State v. Hicks
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Opinion
[Cite as State v. Hicks, 2024-Ohio-974.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, : No. 112419 v. :
RONALD HICKS, JR., :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED IN PART; REVERSED IN PART; AND REMANDED IN PART RELEASED AND JOURNALIZED: March 14, 2024
Criminal Appeal from the Cuyahoga County Court of Common Pleas Case No. CR-21-660448-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting Attorney, and Gregory J. Ochocki, Assistant Prosecuting Attorney, for appellee.
The Law Office of Jaye M. Schlachet, Jaye M. Schlachet, and Eric M. Levy, for appellant.
MARY J. BOYLE, J.:
Defendant-appellant, Ronald Hicks, Jr. (“Hicks”), appeals his guilty
plea and sentence, raising the following five assignments of error for review: Assignment of Error I: [Hicks’s] plea must be vacated in violation of Crim.R. 11 as not being entered knowingly, intelligently, and voluntarily.
Assignment of Error II: The trial court erred when it denied [Hicks’s] presentence motion to withdraw guilty plea.
Assignment of Error III: The trial court erred when it imposed a prison sentence which was contrary to law.
Assignment of Error IV: [Hicks’s] indefinite sentence imposed under the Reagan Tokes sentencing scheme violates [Hicks’s] rights under the United States Constitution applied to the state of Ohio through the Fourteenth Amendment and the Ohio Constitution as it denies [Hicks] due process of law; violates the right to equal protection; violates the Sixth Amendment right to a jury trial; violates the separation[-]of[-]powers doctrine; does not provide fair warning of the dictates of the statute to ordinary citizens; and the statute conferred too much authority to the Ohio Department of Rehabilitation and Correction ([“DRC”]).
Assignment of Error V: [Hicks’s] sentence is contrary to law where the trial court failed to comply with the required notices contained in R.C. 2929.19(B)(2)(c) when imposing [the] sentence.
For the reasons set forth below, we affirm in part, reverse in part, and remand for
the purposes of (1) issuing of a nunc pro tunc entry to correct the trial court’s
sentencing journal entry and (2) providing Hicks with the required notifications set
forth in R.C. 2929.19(B)(2)(c).
I. Facts and Procedural History
In June 2021, following the death of three-year-old, R.M. (d.o.b.
04/20/18), Hicks was criminally indicted on six counts: Counts 1, 2, and 3, murder;
Count 4, endangering children; Count 5, felonious assault; Count 6, endangering
children. All six counts carried repeat violent offender and notice of prior conviction specifications. The child-endangering charges also included furthermore clauses for
the serious physical harm that resulted.
At his June 2021 arraignment, Hicks pled not guilty and on the next
day, the trial court granted Hicks’s request for a referral to the court’s psychiatric
clinic for evaluations concerning his competency to stand trial and eligibility for his
case to be transferred to the mental-health docket. Hicks’s case progressed with
pretrials and discovery being obtained and exchanged.
Months later in September 2021, a hearing was held regarding a
number of issues, including Hicks’s competency to stand trial. The trial court
indicated that it was provided with a July 2021 competency-evaluation report
completed by Dr. Michael Aronoff (“Dr. Aronoff”), the chief of psychology of the
court’s psychiatric clinic. The trial court, on the record, reviewed Dr. Aronoff’s
diagnostic impression of Hicks, including his diagnoses of unspecified bipolar-
related disorder with possible psychotic feature and unspecified trauma and stress-
related disorder based on the manic and depressive cyclical symptoms, nightmares,
and flashbacks reported by Hicks and the possibility that Hicks experienced
psychotic symptoms, such as auditory hallucinations, paranoia, and ideas of
reference, concurrent with his mood symptoms. Further existing, for Hicks is
alcohol dependent with sustained remission, cannabis dependent, and history of
attention-deficit hyperactivity disorder provisionally. According to the trial court’s
reading of the report, Hicks also reported to Dr. Aronoff that he was the only one
present when the deceased child was found and that he called 911 to report it. The trial court further noted Dr. Aronoff’s findings and opinions that Hicks understood
the nature and objective of the legal proceedings against him and could assist in his
defense based on the following:
He’s aware of his charges, the acts constituting such, the relative seriousness[,] and the possible sentence he may receive if convicted of them. He’s able to name various court personnel and describe their roles. He’s aware of his available plea options as well as the concept of plea bargaining. He manifests an appreciation of the adversarial nature of the legal proceedings against him.
Any mild deficits [Hicks] demonstrates with respect to his understanding [of] the nature and objective of the legal proceedings against him are easily rectified with explanation using basic rudimentary terms. If this is exercised, [Hicks] demonstrates the capacity to comprehend as well as retain this information.
***
[Hicks] reported he trusts his attorney. He’s able to confer with him, consider any legal advice he may offer, and will work collaboratively with him in order to obtain the most favorable outcome of his court case.
[Hicks’s] speech and thought processes are coherent and relevant. Thus, he would be capable of providing his attorney with pertinent information as well as testifying and challenging prosecution witnesses. Although [Hicks] demonstrates some mild deficits in attention and concentration, these do not appear to rise at the level where they would adversely affect his ability to follow the court proceedings.
[Hicks] is motivated to receive a disposition most favorable to him. [Hicks] has demonstrated by his behavior during this evaluation that he would be capable of acting in an appropriate manner and tolerating the stress of trial. Although he became tearful at several points during the interview, he was quickly able to regain his composure.
(Tr. 5-7.) The parties stipulated to the findings and conclusions of the competency
evaluation. The trial court found Hicks competent to stand trial. During the hearing, the state mentioned that Hicks indicated in a supplemental report that he
hears voices in his head and those voices takeover when he is angry and when he
feels like he is backed into a corner. Hicks also told the trial court that he was not
on mental-health medication at the time of the alleged offense.
With parties and counsel present, the record reveals that at the May
2022 final pretrial hearing, the state advised of a potential plea deal being reached.
The state explained that Count 2 murder would be amended to involuntary
manslaughter, a first-degree felony, including the specifications of notice of prior
conviction and repeat violent offender; Counts 4 and 5 would be amended by
deleting those specifications included with the second-degree felonies of child
endangering and felonious assault; Counts 1, 3, and 6 would be dismissed. Finally,
the state indicated that it agreed with the defense to a recommended sentence of 15
to 18 years “with no early release” and of “no merger of offenses.” (Tr. 24.) Hicks’s
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[Cite as State v. Hicks, 2024-Ohio-974.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, : No. 112419 v. :
RONALD HICKS, JR., :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED IN PART; REVERSED IN PART; AND REMANDED IN PART RELEASED AND JOURNALIZED: March 14, 2024
Criminal Appeal from the Cuyahoga County Court of Common Pleas Case No. CR-21-660448-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting Attorney, and Gregory J. Ochocki, Assistant Prosecuting Attorney, for appellee.
The Law Office of Jaye M. Schlachet, Jaye M. Schlachet, and Eric M. Levy, for appellant.
MARY J. BOYLE, J.:
Defendant-appellant, Ronald Hicks, Jr. (“Hicks”), appeals his guilty
plea and sentence, raising the following five assignments of error for review: Assignment of Error I: [Hicks’s] plea must be vacated in violation of Crim.R. 11 as not being entered knowingly, intelligently, and voluntarily.
Assignment of Error II: The trial court erred when it denied [Hicks’s] presentence motion to withdraw guilty plea.
Assignment of Error III: The trial court erred when it imposed a prison sentence which was contrary to law.
Assignment of Error IV: [Hicks’s] indefinite sentence imposed under the Reagan Tokes sentencing scheme violates [Hicks’s] rights under the United States Constitution applied to the state of Ohio through the Fourteenth Amendment and the Ohio Constitution as it denies [Hicks] due process of law; violates the right to equal protection; violates the Sixth Amendment right to a jury trial; violates the separation[-]of[-]powers doctrine; does not provide fair warning of the dictates of the statute to ordinary citizens; and the statute conferred too much authority to the Ohio Department of Rehabilitation and Correction ([“DRC”]).
