State v. Herman

286 N.E.2d 296, 31 Ohio App. 2d 134, 60 Ohio Op. 2d 210, 1971 Ohio App. LEXIS 399
CourtOhio Court of Appeals
DecidedDecember 23, 1971
Docket7038
StatusPublished
Cited by19 cases

This text of 286 N.E.2d 296 (State v. Herman) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Herman, 286 N.E.2d 296, 31 Ohio App. 2d 134, 60 Ohio Op. 2d 210, 1971 Ohio App. LEXIS 399 (Ohio Ct. App. 1971).

Opinion

Wiley, J.

Defendant, appellant herein, received a traffic citation in which he was charged with reckless operation of a motor vehicle in violation of R. C. 4511.20.

On the date indicated in the affidavit, the defendant appeared in traffic court. He was advised of his rights by the court, orally waived representation by counsel, heard the affidavit read to him by the court, and pled “no contest.” The court received and entered the plea. Thereupon, the court turned the traffic affidavit over and read the fol *135 lowing which appeared thereon under the heading “Officer’s Notes for Testifying in Court”:

“Subject going west on Rt. 24 1st control of veh. at a curve Rt. 24 & Jeffers Rd. Left north side of road, crossed road Left South side of road. Rolled Veh. 117 ft. in field, leaving Yeh. on its top. Driver pined (sic) in Yeh. Injuries to Driver & passenger Intoxicating beverages (beer) found open and unopen in Yeh.. AB.”

The defendant gave a different version of what happened indicating that his right front wheel had slipped off the pavement onto the berm that had been softened by an earlier rainstorm, and that the ear rolled over several times and ended up in a field. Defendant denied knowledge of any beer in the automobile. The court found the defendant guilty.

On appeal, the main contention of the defendant was that the court erred in reading the explanation of the officer on the back of the affidavit as “an explanation of the circumstances.”

Two trial courts have reported decisions in which an interpretation of the phrase “explanation of the circumstances” has been made, coupled with the plea of “no contest. ’ ’ In Fairlawn v. Fuller, 8 Ohio Misc. 266 the court stated that the plea of “no contest” is not synonymous with the ancient plea of “nolo contendere” in that the plea of nolo contendere is an implied admission of guilt and, for the purposes of the case in which it is entered, is equivalent to a plea of guilty, whereas, in a plea of no contest, the court must go further and make a finding of guilty or not guilty from “the explanation of circumstances.” This trial court further stated that the statements made by counsel and the stipulations of facts and briefs may all be considered by a court under the statutory authority (R. C. 2937.07) to consider an “explanation of circumstances” under a plea of “no contest.” The Akron court went on to state, at page 269 of its opinion, the following:

“The language of the statute permitting a plea of no contest and a finding of either guilty or not guilty ‘from tlie explanation of circumstances’ lacks definition or limi *136 tation. It opens the door to informal statements containing hearsay and opinion, and seems to dispense with testimony under oath and cross-examination.”

A further discussion of the phrase “from an explanation of the circumstances” is found in the case of Lyndhurst v. McFarlane, 21 Ohio Misc. 197. The syllabus in this case states:

“A finding of guilty by a judge pursuant to Section 2937.07, Revised Code, after the defendant has pleaded ‘no contest’ under Section 2937.06(C), Revised Code, must be supported by sworn evidence which states facts substantiating the presence of each of the elements of the offense. ’ ’

In Lyndhurst, the court, in coming to the conclusion above stated in the syllabus, compared the plea of “no contest” to the old common law plea of “nolo contendere.’’ The trial court further stated that it was clear that the “no contest” plea provided by Ohio statute is not the legal equivalent of the plea of nolo contendere found in Rule 11 of the Federal Rules of Criminal Procedure. We agree.

The trial court in Lyndhurst, supra, further indicated that the Ohio Supreme Court in the case of Brookhart v. Haskins, Supt., 2 Ohio St. 2d 36, had come to the conclusion that the common law plea of nolo contendere was a permissible plea in Ohio felony proceedings.

A careful examination of that case does not indicate that the court ruled upon this point precisely. The Supreme Court in its per curiam opinion did state that “the procedure” (in Brookhart) was unusual, but did not affect the validity of the proceedings. Nor did it constitute a denial of a fair trial. “The procedure” referred to was the agreement in open court between counsel for the defendant and the prosecutor that a full trial would not be necessary even though the defendant did not plead guilty; that the state would have to prove merely a prima facie case; that defendant would not contest the state’s case; and that there would be no cross-examination of witnesses. The Supreme Court of Ohio did state, at page 40, the following: “* * * petitioner could have pleaded guilty to these charg *137 es * * * or he could have pleaded not guilty * * *. This he did not choose to do. However, petitioner chose a middle ground. In open court, while represented by counsel, petitioner agreed that, although he would not plead guilty, he would not contest the state’s case or cross-examine its witnesses but would require only that the state prove each of the essential elements of the crime. * * * No presumption of guilt was created by such agreement. The state was required to prove all the essential elements of the offense. The court, from this evidence then determined the guilt of the accused. * * *”

The court went on to state in Brookhart v. Haskins, supra, that the petitioner agreed to the procedure in open court and, in effect, such agreement was as binding and enforceable upon him as a like agreement would have been in a civil action, citing the second paragraph of the syllabus in State v. Bobbins, 176 Ohio St. 362, as follows:

“Agreements, waivers and stipulations made by persons accused of crimes, or by their counsel in their presence, during the course of a trial for crime, are, after the termination of the trial, as binding and enforceable upon such persons as like agreements, waivers and stipulations are upon parties to civil actions. (Paragraph four of the syllabus of State, ex rel. Warner, v. Baer et al., Judges, 103 Ohio St. 585, approved and followed.)”

The procedure provided under R. C. 2937.07 is entirely different from the procedure followed by the court in Brookhart v. Haskins, supra. There is no provision in this statute indicating that any affidavits or sworn testimony of any kind are to be presented. The wording ‘ ‘ explanation of circumstances” in the second paragraph is not qualified in any way.

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Cite This Page — Counsel Stack

Bluebook (online)
286 N.E.2d 296, 31 Ohio App. 2d 134, 60 Ohio Op. 2d 210, 1971 Ohio App. LEXIS 399, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-herman-ohioctapp-1971.