State v. Griffey

298 N.E.2d 603, 35 Ohio St. 2d 101, 64 Ohio Op. 2d 62, 1973 Ohio LEXIS 317
CourtOhio Supreme Court
DecidedJuly 3, 1973
DocketNo. 72-409
StatusPublished
Cited by34 cases

This text of 298 N.E.2d 603 (State v. Griffey) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Griffey, 298 N.E.2d 603, 35 Ohio St. 2d 101, 64 Ohio Op. 2d 62, 1973 Ohio LEXIS 317 (Ohio 1973).

Opinion

Corrigan, J.

The action of the Court of Appeals in reversing the Common Pleas Court for accepting the defendant’s plea of guilty can only have had its provenance in a spin-out of the benevolent, but cautionary, spirit of Douglas, J., when he opined, in Boykin v. Alabama (1969), 395 U. S. 238, 243:

“What is at stake for an accused facing death or imprisonment demands the utmost solicitude of which courts are capable in canvassing the matter with the accused to make sure he has a full understanding of what the plea connotes and of its consequence. When the judge discharges that function, he leaves a record adequate for any review that may be later sought * * * and forestalls the spin-off of collateral proceedings that seek to probe murky memories.”

To keep our case in proper perspective, it should first be pointed out that the defendant there, Boykin, a Negro, had five indictments returned against him for common-law robbery, an offense punishable by death in Alabama. In a period of a fortnight, a series of armed robberies had occurred in Mobile, Alabama, and the victims in each case were local shopkeepers open at night who were forced by a gunman to hand over money. While robbing one grocery store, the assailant fired his gun once, sending a bullet through a door into the ceiling. A few days earlier, in a drugstore, the robber shot a customer in the leg. Boykin was indigent and the court appointed counsel to represent him. Three days later, at his arraignment, Boykin pleaded guilty to all five indictments. So far as the record shows, [106]*106the judge asked no questions of Boykin and Boykin did not address the court. It is a silent record in those respects, and a reviewing court cannot presume a waiver of any constitutional rights from the record. Alabama law provides that, when a defendant pleads guilty, the court must cause the punishment to be determined by a jury. Such a trial was had, Boykin did not take the stand, and the jury sentenced him to death on each of the five indictments. There was nothing to indicate that he had a prior criminal record.

Contrast that picture with the proceedings in the instant ease, where, when the plea was taken, the record breathes the solicitude of the court for defendant’s constitutional rights. Griffey, represented by competent trial counsel, whom he had retained, benefited by a plea bargaining process which culminated in the following colloquy between Griffey and the careful trial judge who, on September 9, 1969, accepted his plea of guilty to the one count of uttering:

“Mr. Carson [assistant prosecuting attorney]: John W. Griffey, your Honor.

“If it please the court, this is case No. 92,504, State of Ohio vs. John W. Griffey.

“The defendant, your Honor, stands before this court charged under a two-count indictment for violation of Revised Code 2913.01. The defendant is present in court with his attorney, Mr. J ames Carnes; and it is my understanding that the defendant is desirous of withdrawing any and all not guilty pleas heretofore entered and enter a plea of guilty to the second count of the indictment.

“If that plea is forthcoming, it is the recommendation of the prosecutor’s office that the first count of the indietmen be nolled.

“The Court: 2913.01 is forgery. Mr. Carnes, is that your understanding? Answer just yes or no.

“Mr. Carnes: Yes, it is.

“The Court: Mr. Griffey, how old are you?

■ “The Defendant: Thirty-one.

' “ The Ceurt: What work do you do ?

[107]*107“The Defendant: I work in a factory.

“The Court: How long?

“The Defendant: Three and a half years.

“The Court: Married man?

“The Defendant: Married, yes, sir.

“The Court: How much schooling have you had?

“The Defendant: High school.

“The Court: Has counsel, Mr. Carnes, explained to you the facts and circumstances surrounding your pleading guilty to the second count of the indictment?

“The Defendant: Yes, sir.

“The Court: You understand, sir, that you have a right to trial by jury?

“The Defendant: Yes.

“The Court: You can waive a jury and have your case tried to this court, you understand that?

“The Court: You understand that the prosecutor is obligated to prove your guilt beyond a reasonable doubt?

“The Court: You understand the crime to which you are pleading guilty is a felony and you may be incarcerated?

“The Court: May I presume that you are entering, this plea of your own free will?

“The Court: Nobody has made you any promises or; offered you any inducements in pleading guilty?

“The Defendant: No, sir..

“The Court: I presume, Mr. Griffey, that is the case?:

“The Court: You are not on probation or parole?

“The Defendant: No, sir.

“The Court: Understanding all of these things is 'it still your wish to plead guilty?

“The Court: Case No. 92,504, State of Ohio vs. John [108]*108W. Griffey, how do you plead to the charge of uttering a forged instrument as contained in the second count of this indictment?

“ The Defendant: Guilty.

‘ ‘ The Court: The court will accept your plea of guilty to the second count of the indictment.

“Mr. Carson, what is your pleasure as to the first count?

“Mr. Carson: It is the recommendation of the prosecutor’s office that it be nolled.

“The Court: The court will accept the recommendation of the prosecutor at this time and the first count of the indictment will be nolled.

“Mr. Carnes: Before the court passes sentence in this matter, I respectfully request that the defendant be referred to the probation department for a presentence report and that the defendant be allowed to continue on the same bond.

“I am sure that the defendant will make himself available to the probation department and the court at any time in the future.

‘ ‘ The Court: I will grant your request, sir.

“The record will reflect that the defendant is referred to the probation department for a presentence report. The defendant will be released on the same bond.

“Mr. Carnes: Thank you.”

It is our conclusion that this dialogue clearly establishes that the defendant’s guilty plea was voluntarily, knowingly and intelligently made, and that this seasoned defendant understood the nature of the charge against him and the consequences of his entering a plea of guilty. In making this determination, we look to the substance and not to the mere form of the record.

. In the face of the history of this case, which we have set forth in detail, and the record before us, for the Court of Appeals to conclude that Griffey’s plea of guilty was involuntarily entered and that he did not understand the nature of the charge against him and the full consequent?[109]*109es of his entering such a plea, seems to point np an abandonment of reality and, as the current expression has it, “to kick the gong around” on a fanciful excursion of conjecture.

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Cite This Page — Counsel Stack

Bluebook (online)
298 N.E.2d 603, 35 Ohio St. 2d 101, 64 Ohio Op. 2d 62, 1973 Ohio LEXIS 317, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-griffey-ohio-1973.