Assignment of Error V: [Hicks’s] sentence is contrary to law where the trial court failed to comply with the required notices contained in R.C. 2929.19(B)(2)(c) when imposing [the] sentence.
For the reasons set forth below, we affirm in part, reverse in part, and remand for
the purposes of (1) issuing of a nunc pro tunc entry to correct the trial court’s
sentencing journal entry and (2) providing Hicks with the required notifications set
forth in R.C. 2929.19(B)(2)(c).
I. Facts and Procedural History
In June 2021, following the death of three-year-old, R.M. (d.o.b.
04/20/18), Hicks was criminally indicted on six counts: Counts 1, 2, and 3, murder;
Count 4, endangering children; Count 5, felonious assault; Count 6, endangering
children. All six counts carried repeat violent offender and notice of prior conviction specifications. The child-endangering charges also included furthermore clauses for
the serious physical harm that resulted.
At his June 2021 arraignment, Hicks pled not guilty and on the next
day, the trial court granted Hicks’s request for a referral to the court’s psychiatric
clinic for evaluations concerning his competency to stand trial and eligibility for his
case to be transferred to the mental-health docket. Hicks’s case progressed with
pretrials and discovery being obtained and exchanged.
Months later in September 2021, a hearing was held regarding a
number of issues, including Hicks’s competency to stand trial. The trial court
indicated that it was provided with a July 2021 competency-evaluation report
completed by Dr. Michael Aronoff (“Dr. Aronoff”), the chief of psychology of the
court’s psychiatric clinic. The trial court, on the record, reviewed Dr. Aronoff’s
diagnostic impression of Hicks, including his diagnoses of unspecified bipolar-
related disorder with possible psychotic feature and unspecified trauma and stress-
related disorder based on the manic and depressive cyclical symptoms, nightmares,
and flashbacks reported by Hicks and the possibility that Hicks experienced
psychotic symptoms, such as auditory hallucinations, paranoia, and ideas of
reference, concurrent with his mood symptoms. Further existing, for Hicks is
alcohol dependent with sustained remission, cannabis dependent, and history of
attention-deficit hyperactivity disorder provisionally. According to the trial court’s
reading of the report, Hicks also reported to Dr. Aronoff that he was the only one
present when the deceased child was found and that he called 911 to report it. The trial court further noted Dr. Aronoff’s findings and opinions that Hicks understood
the nature and objective of the legal proceedings against him and could assist in his
defense based on the following:
He’s aware of his charges, the acts constituting such, the relative seriousness[,] and the possible sentence he may receive if convicted of them. He’s able to name various court personnel and describe their roles. He’s aware of his available plea options as well as the concept of plea bargaining. He manifests an appreciation of the adversarial nature of the legal proceedings against him.
Any mild deficits [Hicks] demonstrates with respect to his understanding [of] the nature and objective of the legal proceedings against him are easily rectified with explanation using basic rudimentary terms. If this is exercised, [Hicks] demonstrates the capacity to comprehend as well as retain this information.
***
[Hicks] reported he trusts his attorney. He’s able to confer with him, consider any legal advice he may offer, and will work collaboratively with him in order to obtain the most favorable outcome of his court case.
[Hicks’s] speech and thought processes are coherent and relevant. Thus, he would be capable of providing his attorney with pertinent information as well as testifying and challenging prosecution witnesses. Although [Hicks] demonstrates some mild deficits in attention and concentration, these do not appear to rise at the level where they would adversely affect his ability to follow the court proceedings.
[Hicks] is motivated to receive a disposition most favorable to him. [Hicks] has demonstrated by his behavior during this evaluation that he would be capable of acting in an appropriate manner and tolerating the stress of trial. Although he became tearful at several points during the interview, he was quickly able to regain his composure.
(Tr. 5-7.) The parties stipulated to the findings and conclusions of the competency
evaluation. The trial court found Hicks competent to stand trial. During the hearing, the state mentioned that Hicks indicated in a supplemental report that he
hears voices in his head and those voices takeover when he is angry and when he
feels like he is backed into a corner. Hicks also told the trial court that he was not
on mental-health medication at the time of the alleged offense.
With parties and counsel present, the record reveals that at the May
2022 final pretrial hearing, the state advised of a potential plea deal being reached.
The state explained that Count 2 murder would be amended to involuntary
manslaughter, a first-degree felony, including the specifications of notice of prior
conviction and repeat violent offender; Counts 4 and 5 would be amended by
deleting those specifications included with the second-degree felonies of child
endangering and felonious assault; Counts 1, 3, and 6 would be dismissed. Finally,
the state indicated that it agreed with the defense to a recommended sentence of 15
to 18 years “with no early release” and of “no merger of offenses.” (Tr. 24.) Hicks’s
trial counsel advised the court that Hicks understood the agreement to be a global
resolution of this case as well as a probation-violation case and stated:
I think my client is prepared to enter a guilty plea today. I have discussed with him his constitutional rights, his trial rights, and the relative penalties as well as the defenses he may have at trial and I believe that he is ready, willing, and able to enter a knowing, intelligent, and voluntary guilty plea today, your Honor.
(Tr. 25.) The trial court advised Hicks as follows:
Before we proceed, the Court just wants to make sure that it goes over a couple things with you because it wants to make sure that if you want to enter a plea that that plea is, in fact, knowingly, intelligently, and voluntarily made. What has been presented to this Court is that the parties have reached an agreement and the agreement is that you would serve 15 to 18 years and that’s what the Court would consider. I want to make sure you understand that this Court looks at everything. This Court doesn’t know anything with regards to what transpired and the Court needs to hear what happened. That agreement between the parties does not bind the Court on that. The Court considers that along with everything that it will hear.
(Tr. 26.) The trial court indicated that it would review the judgment entry from
Hicks’s other case and give him an opportunity to speak with his attorney.
Following an off-the-record discussion, Hicks’s trial counsel
informed the court that Hicks would accept the plea offer. The trial court then
personally addressed Hicks asking the following questions: if he had an opportunity
to have the charges read to him by his attorney and reviewed them adequately so he
knows what was going on; if he is satisfied with the representations that his attorney
made with regards to keeping him advised of what was presently before the court; if
he understood there was no promise of a specific sentence; and if he was satisfied by
the representation he received from trial counsel. Hicks responded, “yes.”
The trial court also asked Hicks’s if his medications affected his ability
to understand what was happening or his ability to enter the plea; whether anyone
threatened or forced him to enter a plea of guilty; and whether anyone made any
promises to him other than the state’s terms of the offer. Hicks responded, “no.”
The trial court asked, “Do you understand by entering a plea today that is a violation
of your community control, and you could receive a separate sentence for that case
as well as the case you’re about to enter a plea for?” (Tr. 34.) Hicks answered, “yes.”
The trial court proceeded to go over Hicks’s constitutional rights that he was presumed innocent until proven guilty; that by entering a plea of guilty, he admitted
to the truth of the facts and his full guilt; that he had a right to a jury or bench trial;
that the state must prove his guilt beyond a reasonable doubt as to each element of
the crimes charged; that he had rights to subpoena witnesses to testify on his behalf
and the right to cross-examine witnesses, which his trial counsel would be available
to assist him with; that he could not be forced to testify against himself and that his
silence could not be used against him to prove his guilt; and that the trial court could
proceed with judgment and sentence him immediately after his plea. Hicks
acknowledged his understanding of these rights and that he would be waiving them
in order to plead guilty to the charges as outlined by the state.
The trial court proceeded to go over the amended charges with Hicks
and explained to him the maximum penalty he could receive for each count and the
parties’ agreement regarding a recommended sentence of 15 to 18 years in prison; it
also explained nonmerging offenses and that there would be no early release. Hicks
said that he understood the offenses to which he was pleading guilty and the possible
penalties he faced.
