State v. Hill

575 P.2d 356, 118 Ariz. 157, 1978 Ariz. App. LEXIS 404
CourtCourt of Appeals of Arizona
DecidedJanuary 31, 1978
Docket1 CA-CR 2517
StatusPublished
Cited by5 cases

This text of 575 P.2d 356 (State v. Hill) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Hill, 575 P.2d 356, 118 Ariz. 157, 1978 Ariz. App. LEXIS 404 (Ark. Ct. App. 1978).

Opinion

OPINION

SCHROEDER, Judge.

The appellant, Arthur Hill, pleaded guilty to the crime of assault with a deadly weapon and was sentenced on July 23, 1976, to a term of not less than nine and one-half to not more than ten years. In this appeal he argues first, that the plea was the result of coercion, second, that he was not properly advised of the minimum prison sentence which could be imposed in the event he was denied probation, and third, that there was an inadequate factual basis for the plea. We remand for further proceedings in connection with the first two issues raised by appellant.

The case arose out of an argument between appellant and the victim, Benjamin Smith, regarding Smith’s alleged rape of appellant’s wife. During the course of the argument, appellant shot and seriously injured Smith. Appellant was then charged with assault with a deadly weapon. The appellant originally pleaded not guilty, but changed his plea to guilty and the plea was accepted by the trial court.

During the change of plea hearing, the trial court asked appellant whether anyone had forced him to change his plea to guilty. The appellant responded that he and his family had been the victims of a threatening letter and of attempted shootings. He further indicated that he had attempted to contact his lawyer, Mr. Rosenquist, about the incidents. The colloquy between the appellant and the court was as follows:

“THE COURT: Has anybody attempted to force you to change your plea to guilty?
*159 THE DEFENDANT: My wife—they— we had been shot at twice and we got a threatening letter. I have the letter at home. We have a threatening letter saying that she better not testify against Smitty. If she did—she better not try to press charges against Smitty. If she did, such and such would happen to her, because they already—they’re positive that I’m going to go to jail so they will be out by herself, her and the kids.
And they shot at us twice on our way home. We took the kids to the movie once. I had to push them all the way down to the ground. It’s been the same car; it’s a Mustang. I tried to tell Mr. Rosenquist over the phone. The same car twice, and never could get the—they hollered, ‘It was for Smitty’; but thanks to God nobody got hit. Each time I pushed them down.
THE COURT: Your attorney nor the prosecutor not I have attempted to force you to change your plea?
THE DEFENDANT: No sir; I didn’t mean—I thought you meant as far as someone—
THE COURT: No public employee or public official has attempted to force you to change your plea; have they?
THE DEFENDANT: No.
THE COURT: Do you understand no public person can do that and no public person can act through a private individual and do it, either?
THE DEFENDANT: Yes, sir; I understand.”

Appellant contends, on the basis of this record, that his plea was not voluntary, but was the product of coercion. The State counters that any threats which occurred were unrelated to the defendant’s plea.

We do not wholly accept the position advanced by either party. The trial court is required to determine whether the defendant’s guilty plea is “voluntary and not the result of force, threats or promises (other than a plea agreement).” Ariz.R.Crim.P. 17.3. See generally Machibroda v. United States, 368 U.S. 487, 82 S.Ct. 510, 7 L.Ed.2d 473 (1962). We do not view the existing record in this case as providing a sufficient basis to determine whether this appellant’s plea was the product of coercion. In response to the court’s specific question “has anybody attempted to force you to change your plea to guilty?” appellant responded that he had been threatened. On the other hand, the nature of his response does indicate that the threats may have been related to matters other than changing his plea. The trial court, however, did not inquire into the nature of the threats or their relation to the plea. Instead, the trial court limited itself to establishing that the threats had not come from public employees or officials.

The State has not attempted to uphold this conviction on the ground that a plea which is in fact the product of threats may be considered involuntary only if the threats come from government officials. Although most reported cases concern alleged coercive activities on the part of law enforcement officials, e. g., Waley v. Johnston, 316 U.S. 101, 62 S.Ct. 964, 86 L.Ed. 1302 (1942) prosecuting attorneys, e. g., State v. Spellman, 104 Ariz. 438, 454 P.2d 980, supplemented, 104 Ariz. 597, 457 P.2d 274 (1969), or defense counsel, e. g., Trevino v. State, 18 Ariz.App. 515, 518, 503 P.2d 991, 994 (1972), the fear of violence from others has also been held to render a guilty plea involuntary. Nickels v. State, 86 Fla. 208, 98 So. 502 (1923); State v. Poglianich, 43 Idaho 409, 252 P. 177 (1927); Little v. Commonwealth, 142 Ky. 92, 133 S.W. 1149 (Ct. App.1911). See also United States v. Colson, 230 F.Supp. 953 (S.D.N.Y.1964), in which the court held that a plea was involuntary where it was the product of threats to the defendant’s family by two unidentified policemen and other unidentified individuals not connected with the government. The court there stressed the duty of the trial court as a trier of fact to determine “the ultimate question of whether the defendant, at the time he pled guilty, had the free will essential to a reasoned choice ..” Id. at 955. The trial court erred in failing to establish the basis for such a determination in this case.

*160 The State relies upon State v. Lerch, 107 Ariz. 529, 490 P.2d 1 (1971). There, however, the defendant during the plea hearing expressly agreed that he had not been forced into the plea. The appellant in this case never acknowledged that his plea was voluntary. Moreover, while the court in State v. Lerch, supra, emphasized that the defendant had been represented by counsel throughout the proceedings and that counsel had also expressly represented to the trial court that the plea was strictly the defendant’s decision, counsel never so represented in this case. Rather the record indicates that the appellant had not been able to inform his counsel about the threats pri- or to the change of plea hearing.

Under these circumstances, we hold that the record is insufficient to support a determination of voluntariness of the plea, and that the matter should be remanded in order to permit the trial court to determine whether any threats received by the defendant so influenced his plea as to make it involuntary.

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Cite This Page — Counsel Stack

Bluebook (online)
575 P.2d 356, 118 Ariz. 157, 1978 Ariz. App. LEXIS 404, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-hill-arizctapp-1978.