State v. Henderson

287 N.W.2d 583, 9 A.L.R. 4th 689, 1980 Iowa Sup. LEXIS 760, 1980 WL 337465
CourtSupreme Court of Iowa
DecidedJanuary 23, 1980
Docket63510
StatusPublished
Cited by13 cases

This text of 287 N.W.2d 583 (State v. Henderson) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Henderson, 287 N.W.2d 583, 9 A.L.R. 4th 689, 1980 Iowa Sup. LEXIS 760, 1980 WL 337465 (iowa 1980).

Opinion

McCORMICK, Justice.

We granted discretionary review of the trial court’s order overruling defendant Rodrick D. Henderson’s motion for bench trial on a charge of willful injury under § 708.4, The Code. We must decide whether Iowa R.Crim.P. 16(1) gives a defendant an absolute right to waive a jury and be tried by the court. The trial court held it does not. We hold that it does and therefore reverse.

Rule 16(1) provides: “Trial by court allowed. Cases required to be tried by jury shall be so tried unless the defendant waives a jury trial in a recorded proceeding in open court.” In this case defendant con-cededly waived a jury trial upon a complete record made in open court. After finding the waiver was voluntary and intelligent, the court held it nevertheless had authority to require the case to be tried by jury. On this basis, the motion for bench trial was overruled.

The State did not resist defendant’s motion for bench trial. In fact it filed a motion for reconsideration of the court’s ruling which was overruled.- Because the attorney general agrees with the defendant’s position, he elected not to file an ap-pellee’s brief. However, the Pottawattamie county attorney was granted leave to file an amicus curiae brief in support of the trial court’s order and was permitted to argue orally for that position upon submission of the appeal.

The two issues presented in the appeal are (1) whether a defendant’s absolute right of waiver of jury trial is precluded by the provisions for jury trial in the United States and Iowa Constitutions and (2) whether Iowa R.Crim.P. 16(1) gives a defendant an absolute right to waive jury trial and obtain a bench trial.

I. The constitutional provisions. The United States Constitution contains two provisions relating to the subject, one in article III, section 2, and the other in the sixth amendment. Article III, section 2, provides in relevant part: “The trial of all Crimes, except in Cases of Impeachment, shall be by Jury . . ..” The sixth amendment provides in part: “In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury . . ..” These provisions “mean substantially the same thing.” Patton v. United States, 281 U.S. 276, 298, 50 S.Ct. 253, 258, 74 L.Ed. 854, 863 (1930). They confer a personal right upon the accused “which he may forego at his election.” Id. No federal constitutional barrier exists to waiver by a defendant of his right to jury trial. See also Singer v. United States, 380 U.S. 24, 85 S.Ct. 783, 13 L.Ed.2d 630 (1965).

The Iowa Constitution also contains two provisions relating to a defendant’s right to jury trial, both in article I. Section 9 provides in relevant part: “The right of trial by jury shall remain inviolate; but the General Assembly may authorize trial by a jury of a less number than twelve men in *585 inferior courts . Section 10 provides in part: “In all criminal prosecutions, and in cases involving the life, or liberty of an individual the accused shall have a right to a speedy and public trial by an impartial jury . . .

Until repeal of §§ 777.16, and 780.23, The Code 1977, effective with the criminal code revision of January 1, 1978, jury trial of felony cases was mandatory in Iowa and could not be waived. See State v. Fagan, 190 N.W.2d 800, 801-02 (Iowa 1971). Our cases, however, consistently recognized that this bar to waiver was statutory. See, e. g., id.; State v. Pilcher, 171 N.W.2d 251, 252-53 (Iowa 1969); State v. Rea, 126 Iowa 65, 101 N.W. 507 (1904) (per curiam); State v. Douglass, 96 Iowa 308, 65 N.W. 151 (1895); State v. Carman, 63 Iowa 130, 18 N.W. 691 (1884).

In Douglass, the defendant waived a jury and was tried and convicted by the court. On appeal, the State defended the waiver by contending nothing in Iowa Const, art. I, §§ 9, 10, prohibited it. The court rejected this contention on the basis of the statute rather than the constitution, saying: “The question is not whether rights which are guaranteed by the constitution may be waived, but whether an absolute provision of the law may be set aside, and a power which the statute has withheld be conferred by agreement. Our conclusion [is] that it cannot be done; that a jury cannot be waived, and a trial had by the court, when there is no provision of law authorizing it . . Id. at 309-10, 65 N.W. at 151-52 (emphasis added).

In State v. Ill, 74 Iowa 441, 38 N.W. 143 (1888), the court upheld waiver of jury trial in a misdemeanor appeal on the ground that the statute did not prohibit waiver in the trial of a misdemeanor appeals. This was done despite the language in Iowa Const, art. I, § 10, giving an accused the right to jury trial “[i]n all criminal prosecutions.” Moreover, in a precursor to the decision of the United States Supreme Court in Patton, this court held in State v. Kaufman, 51 Iowa 578, 2 N.W. 275 (1879), that an Iowa defendant could waive his right to be tried by a jury of twelve, a right which the court equated in principle with the right of trial by jury.

These cases led one commentator to conclude: “There is every reason to believe that a statutory provision by which it should be optional with the accused to be tried either by the jury or by the court alone would be held to be constitutional and valid.” Perkins, Proposed Jury Changes in Criminal Cases (pt. I), 16 Iowa L.Rev. 20, 52 (1930). This view was confirmed in State v. Sereg, 229 Iowa 1105, 1114, 296 N.W. 231, 235 (1941), when this court said, “There is nothing in the Constitutions of the State of Iowa or of the United States which declares an intention to deprive an accused on trial of the power to refuse to assert his constitutional right to trial by jury. The prohibition is placed upon the government and not upon him.”

Courts in other states have reached the same conclusion under identical or analogous constitutional provisions. See Munsell v. People, 122 Colo. 420, 428-30, 222 P.2d 615, 618-20 (1950); State v. Worden, 46 Conn. 349 (1878); People v. Spegal, 5 Ill.2d 211, 125 N.E.2d 468 (1955); Fluty v. State, 224 Ind. 652, 660, 71 N.E.2d 565, 568 (1947); Short v. Commonwealth, 519 S.W.2d 828 (Ky.1975); State v. White, 33 La.Ann. 1218, 1219-21 (1881); Rose v. State, 177 Md. 577, 579-81, 10 A.2d 617, 618-19 (1940); People v. Henderson, 246 Mich. 481, 224 N.W. 628 (1929); State v. Hernandez, 46 N.M.

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Bluebook (online)
287 N.W.2d 583, 9 A.L.R. 4th 689, 1980 Iowa Sup. LEXIS 760, 1980 WL 337465, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-henderson-iowa-1980.