The trial court then stated:
With regards to these matters and that the Court has already indicated that this is prison time and that you will be going to prison, upon your release — with regards to prison in these particular matters and that we do have felony of the first degree, upon your release that would be a mandatory minimum of two years and up to a maximum of five years with regards to supervision with regards to the Parole Board. The Court must also advise you that because this is a felony of the first degree committed after March 22, 2019, Reagan Tokes does apply to this as well. Reagan Tokes was a statute that this Court has indicated [be]came applicable on March 22, 2019, whereas whatever sentence the Court imposes the — it is a — the Court sentence is a definite sentence, but there is a tail that is attached and it is one-half of the time imposed on that felony of the first degree. So[,] if the Court were to impose eight years on that felony of the first degree, then an additional four years could be added as a tail as it relates to that. And then the determination as to whether that additional four years is served is based on the Ohio Department of Rehabilitation’s assessment of you, whatever criterion they may have while you’re in prison whether they can extend that time.
With regards to the [postrelease control (“PRC”)] once you’re released if you’re convicted of a new felony on [PRC] in addition to being punished for the new offense, the judge could add an additional consecutive prison term of one year or what time remains on the [PRC] term, whichever is greater as a maximum. While you’re on [PRC] if you fail to report to your parole officer, you could be charged with escape, which is a felony.
(Tr. 39-41.) Hicks indicated his understanding and that he did not have questions
about his rights, the charges and penalties, or anything else being done. Hicks
retracted his former plea of not guilty and entered a plea of guilty to Counts 2, 4, and
5, as amended. The trial stated: “Let the record reflect that the Court finds Mr. Hicks
has knowingly, voluntarily and with a full understanding of his rights entered his
change of plea. I accept it and make a finding of guilt.” (Tr. 43). Counsel expressed
that they were each satisfied with the court’s compliance with Crim.R. 11.
The trial court’s journal entry entered following Hicks’s plea indicates
that the parties “agreed to a recommended prison sentence range of 15 to 18 years
with no early release” and that Hicks’s trial counsel stipulated that felonious assault
and endangering children were non-merging offenses to involuntary manslaughter. (Journal entry, 05/16/22.) Hicks’s sentencing hearing was set for two weeks later.
The parties agreed to review a presentence-investigation and mitigation report from
Hicks’s 2020 sentencing.
At Hicks’s scheduled sentencing hearing, defense counsel addressed
the court and requested a continuance, advising that Hicks wanted to withdraw his
plea. Defense counsel asked that he be permitted time to file a written motion to
which the state could respond. Hicks’s counsel explained, “I believe it’s his intention
to — he’s saying he’s innocent of this charge and that it wasn’t a good idea to enter a
guilty plea to something he didn’t do.” (Tr. 47.) The trial court granted defense
counsel’s request and set a briefing schedule, and a new hearing date.
In his June 2022 presentence motion to withdraw his guilty plea,
Hicks explained that R.M. died while under Hicks’s care and that the state alleged
that Hicks murdered the child by either beating or shaking him. Hicks
acknowledged that he pled guilty, that the parties jointly recommended a sentence
15 to 18 years in prison, and that this would mean the avoidance of the “life tail”
associated with his original murder charges and the inherent risk of going to trial.
Hicks further acknowledged that he was the only adult present at the time of the
child’s death and that this fact alone may sway a jury to find him guilty, setting him
up for a potential life sentence. However, Hicks argued that throughout the
proceedings, he claimed actual innocence, that he did not know how the child died,
and that he did not inflict any injury on the child, and that he had witnesses who were willing to testify that they observed other people violently shaking R.M. Hicks
believed he had evidence that would tend show that the child died by other means.
The state, in its brief in opposition, countered by emphasizing that
Hicks entered a knowing, intelligent, and voluntary guilty plea per Crim.R. 11 and
that his claim of actual innocence, based on bold assertions without evidentiary
support, was not a sufficient reason to withdraw his guilty plea. The state argued
that some of the phone calls Hicks made from jail following his guilty plea indicated
that “he had a change of heart and suffered from buyer’s remorse.” The state
provided a disk with the recorded jail calls between Hicks and his mother, father,
and wife, as well as a summary of the relevant comments.1
During those calls, Hicks explained to his family members that he
accepted a plea deal that involved a mandatory prison term of 15 to 18 years without
early release. When Hicks informed his wife of the negotiated plea agreement, she
expressed dissatisfaction with the agreed-upon recommended sentence of 15 to 18
years and told Hicks that if he served more than 5 years in prison, he would
relinquish custody of their daughter and she would move to Florida with another
man, where he would be unable to contact her directly. Throughout the recordings,
Hicks and his wife discussed the difficulties she would face raising their daughter
while Hicks was imprisoned. Hicks also expressed concern about his sentence being
1 Hicks stipulated to the jail calls on July 18, 2022, at a hearing on his presentence
motion to withdraw his guilty plea. While the disk and summary were not included in the record originally received by this court, the parties supplemented the record with true and accurate copies of those items following a sua sponte order. extended under the Reagan Tokes Law because he believed he would have to fight
in prison.
At the July 2022 hearing on Hicks’s motion to withdraw his guilty
plea, Hicks’s counsel advised:
Hicks is claiming innocence here. I think he was in this house with these other people and this horrible thing happened, but he does not recall what happened. He doesn’t know. He has claimed to me on numerous occasions that he doesn’t know what happened.
He also claims he may have witnesses. I have spoken to some of the people who have made comments to me that they would tend to give testimony that might support an allegation that there were people in this child’s life, not including Hicks, who may have been shaking the child. Before I don’t want to make any allegations that I can’t support, but I have had people in his orbit tell me this. I think those people would be subpoenaed at trial and asked to offer that testimony at trial as to whether or not there is another possible explanation for the death of this child.
Nobody witnessed this. There [are] no witnesses that I am aware of in this case who will come in and say I saw Ronald Hicks kill that child. Nobody is going to say that.
We’re left with medical records and autopsy reports that we’ll have to resolve.
(Tr. 53-54.) The state repeated its arguments made in its filed brief again
highlighting that the trial court complied with Crim.R. 11 at the change-of-plea
hearing and that Hicks’s motion was premised on a change of heart and buyer’s
remorse established by Hicks’s jail calls. Finally, the trial court addressed Hicks
directly, going over with him the conversations and events that occurred during his
plea hearing, the court informed Hicks that it had reviewed his motion, the parties’
briefs in their entirety, and listened to the arguments presented. Ultimately, the trial court denied Hicks’s presentence motion to withdraw his guilty plea stating, “Mr.
Hicks, this Court believes that you had an opportunity to look at some things after
the fact, that you may have been influenced by some individuals after the fact, you
may have had buyer’s remorse, but that is not significant for this Court to vacate the
plea.” (Tr. 59.)
At the August 2022 sentencing hearing, the trial court reviewed
Hicks’s guilty plea and the maximum prison term that could result from each count.
The trial court stated: “The Court was advised that there was a recommended
sentence, 15 to 18 years, with no early release. And that the mandatory time — there
were no merger issues as agreed by the parties as well.” (Tr. 62.)
The trial court then heard from the state, R.M.’s mother, defense
counsel, and Hicks. The state explained the facts and circumstances surrounding
R.M.’s death: “He was [two] years old at the time, blue eyes, blond hair, 41 pounds;
R.M.’s mother was at work and Hicks was watching R.M. along with some other
children all under the age of four; that at some point Hicks went upstairs and found
R.M. laying on the bed unconscious with a plastic bag pulled over his head Hicks
upon discovering R.M., who also had blood on his lip and the lip was turning blue,
called the police to tell about R.M.; Hicks was the only adult home when this
happened and he told EMS it was probably only three to five minutes that the child
was by himself in this condition.” The state explained that, following an autopsy,
the medical examiner determined R.M.’s cause of death was homicide and that the
child’s injuries were consistent with blunt force impacts, shaking, and child abuse. Next, R.M.’s mother showing pictures of her son, told the trial court that R.M. was
very happy, loved Hicks, and called him dad. The trial court then heard from
defense counsel, who noted that Hicks is a 26 year old, and discussed his struggles
throughout childhood and school; his I.Q. of 59, diagnoses of mild retardation as
well as bipolar disorder and anxiety disorder, which he had not been taking
medication for; and concerns regarding his possible development of post-traumatic
stress disorder. Hicks’s counsel also mentioned that Hicks often experienced
nightmares and flashbacks about R.M. Finally, Hicks addressed the court, stating
that he did not know what happened, he wished he did, he loved R.M. as if he were
his own child, and he has “tried to kill himself five times over this kid.” (Tr. 73.)
