State v. Hardison

545 S.E.2d 233, 143 N.C. App. 114, 2001 N.C. App. LEXIS 222
CourtCourt of Appeals of North Carolina
DecidedApril 17, 2001
DocketNo. COA00-50
StatusPublished
Cited by6 cases

This text of 545 S.E.2d 233 (State v. Hardison) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Hardison, 545 S.E.2d 233, 143 N.C. App. 114, 2001 N.C. App. LEXIS 222 (N.C. Ct. App. 2001).

Opinion

MARTIN, Judge.

Defendant was indicted on charges of first degree burglary, felonious larceny, felonious possession of stolen goods, and second degree kidnapping arising from a burglary of the Robersonville residence of Mr. and Mrs. A.P. Barnhill, an elderly couple, on 21 April 1990. During the burglary, the Barnhill’s caretaker, Ms. Josephine Lawrence, was restrained by one of the perpetrators. Attorney Robert Cowan was appointed to represent defendant. Mr. Cowan, however, became ill and his law partner, Clarence Griffin, assumed defendant’s representation. On 29 April 1992, defendant pled guilty to first degree burglary and second degree kidnapping; the State dismissed the charges of felonious larceny and felonious possession of stolen goods. In his remarks to the trial court at defendant’s sentencing hearing, Mr. Griffin included the following statement:

This is sort of an awkward position for me in view of the fact that I’m pitch hitting for my friend Bob Cowan and the fact because I have been personal friends with Mr. and Mrs. Barnhill for probably fifty years, at least that long.

At the conclusion of the sentencing hearing, the trial court found factors in aggravation and mitigation of punishment, found that matters in aggravation outweighed those in mitigation, and sentenced defendant to life imprisonment for first degree burglary and twenty years for second degree kidnaping, the sentences to run consecutively.

On 15 September 1994, defendant filed a motion for appropriate relief requesting that the court set aside his guilty pleas because: (1) Mr. Griffin’s friendship with the Barnhills created a conflict of interest and he was therefore prejudiced by ineffective assistance of counsel, and (2) his guilty plea was not voluntary. Defendant alleged that he entered his guilty plea on the belief that Mr. Griffin had negotiated a plea agreement capping his sentence at twenty years in prison. By [116]*116order filed 2 February 1995, the motion for appropriate relief was denied without an evidentiary hearing. This Court allowed defendant’s pro se petition for writ of certiorari to review the order and, by opinion filed 15 April 1997, remanded the matter to the superior court for an evidentiary hearing. State v. Hardison, 126 N.C. App. 52, 483 S.E.2d 459 (1997).

Mr. Griffin died prior to the evidentiary hearing. On 18 June 1997, defendant filed a notice of his intent to offer hearsay statements of Mr. Griffin pursuant to N.C.R. Evid. 804(b)(5). The notice referred to the following statements purportedly made by Mr. Griffin: (1) he advised defendant to plead guilty to both charges; (2) he told defendant that he would negotiate a plea agreement that would cap defendant’s sentence at twenty years; (3) he advised defendant that a jury trial would result in a life sentence and asked whether defendant would plead guilty if the sentence would be twenty years; (4) he told defendant that it was unnecessary to note the plea agreement on the transcript of the plea; (5) he instructed defendant to answer “yes” when the court asked defendant if the dismissal of the larceny and possession charges constituted the full extent of his plea agreement; (6) he stated he was in an awkward position because he had been personal friends of the victims for at least fifty years, and (7) after defendant was sentenced, he told defendant that there was a misunderstanding and that he would straighten it out.

An evidentiary hearing was held on 31 July 1997. The court denied defendant’s motion to admit the hearsay statements. Defendant testified, as did his former girlfriend, Cynthia Silverthorne. Defendant testified that he told his attorney and the prosecutor he would plead guilty only if they guaranteed he would not receive a sentence of life imprisonment. He also testified that Griffin stopped him from objecting when the court sentenced him to life in prison. Ms. Silverthorne testified that she heard Agent Kent Inscoe of the State Bureau of Investigation tell defendant that his sentence would be capped at twenty years if he pled guilty.

The State offered the testimony of Frank Bradsher, the assistant district attorney who negotiated defendant’s plea agreement, Agent Inscoe, and Regina Moore, an attorney who represented a co-defendant and was present at the sentencing hearing. Mr. Bradsher and Agent Inscoe testified that no offer or agreement was made with respect to defendant’s sentence. Ms. Moore testified that no sentencing offers were made with respect to the co-defendant she represented, and that she was present at counsel table during defendant’s [117]*117sentencing hearing and observed nothing unusual happen between defendant and Mr. Griffin.

On 31 October 1997, the trial court entered an order denying defendant’s motion for appropriate relief. The court made detailed findings of fact and concluded that: (1) “any acquaintance of the defendant’s lawyer with the victim[s] of defendant’s crime standing alone is not sufficient to warrant setting aside defendant’s plea of guilty,” (2) defendant failed to show he was prejudiced by any relationship between his counsel and the victims, (3) defendant was not induced to plead guilty, and (4) defendant’s guilty plea was voluntarily made with full knowledge of its consequences. Defendant’s petition for writ of certiorari to review the trial court’s order was allowed on 9 October 1998.

I.

Defendant assigns error to the trial court’s exclusion of the hearsay statements allegedly made by Mr. Griffin. He contends the erroneous exclusion of that evidence precluded him from showing that his guilty pleas were involuntary and uninformed and he is therefore entitled to a new hearing on his motion for appropriate relief. He argues that the court should have admitted the statements pursuant to N.C.R. Evid. 804(b)(5), which is the residual exception to the hearsay rule that applies when a declarant is unavailable.

In State v. Triplett, 316 N.C. 1, 340 S.E.2d 736 (1986), the Supreme Court set out a six-part inquiry for the trial court to use before admitting or excluding hearsay evidence pursuant to N.C.R. Evid. 804(b)(5). Through this inquiry, the court must determine: (1) that proper notice was given to the opponent about the evidence and the desire to have it admitted pursuant to 804(b)(5); (2) that no other hearsay exception applies to the statement; (3) that the statement possesses “ ‘equivalent circumstantial guarantees of trustworthiness’ ” to the enumerated hearsay exceptions; (4) that the statement is material; (5) that the “statement ‘is more probative on the point for which it is offered than any other evidence’ ” which could be otherwise produced; and (6) that “ ‘the general purposes of [the] rules [of evidence] and the interests of justice will best be served by admission of the statement into evidence.’ ” Id. at 9, 340 S.E.2d at 741 (quoting N.C. Gen. Stat. § 8C-1, Rule 804(b)(5)). The Court specified which portions of the inquiry required the trial judge to make findings of fact and conclusions of law, and which portions required the judge only to state his conclusion of law. Id.

[118]*118In the present case, the trial court made no findings of fact or conclusions of law before denying defendant’s motion to admit the hearsay testimony, and defendant argues that its error in failing to do so requires that we award a new hearing on his motion for appropriate relief.

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Cite This Page — Counsel Stack

Bluebook (online)
545 S.E.2d 233, 143 N.C. App. 114, 2001 N.C. App. LEXIS 222, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-hardison-ncctapp-2001.