee, in accordance with Practice Book § 3012 (a) (now [383] § 4013 [a]), may present alternative grounds upon which the judgment may be affirmed. State v. Torrence, 196 Conn. 430, 434 n.6, 493 A.2d 865 (1985); see also Practice Book § 3158 (now § 4140). “In addition, under extraordinary circumstances . . . we may review matters not raised before the Appellate Court and resolve issues not determined by the Appellate Court.” Id., 434 n.5; see Greenwood v. Greenwood, 191 Conn. 309, 315, 464 A.2d 771 (1983).

We have concluded that it would be inappropriate to respond to the question contained in the petition because of the factual determination made by the trial court in acquitting the defendant under § 53a-148. The court found there was no “corrupt agreement” prior to the defendant’s receipt of the money from the two persons he had allowed to enter the arena. This finding precluded a conviction under § 29-9, which requires that the “reward, gift or gratuity” be received by a police officer “for the purpose of influencing his behavior in office.” The trial court clearly erred in implicitly finding this mental element to have been proved to support a conviction under § 29-9 after having expressly found that the “existence of a corrupt prior agreement or understanding” could not be inferred from the evidence.3 A response, therefore, to the question whether § 53a-148 is a specific intent crime, as posed by the petition, would be virtually an academic exercise. The finding of the trial court definitively resolves the issue of the existence of the mental element necessary for a con[384] viction under either § 53a-148 or § 29-9 in favor of the defendant, a factual determination which this court cannot overturn without disregarding constitutional principles of double jeopardy as well as standards of appellate practice. Practice Book § 3060D (now § 4061); Burks v. United States, 437 U.S. 1, 10-17, 98 S. Ct. 2141, 57 L. Ed. 2d 1 (1978). Whether the state of mind claimed to be an element of § 53a-148 is identical in all respects to that required by § 29-9, the trial court by acquitting the defendant of the former offense must be deemed to have found any such mental element unproved. The question presented by the petition has essentially been mooted by the finding of the trial court, since a response thereto cannot affect the outcome of the appeal.

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State v. Hodge, 517 A.2d 621, 201 Conn. 379, 1986 Conn. LEXIS 1000 (Colo. 1986).

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