Before imposing Hicks’s sentence, the trial court advised that it
considered the record, the oral statements made during the sentencing hearing, the
prior presentence-investigation, mitigation, and penalty reports, plea negotiations,
the victim-impact statement, and the fact that Hicks was on the mental-health
docket. The trial court said that it came to its decision based upon the overriding
principles and purposes of felony sentencing namely to protect the public from
future crime by the defendant and others and to punish the offender using the
minimum sanctions that the court determines and accomplishes those purposes
without imposing unnecessary burden on the state and local government resources.
The trial court said it considered the seriousness and recidivism factors relevant to
the offenses and the offender pursuant to R.C. 2929.12. The trial court found that prison was consistent with the purposes of R.C. 2929.11 and imposed the following
sentence:
As to Count 2, involuntary manslaughter, the Court imposes a sentence of eight years. As to Count 4, endangering children, four years. As to Count 5, felonious assault, five years. Count 2, the Court is going to impose a prison sentence consecutively * * *.
So the four years in Count 2 will be served consecutive to Count 1 giving us a total of 12 years.
With Regan Tokes, which is half of the eight years, that’s four, which is going to give us a total of 16 years because Count 5 is going to be served concurrent with regards to Count 1. So the total with Reagan Tokes is going to be 16 years. That’s 12 plus four.
As indicated, there is no early release. That’s mandatory time. The defendant is not eligible for early release. And the Court considered all the things that was presented in determining that sentence.
PRC is going to be five years mandatory on the felony of the first degree upon your release. It’s a mandatory minimum of two years up to a maximum of five years. That would apply to all of the offenses except for Count 4, the endangering children. And the felonious assault would be different also. That would be a mandatory minimum of 18 months up to a maximum of three years; however, the Court is going to merge PRC so that it is five years mandatory under Count 2.
(Tr. 77-79.)
The trial court’s original August 3, 2022 sentencing entry was
corrected by a nunc pro tunc entry on August 8, 2022, wherein consecutive-
sentencing language was added. Hicks was ordered to serve the following prison
The court imposes a prison sentence at the Lorain Correctional Institution of 12 year(s). [Hicks] is sentenced to a prison term of 8 years in Count 2. [Hicks] is sentenced to a prison term of 4 years in Count 4. Sentence to run consecutive to prison term imposed in Count 2. [Hicks] is sentenced to a prison term of 5 years in Count 5. Sentence to run concurrent to prison term imposed in Count 2. Court advised [Hicks] of the Re[a]gan Tokes Law as it applies to Count 2. [Hicks] is advised that the sentence is now considered an indefinite sentence with the minimum possible sentence of 8 years and maximum possible sentence up to 16 years for a total aggregate sentence of 12 to 16 years in Count 2.
(Journal entry, August 3, 2022, and Nunc Pro Tunc entry, August 8, 2022.)
In February 2023, Hicks was granted leave to file this delayed appeal
and appellate counsel was assigned for him.
II. Law and Analysis
A. The trial court did not abuse its discretion by denying Hicks’s motion to withdraw his guilty pleas
In his first two assignments of error, Hicks challenges his negotiated
plea agreement. For ease of discussion, we will address Hicks’s second assignment
of error first since procedurally it was raised before the trial court before sentencing
and then we will address his first assignment of error disputing his guilty pleas on
appeal.
In Hicks’s second assignment of error, he contends that the trial court
erred when it denied his presentence motion to withdraw his guilty plea.
Under Crim.R. 32.1, “[a] motion to withdraw a plea of guilty or no
contest may be made only before sentence is imposed, but to correct manifest
injustice the court after sentence may set aside the judgment of conviction and
permit the defendant to withdraw his or her plea.” In general, “a presentence motion to withdraw a guilty plea should be
freely and liberally granted.” State v. Xie, 62 Ohio St.3d 521, 527, 584 N.E. 2d 715
(1992). It is well established, however, that “[a] defendant does not have an absolute
right to withdraw a guilty plea prior to sentencing. A trial court must conduct a
hearing to determine whether there is a reasonable legitimate basis for the
withdrawal of the plea.” Id. at paragraph one of the syllabus.
The decision to grant or deny a presentence motion to withdraw is
within the trial court’s discretion. Id. at paragraph two of the syllabus. Absent an
abuse of discretion, the trial court’s decision must be affirmed. Id. at 527. An abuse
of the discretion occurs when a court exercises “its judgment, in an unwarranted way
* * *.” Johnson v. Abdullah, 166 Ohio St.3d 427, 2021-Ohio-3304, 187 N.E. 3d 463,
¶ 35.
Courts have traditionally considered nine factors when reviewing a
trial court’s decision denying a defendant’s presentence motion to withdraw a guilty
plea. Those factors include whether a defendant was (1) represented by competent
counsel, (2) given a full Crim.R. 11 hearing before he entered the plea, (3) given a
complete hearing on the motion to withdraw, and (4) the record reflects that the
court gave full and fair consideration to the plea withdrawal request. State v.
Peterseim, 68 Ohio App.2d 211, 428 N.E. 2d 863 (8th Dist.1980), paragraph three
of the syllabus. Additionally, consideration is given to whether (5) the motion was
made in a reasonable time, (6) the motion stated specific reasons for withdrawal, (7)
the defendant understood the nature of the charges and the possible penalties, and (8) the defendant had evidence of a plausible defense. State v. Fish, 104 Ohio App.3d
236, 661 N.E.2d 788 (1st Dist.1995), see also State v. Heisa, 8th Dist. Cuyahoga
No. 101877, 2015-Ohio-2269. Finally, courts have considered (9) “whether the state
would be prejudiced if the defendant were permitted to withdraw his guilty plea.”
State v. Barnes, 172 Ohio St.3d 63, 2022-Ohio-4486, 222 N.E.2d 537, ¶ 32 (Brunner,
J., concurring). Citing State v. Richter, 8th Dist. Cuyahoga Nos. 46122 and 46123,
1983 Ohio App.LEXIS 15476, 2 (Sept. 29, 1983); State v. Dawson, 2d Dist. Green
No. 97-CA-105, 1998 Ohio App. LEXIS 1160, 3 (Mar. 27, 1998). These factors
include whether: (5) the state will be prejudiced by the withdrawal; (6) the motion
was made timely; (7) the motion states specific reasons for withdrawal; (8) the
defendant understood the nature of the charges and the possible penalties; and (9)
whether the defendant was perhaps not guilty or had a complete defense. Id., citing
Fish; State v. Moore, 8th Dist. Cuyahoga No. 98132, 2012-Ohio-5734.
Moreover, “[a] mere change of heart regarding the guilty plea and the
possible sentence is not a legitimate basis for the withdrawal of a plea.” State v.
Westley, 8th Dist. Cuyahoga No. 97650, 2012-Ohio-3571, ¶ 7, citing State v. Drake,
73 Ohio App.3d 640, 645, 598 N.E.2d 115 (8th Dist.1991); State v. Lambros, 44 Ohio
App.3d 102, 103, 541 N.E.2d 632 (8th Dist.1988). When faced with a claim of
innocence in a presentence motion to vacate a guilty plea, the trial judge must
determine whether the claim amounts to more than the defendant’s change of heart
about the plea agreement. State v. Maddox, 2017-Ohio-8061, 98 N.E.3d 1158, ¶ 18
(8th Dist.), citing State v. Minifee, 8th Dist. Cuyahoga No. 99202, 2013-Ohio-3146, ¶ 27, and State v. Kramer, 7th Dist. Mahoning No. 01-CA-107, 2002-Ohio-4176,
¶ 58. However, when a guilty plea is voluntarily, knowingly, and intelligently
entered, a defendant’s protestations of innocence are insufficient grounds for
vacating the plea. Id., citing Minifee, citing State v. Bloom, 8th Dist. Cuyahoga No.
