State v. Graziano

2014 UT App 186, 333 P.3d 366, 766 Utah Adv. Rep. 11, 2014 WL 3866163, 2014 Utah App. LEXIS 189
CourtCourt of Appeals of Utah
DecidedAugust 7, 2014
Docket20111063-CA
StatusPublished
Cited by4 cases

This text of 2014 UT App 186 (State v. Graziano) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Graziano, 2014 UT App 186, 333 P.3d 366, 766 Utah Adv. Rep. 11, 2014 WL 3866163, 2014 Utah App. LEXIS 189 (Utah Ct. App. 2014).

Opinion

Memorandum Decision

CHRISTIANSEN, Judge:

1 1 Defendant Daryl Graziano appeals the sentence imposed by the trial court after Defendant pled guilty to two counts of attempted sexual exploitation of a minor. Defendant requests that we vacate his sentence and remand for resentencing. We affirm.

12 On August 28, 2011, Defendant pled guilty to two counts of attempted sexual exploitation of a minor, both third-degree felonies. See Utah Code Ann. § 76-5a-8 (Lexis-Nexis Supp.2010) (current version at Utah *367 Code Ann. § 76-5b-201 (LexisNexis 2012)). Thereafter, Adult Probation and Parole (AP & P) prepared a Presentence/Postsentence Report (PSR) and recommended that Defendant be sentenced to prison. Also, at the request of Defendant's defense counsel, a psychologist prepared a Psychosexual Evaluation of Defendant. At the sentencing hearing, the trial court acknowledged that it had received and reviewed both the PSR and the Psychosexual Evaluation. After both the State and defense counsel acknowledged that they too had reviewed the reports, the State confirmed that it agreed with AP & P's ree-ommendation that Defendant be committed to prison. The court then stated, "All right. Comments from the defendant or defense counsel[?]" Defense counsel addressed the court on Defendant's behalf and asked the court to depart from the prison recommendation, referring the court to a letter prepared by the same psychologist who had prepared the Psychosexual Evaluation. In that letter, the psychologist opined that Defendant's perspective of his crimes had changed during the course of his treatment sessions. Based on that letter, defense counsel argued that Defendant should be allowed to continue his therapy and not be sentenced to prison. However, based on Defendant's prior history as described in the PSR and the assessment in the Psychosexual Evaluation that Defendant still posed a "moderate risk" for reof-fending, the court sentenced Defendant to concurrent terms of zero to five years in prison. Defendant did not speak during the sentencing hearing.

183 On appeal, Defendant argues that the trial court violated his right to allocution and due process by imposing a prison sentence without providing him an opportunity to address the court with information in mitigation of punishment. Because Defendant failed to preserve this issue before the trial court, he argues that we should review his claim under the doctrine of plain error. To prevail under plain-error review, Defendant "must demonstrate three elements. First, he must establish that an error did in fact occur. Second, he must establish that the error should have been obvious to the trial court. Third, [he] must establish that the error was harmful...." State v. Candland, 2013 UT 55, ¶ 22, 309 P.3d 230 (omission in original) (citation and internal quotation marks omitted).

T 4 In order to determine whether the trial court erred in sentencing Defendant, we first examine a defendant's right to allocution. In State v. Anderson, the Utah Supreme Court observed that the right to allocution "is an inseparable part" of a defendant's right under the Utah Constitution to be present in a criminal prosecution. 929 P.2d 1107, 1111 (Utah 1996); see also Utah Const. art. I, § 12 ("[The accused shall have the right to appear and defend in person and by counsel. ..."). The Utah Rules of Criminal Procedure also codify a criminal defendant's right to allocution. Rule 22(a) provides that "[blefore imposing sentencel,] the court shall afford the defendant an opportunity to make a statement and to present any information in mitigation of punishment, or to show any legal cause why sentence should not be imposed." Utah R.Crim. P. 22(a). Our supreme court has explained that "from both the plain language of rule 22 and the approach of other jurisdictions with similar rules, ... the 'shall afford language requires trial courts to affirmatively provide the defense an opportunity to address the court and present reasonably reliable and relevant information in the mitigation of a sentence." State v. Wanosik, 2003 UT 46, ¶ 23, 79 P.3d 937. In this context, the "defense" refers to both the defendant and defense counsel. Id. ("'[Tlhe defendant, himself, must be given such opportunity and some conduct of the court must let the defendant know that he, as well as counsel, has this right.'" (emphasis omitted) (quoting United States v. Byars, 290 F.2d 515, 517 (6th Cir.1961))); see also State v. Rodrigues, 2009 UT 62, ¶ 40, 218 P.3d 610 (explaining that a defendant's right to allocution is satisfied "so long as the [sentencing] hearing was held in [the defendant's] presence and [the] defendant had an opportunity to speak" (citation and internal quotation marks omitted)).

15 In order for a trial court to "affirmatively provide" the defense an opportunity for allocution, the supreme court has instructed that a "simple verbal invitation or *368 question will suffice, but it is the court which is responsible for raising the matter." Wanosik, 2003 UT 46, ¶ 23, 79 P.3d 937. Viola tions of a defendant's right to allocution usually involve situations where the court has prevented or prohibited the defendant from speaking altogether or imposed sentence in the defendant's absence. For example, in State v. Udy, this court determined that a defendant was not "afforded his right to allo-cution" because "the trial court refused to hear any statement in mitigation" from either the defendant or defense counsel during a sentencing review hearing. 2012 UT App 244, ¶¶ 28-29, 286 P.3d 345.

16 Here, Defendant argues that the sentencing-hearing transcript and record on appeal demonstrate that the trial court failed to invite or otherwise provide Defendant a personal opportunity to address the court prior to the imposition of a prison sentence. We disagree. At the sentencing hearing, after the trial court acknowledged that it had received and reviewed both the PSR and Psychosexual Evaluation, the court explicitly invited the defense to allocute, saying, "All right. Comments from the defendant or defense counsel[?]" It is true that, technically, the court's invitation is framed in the disjunctive, thereby suggesting that only defense counsel or Defendant, and not both, were invited to speak. However, taken in context, the court's use of the disjunctive did not limit either Defendant's or defense counsel's opportunity to speak. That is, the context of the subsequent exchange between the court and defense counsel demonstrates that Defendant and his counsel understood the invitation to have applied to both of them. Defense counsel responded to the court's invitation by telling the court, "/W/e would ask the Court to depart from the recommendation in this case." (Emphasis added.) Because counsel said "we"-referring to himself and Defendant-as opposed to "I," we infer that Defendant and his counsel had previously discussed the issues relevant to Defendant's sentencing and were in agreement on how to proceed. Defense counsel thoroughly presented to the court information and argument as to why the court should not follow AP & P's recommendation for prison. For instance, defense counsel attempted to rebut the information in the PSR by referencing the psychologist's opinion that Defendant had made progress in treatment.

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Cite This Page — Counsel Stack

Bluebook (online)
2014 UT App 186, 333 P.3d 366, 766 Utah Adv. Rep. 11, 2014 WL 3866163, 2014 Utah App. LEXIS 189, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-graziano-utahctapp-2014.