State v. Herrington

387 P.3d 485, 283 Or. App. 93, 2016 Ore. App. LEXIS 1598
CourtCourt of Appeals of Oregon
DecidedDecember 21, 2016
Docket201422694; A159712
StatusPublished
Cited by4 cases

This text of 387 P.3d 485 (State v. Herrington) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Herrington, 387 P.3d 485, 283 Or. App. 93, 2016 Ore. App. LEXIS 1598 (Or. Ct. App. 2016).

Opinion

SHORE, J.

Defendant appeals a judgment convicting him of delivery of methamphetamine, ORS 475.890 (Count 1), and unlawful possession of methamphetamine, ORS 475.894 (Count 2). On appeal, defendant advances two assignments of error. First, he asserts that the trial court plainly erred when it conducted a bench trial without a written jury waiver from defendant. Second, defendant claims that the trial court erred when it refused to merge Counts 1 and 2 into a single conviction for unlawful delivery of methamphetamine. We agree that the trial court plainly erred in conducting a bench trial without a written jury waiver from defendant, and we exercise our discretion to correct the error. Consequently, we do not need to reach defendant’s second assignment of error. Accordingly, we reverse and remand.

The relevant facts are procedural and undisputed. In a two-count indictment, the state charged defendant with unlawful delivery and unlawful possession of methamphetamine. Defendant chose to proceed in a stipulated-facts bench trial. Before the trial began, the court engaged in a colloquy with defendant where defendant orally stated that he understood that he had the right to a jury, that his attorney had explained that right to him, that he was choosing to waive that right, and that he was not waiving that right in response to threats. Following the colloquy, the trial court “accept [ed] the waiver *** of jury, as freely and voluntarily being made.” The court also received a form that defendant and his attorney had signed entitled “ELECTION TO WAIVE JURY OF TWELVE.” (Capitalization in original.) That form stated, “I, the above-named defendant, do hereby elect to waive trial by a jury of twelve, and I further consent that this case may be tried by a jury of six*.” The form then provided in a footnote, “*Verdict of guilty or not guilty must be unanimous. Each side is permitted three peremptory challenges. The Defendant exercises the first challenge.” The record contains no written waiver of the right to a jury, but only waiver of the right to a 12-person jury and consent to a six-person jury. The court mistakenly referred to the form as “an election to waive a jury.” Defendant, however, never challenged the lack of a written jury waiver at trial. [95]*95Following the bench trial, the court found defendant guilty on both counts.

On appeal, defendant admits that he failed to preserve the argument he now asserts—that the trial court erred when it proceeded to trial without a written jury waiver. However, he argues that we can review the error because it was plain. In response, the state argues that, although it is plain error for a criminal trial to proceed without a jury absent a written waiver from the defendant, “it is at least debatable” whether the form waiving a 12-person jury and consenting to a six-person jury “was sufficient to comply with the written waiver requirement,” and, thus, the trial court’s error was not plain. We agree with defendant that the error was plain. As discussed below, we exercise our discretion to correct that error and, accordingly, reverse and remand.

Whether an allegation of error is plain presents a question of law. See State v. Gornick, 340 Or 160, 166, 130 P3d 780 (2006) (applying legal error analysis). Normally, appellate courts will not review a claim of error “unless the claimed error was preserved in the lower court.” ORAP 5.45(1). However, a court may review an error of law that is “apparent on the record,” i.e., a plain error. Id. To determine if an error is plain, we engage in a three-step analysis. State v. Reyes-Camarena, 330 Or 431, 435, 7 P3d 522 (2000). First, we determine if the error is an error of law. Id. Second, we address whether the error is “obvious, not in reasonable dispute.” Id. Third, we determine if the error “appears on the face of the record, i.e., the reviewing court need not go outside the record to identify the error or choose between competing inferences, and the facts constituting the error are irrefutable.” Id. (internal quotation marks, brackets, and ellipses omitted). If an error meets the above test, then “the appellate court must exercise its discretion to consider or not to consider the error, and if the court chooses to consider the error, the court must articulate its reasons for doing so.” Ailes v. Portland Meadows, Inc., 312 Or 376, 382, 823 P2d 956 (1991).

The state does not contest the first and second prongs of the plain error analysis. First, the trial court’s error was an error of law. Under both Article I, section 11, [96]*96of the Oregon Constitution and ORS 136.001(2), a criminal defendant has the right to a jury trial, and any waiver of that right must be “in writing.”1 Second, the error in this case is “obvious.” Reyes-Camarena, 330 Or at 435. “There is no waiver of a jury trial unless that waiver is in writing and, without a waiver, [a] defendant should *** be[] tried by a jury.” State v. Barber, 343 Or 525, 530, 173 P3d 827 (2007). Thus, a judge errs “in going to trial at all” absent a written jury waiver. Id. (emphasis in original). What is disputed, however, is the question presented by the third prong: whether the error “appears on the face of the record.” Reyes-Camarena, 330 Or at 435 (internal quotation marks omitted).

As the state correctly points out, a claimed error “‘is not plain if it is necessary to choose between competing inferences to find it.’” State v. Jeanty, 231 Or App 341, 346, 218 P3d 174 (2009), rev den, 348 Or 218 (2010) (quoting State v. Akers, 221 Or App 29, 34, 188 P3d 417 (2008)). However, when the record does not contain a written jury waiver, like the record in this case, competing inferences do not exist. See, e.g., State v. Gilbert, 255 Or App 203, 206, 296 P3d 629 (2013) (holding that “the record here is not subject to competing inferences” when the record did not contain a written jury waiver). Therefore, the error in this case is plain.

However, despite our previous holdings in similar cases on the matter, the state argues, relying on Jeanty and Akers, that to find the error in this case we must choose between competing inferences that may be drawn from the written waiver at issue here and, thus, the error is not plain. The state’s reliance on those cases is inapt because, as discussed below, no competing inferences can be drawn [97]*97from the written waiver in this record, which waives only the right to a 12-person jury and consents instead to a six-person jury.

In both Jeanty and Akers, the jury-waiver language in the forms at issue created competing inferences. For example, in Jeanty, the defendant provided the court a signed jury waiver form that recited the defendant’s right to a jury trial, stated that the defendant’s attorney had explained that right to the defendant, stated that the defendant understood that right, and then stated, “After being advised, and of my own free will, I wish to waive my rights to a jury trial in this matter as follows [.] ” 231 Or App at 343. It then provided the defendant with two options, each with a box for the defendant to mark. Id.

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Cite This Page — Counsel Stack

Bluebook (online)
387 P.3d 485, 283 Or. App. 93, 2016 Ore. App. LEXIS 1598, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-herrington-orctapp-2016.