97535, 2012-Ohio-3805, ¶ 13.
At the July 2022 hearing held on Hicks’s presentence motion to
withdraw his guilty pleas, the state relying upon it’s arguments from its written brief
in opposition to Hicks’s motion, reminded the court of its compliance with
Crim.R. 11 and of the disk of jail calls with summaries it prepared as to what it felt
were pertinent parts to support its position that Hicks’s was seeking a withdrawal of
his plea because he had a change of heart after speaking with his family. The state
maintains that these jail calls support that Hicks wife threatened to move to Florida
with another man if he were to serve more than five years in prison as a reason for
Hicks wanting to withdraw his plea since these calls occurred right after his change-
of-plea hearing.
Hicks’s counsel pointed out to the trial court that Hicks’s motion was
timely raised before sentencing and that case law instructs that “it ought to be freely
and liberally granted. Make no mistake about it here, Mr. Hicks is claiming
innocence.” Hicks’s counsel explained that Hicks does not recall what happened
and told his counsel on numerous occasions he does not know. Hicks’s counsel
further expressed that he spoke with people that “might support” that others in the
child’s life may have shaken R.M. He told the court nobody witnessed this and that no one will come into court to say that “I saw Ronald Hicks kill that child.” And that
“we’re left with medical records that we’ll have to resolve,” stating that Hicks’s desire
is to have the state meet its burden of proof under the constitution.
After reviewing the record in the instant case, we find that the trial
court did not abuse its discretion in denying Hicks’s presentence motion to
withdraw his guilty pleas. The record reveals that Hicks was afforded a full hearing
before entering his guilty plea where Hicks indicated he was satisfied with the
representation he received from trial counsel and understood the nature of the
charges and the possible penalties. While Hicks’s presentence motion to withdraw
his guilty plea was made timely, the motion did not offer specific details about the
identity of potential witnesses or provide a basis for a plausible defense or claim of
innocence. Rather, Hicks’s motion conceded that he did not know what happened
and was the only adult present and in charge of R.M. at the time of the child’s death.
While a claim of innocence is a factor to be weighed in considering a
motion to withdraw a plea, it alone does not mandate the granting of such a motion.
Westley, 8th Dist. Cuyahoga No. 97650, 2012-Ohio-3571, at ¶ 7. Indeed, “when
faced with this claim, ‘the trial judge must determine whether the claim of innocence
is anything more than the defendant’s change of heart about the plea agreement.’”
Id., quoting Kramer, 7th Dist. Mahoning No. 01-C.A.-107, 2002-Ohio-4176, at ¶ 58.
Therefore based on the foregoing, we cannot say that the trial court
exercised its discretion in an unwarranted way; we cannot conclude that it abused its discretion when it denied Hicks’s presentence motion to withdraw his plea based
upon “being influenced by others” amounting to a change of heart.
B. Hicks’s plea was knowingly, intelligently, and voluntarily made and it will not be set aside to correct a manifest injustice
In Hicks’s first assignment of error, he argues that his guilty plea was
not entered knowingly, intelligently, and voluntarily pursuant to Crim.R. 11(C) and
must be vacated. Specifically, he argues that the trial court failed to (1) explain the
maximum penalties; (2) that he was not made aware of his possible defenses
available to him; and (3) that his counsel was ineffective for not informing him of
available pleas and defenses to him.
A defendant’s plea must be entered knowingly, intelligently, and
voluntarily for the plea to be constitutional under the United States and Ohio
Constitutions. State v. Engle, 74 Ohio St.3d 525, 527, 660 N.E.2d 450 (1996). “Ohio
Crim.R. 11(C) was adopted in order to facilitate a more accurate determination of
the voluntariness of a defendant’s plea by ensuring an adequate record for review.”
State v. Nero, 56 Ohio St.3d 106, 107, 564 N.E.2d 474 (1990). The purpose of
Crim.R. 11(C) is to require the trial court to convey certain information to a
defendant so that he or she can make a voluntary and intelligent decision regarding
whether to plead guilty or no contest. State v. Poage, 8th Dist. Cuyahoga No. 110577,
2022-Ohio-467, ¶ 9, citing State v. Ballard, 66 Ohio St.2d 473, 479-480, 423 N.E.2d
115 (1981). On appeal, we review the trial court’s adherence to Crim.R. 11(C) de novo
and consider the totality of the circumstances to determine whether the plea hearing was following the rule. State v. Cardwell, 8th Dist. Cuyahoga No. 92796, 2009-
Ohio-6827, ¶ 26.
First, Hicks claims that the trial court failed to comply with a Crim.R.
11(C)(2)(a), a nonconstitutional provision, when it failed to advise him that a
violation of the terms and restrictions of PRC could result in the administration
imposition of an additional prison sanction. Hicks contends that the PRC
advisement provided to him at the time of his guilty plea did not inform him of the
maximum potential penalty that could be imposed, making a showing of prejudice
unnecessary.
Under Crim.R. 11(C)(2), a trial court shall not accept a guilty plea in a
felony case without first addressing the defendant personally and doing all the
following:
(a) Determining that the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximum penalty involved, and, if applicable, that the defendant is not eligible for probation or for the imposition of community control sanctions at the sentencing hearing.
(b) Informing the defendant of and determining that the defendant understands the effect of the plea of guilty * * *, and that the court, upon acceptance of the plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the defendant understands that by the plea the defendant is waiving the rights to jury trial, to confront witnesses against him or her, to have compulsory process for obtaining witnesses in the defendant's favor, and to require the state to prove the defendant's guilt beyond a reasonable doubt at a trial at which the defendant cannot be compelled to testify against himself or herself. Crim.R. 11(C)(2)(a) requires that the trial court determine that the
defendant is “making the plea voluntarily, with the understanding * * * of the
maximum penalty involved * * *.” In instances where the trial court imposes a
prison term, PRC is part of the “maximum penalty involved” and compliance with
Crim.R. 11(A)(2) requires that a trial court advise the defendant of any mandatory
PRC at the time of the plea. State v. Sullivan, 8th Dist. Cuyahoga Nos. 111621,
111917, 2023-Ohio-1036, ¶ 14, citing State v. Austin, 8th Dist. Cuyahoga No. 105981,
2019-Ohio-1983, ¶ 16, citing State v. Griffin, 8th Dist. Cuyahoga No. 83724, 2004-
Ohio-4344, ¶ 13, and State v. Bell, 8th Dist. Cuyahoga No. 96446, 2011-Ohio-5667,
¶ 10.
For a plea to be entered knowingly, voluntarily, and intelligently, the
court is only required to advise the defendant of the period of postrelease control
that would be imposed as part of the “maximum penalty involved” in the plea. Id.
at ¶ 20. This court will not invalidate a guilty plea regarding a nonconstitutional
right, like PRC, unless (1) the trial court completely failed to comply with a portion
of Crim.R. 11(C) or (2) without a complete failure proven, the defendant shows
prejudice, i.e., that he or she would not have otherwise entered the plea.
“When a criminal defendant seeks to have his conviction reversed on
appeal, the traditional rule is that he must establish that an error occurred in the
trial-court proceedings and that he was prejudiced by that error.” State v. Dangler,
162 Ohio St.3d 1, 2020-Ohio-2765, 164 N.E.3d 286, ¶ 13, citing State v. Perry, 101
Ohio St.3d 118, 2004-Ohio-297, 802 N.E.2d 643, ¶ 14-15, and State v. Stewart, 51 Ohio St.2d 86, 93, 364 N.E.2d 1163 (1977); Crim.R. 52. A limited exception exists
when the trial court fails to explain the constitutional rights waived by the defendant
when pleading guilty as outlined in Crim.R. 11(C)(2)(c). Id. at ¶ 14, citing State v.
Clark, 119 Ohio St. 3d 239, 2008-Ohio-3748, 893 N.E.2d 462, ¶ 31, and State v.
