State v. Haddix

668 So. 2d 1064, 1996 Fla. App. LEXIS 1600, 1996 WL 82202
CourtDistrict Court of Appeal of Florida
DecidedFebruary 28, 1996
DocketNos. 95-0512, 95-1038
StatusPublished
Cited by3 cases

This text of 668 So. 2d 1064 (State v. Haddix) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Haddix, 668 So. 2d 1064, 1996 Fla. App. LEXIS 1600, 1996 WL 82202 (Fla. Ct. App. 1996).

Opinion

PER CURIAM.

These are two appeals — one by the state and one by the defendant — which we have consolidated. Each appeal involves a question certified by the county court over which we accept discretionary jurisdiction. The state’s appeal also contains another issue, not involving a certified question, arising out of the trial court’s failure to revoke the defendant’s driver’s license for five years. We affirm the defendant’s appeal; affirm in part and reverse in part the state’s appeal and remand.

The defendant was charged with misdemeanor DUI by an information which pled the statutory alternatives of impairment or having a blood alcohol level of .08 percent or above, contrary to section 316.193(1), Florida Statutes. He pled guilty to the court without a negotiated settlement and later was permitted to change his plea to no contest, reserving his right to appeal the legality of his sentence.

The factual basis asserted for the plea included the police officer’s observations of impairment; that the defendant’s blood alcohol level at about two hours after the arrest was tested at .164, .204 and .201; and that he was previously convicted of DUI in Kentucky in 1994. The defendant accepted the factual basis except for the prior DUI conviction, but over his objection, the trial court took judicial notice of the defendant’s Kentucky driving record which showed the prior DUI.

The state argued that the court was required to impose statutorily mandatory enhanced penalties based on the defendant’s prior DUI conviction and blood alcohol level (“BAL”) of .20 percent or above. The defendant disagreed on the basis that the information charged neither the prior DUI conviction nor the .20 percent or above BAL.

The trial court’s conclusion that the allegation of .20 percent or above BAL was a necessary element which needed to be alleged in the information was predicated upon fundamental due process notice requirements and the belief that the level of the defendant’s BAL was for the jury to determine.

However, the trial court concluded that the prior DUI conviction was not an essential element of the crime charged because it was not a fact against which the defendant must defend, unlike the .20 percent BAL. It reasoned that the one prior DUI conviction did not elevate the crime beyond a second degree misdemeanor; that the enhanced penalties for repeat misdemeanor DUI’s was not discretionary; and that the defendant was charged with knowledge of the legislative mandate. Therefore, the trial court determined that the prior DUI conviction did not need to be included in the information.

The defendant was adjudicated guilty of DUI, second offense within three years, and received sixty days in jail, one year probation, a $500 fine, a three year driver’s license suspension and several other DUI conditions.

The trial court certified two questions of great public importance:

I. WHETHER THE STATE MUST ALLEGE THE EXISTENCE OF A PRIOR DUI CONVICTION IN THE CHARGING DOCUMENT FOR A [1066]*1066SUBSEQUENT MISDEMEANOR DUI BEFORE A DEFENDANT CONVICTED OF SAME BE SENTENCED WITH ENHANCED PENALTIES AS SET FORTH IN SECTION 316.193(2), FLORIDA STATUTES.

We modify that question to read:

WHETHER THE STATE MUST ALLEGE PRIOR DUI CONVICTIONS IN THE CHARGING DOCUMENT BEFORE A DEFENDANT, CHARGED AND CONVICTED OF MISDEMEANOR DUI, CAN RECEIVE AN ENHANCED MISDEMEANOR DUI PENALTY UNDER SECTION 316.193(2)(a), FLORIDA STATUTES.

As modified, we answer the question in the negative.

II. WHETHER THE STATE MUST ALLEGE THE EXISTENCE OF A BLOOD OR BREATH ALCOHOL READING OF 0.20% OR GREATER IN THE CHARGING DOCUMENT THEREBY REQUIRING A DEFENDANT CONVICTED OF SAME BE SENTENCED WITH ENHANCED PENALTIES AS SET FORTH IN SECTION 316.193(4), FLORIDA STATUTES.

We grant the state’s request and modify this question to read:

WHETHER THE STATE MUST ALLEGE IN THE CHARGING DOCUMENT THE EXISTENCE OF A BLOOD OR BREATH ALCOHOL LEVEL OF .20 PERCENT OR ABOVE, OR THE ACCOMPANIMENT OF A MINOR IN THE VEHICLE, IN ORDER TO SENTENCE A DEFENDANT CONVICTED OF DUI TO ENHANCED PENALTIES UNDER SECTION 316.193(4), FLORIDA STATUTES.

As modified, we answer the question in the affirmative.

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The Defendant’s Appeal

A person convicted of DUI without property damage or injury to a person is guilty of a second degree misdemeanor. See §§ 316.193 & 775.081(2), Fla.Stat. (1993). However, upon a person’s fourth or subsequent DUI conviction, the person is guilty of a third degree felony. See § 316.193(2)(b), Fla.Stat. (1993). Although the level or degree of crime does not rise from a second degree misdemeanor until the fourth conviction (absent property damage or injury to a person), the statutorily mandated penalty does increase with each of the first three convictions. See § 316.193(2)(a), Fla.Stat. (1993).

It is well settled that the existence of three or more prior DUI convictions is an essential element of felony DUI and therefore must be asserted in the document charging felony DUI. State v. Rodriguez, 575 So.2d 1262, 1265 (Fla.1991). In so finding, the Rodriguez court explained that the charging document must allege the essential facts against which the defendant must defend, in other words, “the essential facts constituting the offense charged.” Id. at 1264; see also Fla.R.Crim.P. 3.140(b). The court reasoned that, unlike the habitual offender statute, the felony DUI statute creates a substantive offense. Like the felony petit larceny statute, the existence of three or more prior DUI convictions elevates the degree or level of the crime. Analogizing to the felony petit larceny statute, the court concluded that “the existence of three or more prior DUI convictions is an essential fact constituting the substantive offense of felony DUI,” and therefore must be alleged in the charging document. Id. at 1265.

After a jury verdict on the DUI charge, evidence of the three or more prior DUI’s must be presented to the court in a proceeding with rights of confrontation and cross-examination. Id. at 1266. Before entering a conviction for felony DUI, the court must conclude that the three or more prior DUI’s have been established beyond a reasonable doubt. Id. In Rodriguez, the court reversed a felony DUI conviction because the information did not assert the existence of any prior DUI convictions. Id. at 1266-67. Although the record did not contain sufficient evidence of any prior DUI convictions, it did contain sufficient evidence to support a first-offense DUI conviction. Id. at 1267. There[1067]*1067fore, the court ordered that the defendant be resentenced for a first-offense DUI conviction. In the present appeal, the defendant maintains that Rodriguez is equally applicable when prior DUI convictions are used to enhance a misdemeanor penalty; therefore, he should be resentenced to a first-offense penalty.

The state, on the other hand, maintains that one or two prior DUI convictions are not essential elements of misdemeanor DUI because they affect only the penalty imposed and not the degree or level of the crime, as do three prior DUI convictions. For this reason, the state contends that Rodriguez

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Cite This Page — Counsel Stack

Bluebook (online)
668 So. 2d 1064, 1996 Fla. App. LEXIS 1600, 1996 WL 82202, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-haddix-fladistctapp-1996.