Veney, 120 Ohio St.3d 176, 2008-Ohio-5200, 897 N.E.2d 62, syllabus. A trial court’s
complete failure to comply with a portion of Crim.R. 11(C) also eliminates the
defendant’s burden to show prejudice. (Emphasis sic.) Id. at ¶ 15, citing State v.
Sarkozy, 117 Ohio St.3d 86, 2008-Ohio-509, 881 N.E.2d 1224, ¶ 22.
“Aside from these two exceptions, the traditional rule continues to
apply: a defendant is not entitled to have his plea vacated unless he demonstrates
he was prejudiced by a failure of the trial court to comply with the provisions of
Crim.R. 11(C).” Id. at ¶ 16, citing Nero, 56 Ohio St. at 108, 564 N.E.2d 474. This
includes instances where the trial court fails to fully cover the “nonconstitutional”
aspects of the plea colloquy. Id. at 14, citing Veney at ¶ 17 (distinguishing the
nonconstitutional notifications required by Crim.R. 11(C)(2)(a) and (b) from the
constitutional rights notifications required by Crim.R. 11(C)(2)(c)). “The test for
prejudice is ‘whether the plea would have otherwise been made.’” Id. at ¶ 16, quoting
Nero at 108. “[T]he questions to be answered are simply: (1) has the trial court
complied with the relevant provision of the rule? (2) if the court has not complied
fully with the rule, is the purported failure of a type that excuses a defendant from
the burden of demonstrating prejudice? and (3) if a showing of prejudice is required,
has the defendant met that burden?” Id. at ¶ 17. Hicks concedes that the trial court complied with Crim.R. 11 as it
relates to his constitutional rights because he knowingly, voluntarily and
intelligently waived his rights. Regarding his nonconstitutional rights, he also
acknowledges that (1) he was going to be sentenced to prison and, upon his release,
there was a mandatory period of PRC with a minimum of two years and a maximum
of five years; (2) that while on PRC, if he failed to report he could be charged with a
new felony, escape; and (3) if he was convicted of a new felony, an additional prison
term of one year or the time remaining on PRC could be consecutively imposed by
the sentencing judge. However, Hicks claims that these advisements never
addressed that there could be consequences imposed by the parole board for a
violation while on PRC and that those consequences include a prison sanction.
Hicks claims that while a trial judge is not required to advise a defendant of all
potential sanctions for a violation of PRC to comply with Crim.R. 11, the trial court
must, at minimum, advise that a violation of the conditions of PRC may result in the
imposition of a prison sentence and that the maximum sentence that could be
imposed is one-half of the original sentence. Hicks argues that the trial court’s
failure to advise him of the potential administrative imposition of prison for a
violation of PRC amounted to a complete failure to comply with Crim.R. 11, excusing
his showing of prejudice.
The state counters that the trial court advised Hicks of the mandatory
portion of his PRC period and, thus, did not completely fail in its duty to advise Hicks
of the maximum possible penalty that could be imposed. The state further claims there is nothing in the record that demonstrates Hicks suffered any prejudice based
on the PRC advisement he received and indicates that Hicks did not raise this issue
in his presentence motion to withdraw his plea. See discussion above.
Our review of the transcript shows that the trial court advised Hicks
that he would be supervised by the parole board for “a mandatory minimum of two
years and up to a maximum of five years” upon his release from prison, explained to
Hicks that if he was convicted of a felony while on PRC, he could receive an
additional consecutive prison term on top of the punishment for the new offense in
the greater amount of either one year or the remaining time on his PRC. He was
also informed that if he failed to report to his parole officer while on PRC, he could
be charged with the felony of escape. Hicks indicated his understanding and did not
have questions about his rights, the charges, the penalties, or anything else being
done. Both the state and Hicks’s defense counsel told the trial court that they were
satisfied that the trial court complied with the requirements of Crim.R. 11. Based on
the foregoing, the trial court did not completely fail to comply with Crim.R.
11(C)(2)(a) in its PRC colloquy, and we decline to find otherwise. Compare Sarkozy,
117 Ohio St.3d 86, 2008-Ohio-509, 881 N.E.2d 1224, at ¶ 22 (holding the trial court
completely failed to comply with Crim.R. 11(C)(2)(a)’s requirement that it explain
the maximum penalty when the court did not mention PRC in the plea colloquy,
even though the defendant was subject to mandatory PRC).
Thus, Hicks must demonstrate he was prejudiced by the trial court’s
failure to comply with Crim.R. 11(C)(2)(a) for his guilty plea to be vacated. See, e.g., State v. Soltis, 8th Dist. Cuyahoga No. 92574, 2009-Ohio-6636 (noting that when
addressing challenges of guilty pleas on the basis of a trial court’s failure to
adequately explain the ramifications of PRC, Ohio courts have concluded that a
defendant must demonstrate a prejudicial effect to warrant a vacation of the guilty
plea); State v. Allen, 8th Dist. Cuyahoga No. 93488, 2010-Ohio-3718, ¶ 10-11
(finding Allen did not meet his burden of showing prejudice that would necessitate
vacating his plea absent evidence that “the plea would not otherwise have been
made”). We note that Hicks did not argue that but for the parole violation
advisement, he would not have pleaded guilty in his presentence motion to withdraw
his guilty plea. On appeal, Hicks claims that had he been aware that the parole board
could administratively impose additional prison sanctions upon him for an alleged
violation of its PRC requirements he would not have entered his guilty plea. Hicks
provides no basis for this claim. Nor does our review of the record support Hicks’s
assertion. The record reflects that amongst other serious charges, Hicks was facing
multiple murder counts that could result in the potential penalty of life in prison.
Hicks accepted a plea deal with an agreed sentencing range of 15 to 18 years,
avoiding the inherent risk of going to trial and a potential conviction with a “life tail.”
Therefore, we decline to find that Hicks’s guilty plea was not entered knowingly,
intelligently, and voluntarily based on the trial court’s PRC colloquy.
Hicks also argues that his plea was not entered knowingly,
intelligently, and voluntarily because the trial court and trial counsel failed to
consider defenses that Hicks may have available to him. Specifically, Hicks argues that he was not aware of the defenses of not guilty by reason of insanity and/or of
the defenses of blackout or voluntariness of the act. He maintains that the trial court
should not have accepted his guilty plea without further evaluations of his sanity at
the time of the offense(s). Hicks contends that despite being in Mental Health
Developmental Disabilities court, no coordinated efforts were made by the trial
court, jail, trial counsel, providers, or others to ensure that he was provided with the
services and evaluations necessary to guide him through this legal matter.
Our review of the record shows otherwise. One day after Hicks was
arraigned, the trial court granted his request to be evaluated by the court’s
psychiatric department for competency to stand trial and that his case be transferred
to the court’s mental-health court docket. After Hicks was evaluated by the court’s
psychiatric department and a report was issued, the parties agreed to the findings
and conclusions of Dr. Aronoff’s evaluation of Hicks’s competency wherein the trial
court determined that Hicks was competent to stand trial in that he was aware of
“the nature and objective of the legal proceedings against him and could assist in his
own defense.” Notably, Dr. Aronoff’s report opined that
[h]e’s aware of his charges, the acts of constituting such, the relative seriousness[,] and the possible sentence he may receive if convicted of them. He’s able to name various court personnel and describe their roles. He’s aware of his available plea options as well as the concept of plea bargaining. He manifests an appreciation of the adversarial nature of the legal proceedings against him.
Any mild deficits [Hicks] demonstrates with respect to his understanding [of] the nature and objective of the legal proceedings against him are easily rectified with explanation using basic rudimentary terms. If this is exercised, [Hicks] demonstrates the capacity to comprehend as well as retain this information.
[Hicks] reported he trusts his attorney. He’s able to confer with him, consider any legal advice he may offer, and will work collaboratively with him in order to obtain the most favorable outcome of his court case.
[Hicks’s] speech and thought process are coherent and relevant. Thus, he would be capable of providing his attorney with pertinent information as well as testifying and challenging prosecution witnesses. Although [Hicks] demonstrates some mild deficits in attention and concentration, these do not appear to rise at the level where they would adversely affect his ability to follow the court proceedings.
[Hicks] is motivated to receive a disposition most favorable to him. [Hicks] has demonstrated by his behavior during this evaluation that he would be capable of acting in an appropriate manner and tolerating the stress of trial. Although he became tearful at several points during the interview, he was quickly able to regain his composure.
(Tr. 5-7.)
The transcript also shows that Hicks’s trial counsel informed the
court that he discussed all possible defenses available to Hicks and that Hicks
understood them. Nothing in the record supports that Hicks did not understand the
defenses available to him, including the defenses of not guilty by reason of insanity
or a blackout or voluntariness defense. While Hicks also raises within this assigned
error that his counsel was ineffective for failing to go over these available defenses,
he provides no evidence of this.
To establish ineffective assistance of counsel, Hicks must
demonstrate that (1) counsel’s performance was deficient and (2) the deficient performance prejudiced the defendant so as to deprive him of a fair trial. State v.
Trimble, 122 Ohio St.3d 297, 2009-Ohio-2961, 911 N.E.2d 242, ¶ 98, citing
Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674
(1984). The failure to prove either prong of this two-part test makes it unnecessary
for a court to consider the other prong. State v. Madrigal, 87 Ohio St.3d 378, 389,
721 N.E.2d 52 (2000), citing Strickland at 697. “A licensed attorney is presumed to
be competent, and a defendant claiming ineffective assistance bears the burden of
proof.” Ohio v. Redmond, 8th Dist. Cuyahoga No. 111138, 2022-Ohio-3734, citing
State v. Black, 2019-Ohio-4977, 149 N.E.3d 1132, ¶ 35 (8th Dist.), citing State v.
Smith, 17 Ohio St.3d 98, 100, 477 N.E.2d 1128 (1985). “[W]hen a defendant enters
a guilty plea as part of a plea bargain, he waives all appealable errors that may have
occurred at trial, unless such errors are shown to have precluded the defendant from
entering a knowing and voluntary plea.” State v. Milczewski, 8th Dist. Cuyahoga
No. 97138, 2012-Ohio-1743, ¶ 5, citing State v. Kelley, 57 Ohio St.3d 127, 566 N.E.2d
658 (1991).
The discussions Hicks had with his attorney are not a part of our
record, and there is no evidence that trial counsel failed to inform Hicks of his
potential insanity, blackout, or voluntariness defenses. Rather, the record reveals
evidence to the contrary: Hicks’s trial counsel informed the court that he “discussed
with [Hicks] his constitutional rights, his trial rights, and the relative penalties as
well as the defenses he may have at trial” and “believe[d] that [Hicks] [wa]s ready,
willing, and able to enter a knowing, intelligent, and voluntary guilty plea.” Therefore, we cannot say trial counsel’s performance was deficient under the first
Strickland prong.
Moreover, Hicks fails to demonstrate that he was deprived assistance
of counsel. Speculation is insufficient to satisfy Hicks’s burden of demonstrating
prejudice, the second Strickland prong. State v. Reed, 8th Dist. Cuyahoga
No. 110217, 2022-Ohio-1058, ¶ 19; State v. Ziga, 8th Dist. Cuyahoga No. 108336,
2020-Ohio-911, ¶ 36 (“To the extent that appellant is suggesting that had counsel
requested an evaluation some exculpatory or mitigating information would have
been uncovered, this argument is purely speculative and insufficient to satisfy his
burden of demonstrating prejudice.”). Thus, we find no support in the record for
Hicks’s contention that his counsel’s deficiencies.
Accordingly, we decline to find that the trial court erred when it
denied Hicks’s presentence motion to withdraw his plea, and Hicks’s guilty plea
must be vacated to correct a manifest injustice. Hicks’s first assignment of error is
overruled.
C. Hicks’s Sentence
Hicks disputes his sentence in his third, fourth and fifth assignments
of error arguing that it is contrary to law and/or unconstitutional.
He claims that the trial court erred when it imposed a prison sentence
that was contrary to law because the full term of the sentence was ordered as
mandatory time. Hicks concedes that the parties agreed that the offenses would not merge and there would be no early release. Hicks further concedes that he agreed
to a recommended term of imprisonment.
This court has recognized that a plea agreement is a contract between
the state and a criminal defendant with explicit terms subject to contract-law
principles. State v. Sykes, 2018-Ohio-4774, 124 N.E.3d 406, ¶ 23 (8th Dist.), citing
State v. Butts, 112 Ohio App.3d 683, 686, 679 N.E.2d 1170 (8th Dist.1996), and
State v. Padilla, 8th Dist. Cuyahoga No. 98187, 2012-Ohio-5892, ¶ 11. We explained
that “when a sentence is agreed to by the parties as part of the negotiated plea, there
is an implicit ‘understanding that in exchange for the plea, the defendant and the
state have agreed to be mutually bound to a specific sentence or a sentence
authorized by law within a prescribed range.’” Id., citing State v. Huffman, 8th Dist.
Cuyahoga No. 105805, 2018-Ohio-1192, ¶ 17. Therefore, we held that “‘inherent in
an agreed sentence is a quid pro quo arrangement where the defendant and
prosecutor have either given up something or attained something in exchange for
being bound by an appealable sentence.’” Id., citing Id.
Here, Hicks acknowledges that he agreed to plead guilty to
involuntary manslaughter as amended in Count 2 with notice of prior conviction
and repeat violent offender specifications. Hicks claims that while the prison time
imposed in Count 2 was mandatory under the notice of prior conviction
specification, neither Count 4, child endangering, or Count 5, felonious assault,
required mandatory time because the notice of prior conviction and repeat violent
offender specifications were deleted from those counts. Hicks maintains that four- year consecutive prison sentence in Count 4 should not have been deemed to be
mandatory and, therefore, was contrary to law. Despite agreeing to a recommended
sentencing range without early or judicial release, he claims the mandatory sentence
imposed is contrary to law.
The state asserts that the terms of Hicks’s plea agreement expressly
stated that he was ineligible for early release, making his entire sentence mandatory.
The state claims that when the mandatory nature of the agreed-upon sentence is an
express condition of the plea agreement, it becomes a binding contractual term.
We agree with the state and find this case analogous to Sykes, 2018-
Ohio-4774, 124 N.E.3d 406, wherein the defendant pled guilty to offenses that did
not carry mandatory time but agreed to a sentence of 15 years in prison “to be served
in totality.” We find the plea agreement, which included an agreed-upon sentencing
range of 15 to 18 years “with no early release,” constituted a valid and enforceable
contract that mutually bound the parties to its terms. Additionally, we agree with
Hicks’s concession that the use of the word “mandatory” as opposed to “no early
release” is a “distinction without consequence.” Therefore, regardless of the trial
court’s use of the word “mandatory” any error in terminology is harmless.
Hicks also argues that the imposed prison sentence was contrary to
law because the trial court’s sentencing journal entry ordered a prison term of 12-16
years on Count 2.
Crim.R. 36 provides, “Clerical mistakes in judgments, orders, or other
parts of the record, and errors in the record arising from oversight or omission, may be corrected by the court at any time.” “A trial court may use a nunc pro tunc entry
to correct mistakes in judgments, orders, and other parts of the record so the record
speaks the truth.” State v. Sandidge, 8th Dist. Cuyahoga No. 109277, 2020-Ohio-
1629, ¶ 7.
Hicks claims that the trial court’s journal entry improperly ordered a
minimum sentence of eight years and a maximum sentence of 16 years for a total
aggregate of 12-16 years on Count 2. Hicks claims that Count 2, involuntary
manslaughter, a felony of the first degree, has a maximum sentence of 11 years
according to R.C. 2929.14(A). Hicks maintains that the trial court did not err in
calculating the total number of years in his sentence but made a clerical error by
imposing them entirely on Count 2, which is contrary to law. Hicks indicates that
this clerical error may be remedied through a nunc pro tunc entry. The state agrees
with Hicks and asserts that the matter should be remanded to the trial court.
We agree with Hicks and the state. At Hicks’s sentencing hearing, the
trial court imposed an eight-year sentence on Count 2, with an additional four years
under the Reagan Tokes Law. Thus, the sentence imposed on Count 2 was 8 to 12
years, which was to run consecutively to the four-year sentence imposed on Count
4. Our review of the record reveals that the trial court’s sentencing entries
incorrectly ordered “the minimum possible sentence of 8 years and a maximum
possible sentence up to 16 years for a total aggregate of 12 to 16 years entirely on
Count 2.” (Journal entry, August 3, 2022, and Nunc Pro Tunc entry, August 8,
2022.) Because the entries do not reflect the sentence imposed at the sentencing hearing, we find that correcting this clerical error through a nunc pro tunc entry is
an appropriate remedy that will modify the record so that it speaks the truth.
Accordingly, we sustain in part Hicks’s third assignment of error on
this basis and remand the matter to the trial court so that it may issue a nunc pro
tunc entry indicating an indefinite prison sentence was imposed on Count 2, with a
minimum possible sentence of eight years and a maximum possible sentence up to
12 years, for a total aggregate prison sentence on all counts of 12-16 years.
In the fourth assignment of error, Hicks challenges the
constitutionality of the Reagan Tokes Law arguing it violates his rights to due
process and equal protection, the separation-of-powers-doctrine, and his Sixth
Amendment right to a jury trial. Hicks further argues that the Reagan Tokes Law is
void for vagueness and confers too much authority to the Department of
Rehabilitation and Corrections (“DRC”). Hicks acknowledges that “[t]he ultimate
consideration of the constitutionality of the Reagan Tokes sentencing scheme will
be determined by the Ohio Supreme Court[, which is] currently considering the
matter in State v. Hacker * * * and State v. Simmons * * *.”
Since the filing of Hicks’s brief, the Ohio Supreme Court affirmed the
judgment of this court in State v. Simmons, 2021-Ohio-939, 169 N.E.3d 728 (8th
Dist.), and upheld the constitutionality of the Reagan Tokes Law on numerous
grounds. State v. Hacker, Slip Opinion No. 2023-Ohio-2535, ¶ 1. In Hacker, the
Ohio Supreme Court held that the Reagan Tokes Law does not violate a defendant’s
right to due process because it is not void for vagueness or facially unconstitutional. Id. at ¶ 40. The Hacker Court further held that Reagan Tokes Law does not violate
the separation-of-powers doctrine because “allowing the DRC to rebut the
presumption of release for disciplinary reasons does not exceed the power given to
the executive branch and does not interfere with the trial court’s discretion when
sentencing an offender.” Id. at ¶ 25. Finally, the Ohio Supreme Court held that the
Reagan Tokes Law does not implicate a defendant’s right to a jury trial because the
range of penalties prescribed by the legislature and imposed by the trial court will
not be changed by any determination made by the DRC regarding the defendant’s
behavior while in prison. Id. at ¶ 28.
Because the constitutionality of the Reagan Tokes Law has been
upheld on the grounds challenged by Hicks, we overrule his fourth assignment of
error.
In his fifth assignment of error, Hicks argues that his sentence is
contrary to law because the trial court failed to provide required notices when it
imposed his sentence. Hicks maintains that because the trial court failed to comply
with R.C. 2929.19(B)(2)(c), his indefinite sentence in Count 2, which was imposed
pursuant to the Reagan Tokes Law, must be vacated.
When a trial court imposes a nonlife felony-indefinite sentence
pursuant to the Reagan Tokes Law, R.C. 2929.19(B)(2)(c) requires that the trial
court notify the offender of the following:
(i) That it is rebuttably presumed that the offender will be released from service of the sentence on the expiration of the minimum prison term imposed as part of the sentence or on the offender’s presumptive earned early release date, as defined in section 2967.271 of the Revised Code, whichever is earlier;
(ii) That the department of rehabilitation and correction may rebut the presumption described in division (B)(2)(c)(i) of this section if, at a hearing held under section 2967.271 of the Revised Code, the department makes specified determinations regarding the offender’s conduct while confined, the offender’s rehabilitation, the offender’s threat to society, the offender’s restrictive housing, if any, while confined, and the offender’s security classification;
(iii) That if, as described in division (B)(2)(c)(ii) of this section, the department at the hearing makes the specified determinations and rebuts the presumption, the department may maintain the offender’s incarceration after the expiration of that minimum term or after that presumptive earned early release date for the length of time the department determines to be reasonable, subject to the limitation specified in section 2967.271 of the Revised Code;
(iv) That the department may make the specified determinations and maintain the offender’s incarceration under the provisions described in divisions (B)(2)(c)(i) and (ii) of this section more than one time, subject to the limitation specified in section 2967.271 of the Revised Code;
(v) That if the offender has not been released prior to the expiration of the offender’s maximum prison term imposed as part of the sentence, the offender must be released upon the expiration of that term.
While the court must give these notices at the time of sentencing, no specific
language is required. State v. Gates, 8th Dist. Cuyahoga No. 110616, 2022-Ohio-
1666, ¶ 25.
On appeal, Hicks claims that he was not given any advisements
required under R.C. 2929.19(B)(2)(c). Specifically, Hicks states that he was not
given requisite notice regarding the following matters: (1) the presumption that he
would be released upon the completion of the minimum sanction; (2) the DRC’s
ability to rebut that presumption; 3) the conduct or other considerations taken into account by the DRC that may cause the presumption to be rebutted; (4) the hearing
conducted by the DRC, the details about how that hearing is held, and the findings
and implications that may result; and (5) the possibility that his prison sentence
could be extended more than once until he served the entire maximum prison term
imposed under the Reagan Tokes sentence. The state agrees that the trial court did
not provide the required R.C. 2929.19(B)(2)(c) notifications when it imposed
Hicks’s sentence on Count 2.
Our review of the sentencing transcript reveals that the trial court
imposed a nonlife, indefinite prison sentence of 8 to 12 years on Count 2, involuntary
manslaughter, a first-degree felony. However, the trial court did not impart the
information contained in R.C. 2929.19(B)(2)(c) at the time of sentencing. Thus, we
agree that the trial court did not provide all of the required notices pursuant to R.C.
2929.19(B)(2)(c) and now consider the appropriate remedy.
Hicks argues that because his Reagan Tokes sentence was contrary to
law, it must be vacated. Hicks claims that this court’s remedy in Gates was
erroneous because an improperly imposed sentence against statutory authority is
voidable and a voidable sentence must be vacated in a successful challenge on direct
appeal. Hicks cites State v. Harper, 160 Ohio St.3d 480, 2020-Ohio-2913, 159
N.E.3d 248, in support of his argument. The state relies on Gates, as well as
authority from other appellate districts, and claims that Hicks’s sentence should be
reversed and remanded for the sole purpose of providing the required notifications
set forth in R.C. 2929.19(B)(2)(c). We agree with the state and find Harper, a case involving sentencing
errors in the imposition of PRC sanctions, inapplicable. In instances where the trial
court has failed to fully notify the defendant of the R.C. 2929.19(B)(2)(c)
advisements, this court has consistently remanded for resentencing. See Sullivan,
8th Dist. Cuyahoga Nos. 111621 and 111917, 2023-Ohio-1036, at ¶ 26; State v.
Bradley, 8th Dist. Cuyahoga No. 110882, 2022-Ohio-2954, ¶ 13; Gates, 8th Dist.
Cuyahoga No. 110616, 2022-Ohio-1666, at ¶ 27; State v. Whitehead, 8th Dist.
Cuyahoga No. 109599, 2021-Ohio-847, ¶ 46 (where the trial court failed to inform
the defendant of any of the required notifications set forth in R.C. 2929.19(B)(2)(c)).
Accordingly, we sustain Hicks’s fifth assignment of error and remand the matter for
resentencing.
Judgment affirmed in part, reversed in part, and remanded.
It is ordered that appellant and appellee split the costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27
of the Rules of Appellate Procedure.
_______________________ MARY J. BOYLE, JUDGE
LISA B. FORBES, P.J., and EMANUELLA D. GROVES, J., CONCUR
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Cite This Page — Counsel Stack
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