State v. Graham

308 S.E.2d 311, 309 N.C. 587, 1983 N.C. LEXIS 1446
Supreme Court of North Carolina·Decided November 3, 1983·No. 201PA83·Published·Cited by 32 cases

Opinion

COPELAND, Justice.

The State assigns as error the Court of Appeals’ holding that the defendant’s voluntary acknowledgment of his wrongdoing at an early stage of the criminal process entitled defendant to the benefit of that statutory mitigating circumstance and thus to a new sentencing hearing. We agree with the Court of Appeals’ holding, but feel we must clarify the term “the criminal process” and its time of commencement.

*589 The evidence clearly revealed that the defendant, when first questioned prior to his arrest, denied any involvement in the break-ins. But immediately after his arrest defendant confessed to the law enforcement officers who were transporting him to the patrol station, and further aided them in retrieving the stolen articles.

Under N.C. Gen. Stat. § 15A-1340.4(a), when the preponderance of the evidence shows factors in mitigation, the trial judge must consider those factors which relate to the purpose of sentencing. Specifically, § 15A-1340.4(a)(2)(1) lists as a mitigating factor that:

Prior to arrest or at an early stage of the criminal process, the defendant voluntarily acknowledged wrongdoing in connection with the offense to a law enforcement officer.

As the Court of Appeals noted in its opinion, this statute provides a criminal defendant with two opportunities to mitigate his sentence; to-wit, either prior to arrest or at an early stage of the criminal process. That court further concluded that the fact that a defendant denied wrongdoing prior to his arrest should not preclude the trial judge from considering also whether the defendant voluntarily acknowledged wrongdoing “at an early stage of the criminal process.” Therefore, the main issue in this case turns upon an interpretation of the term “the criminal process” and its time of commencement.

The State contends that “the criminal process” begins when the officials of the law initiate their investigation of a criminal act. In other words, the State argues that a criminal investigation, subsequent to the,commission of a crime, is the first part in a series of actions or functions which produces the result of apprehension, prosecution and conviction of a criminal.

We note that the legal meaning of the term “process” varies according to the context, subject matter and spirit of the statute in which it occurs. We share the Court of Appeals’ view that, for purposes of N.C. Gen. Stat. § 15A-1340.4(a)(2)l, “the legislature contemplated that ‘the criminal process’ involves formal legal proceedings and not merely investigation of crimes by law enforcement officers.” We further construe that statute to mean that “the criminal process” begins upon either the issuance of a war *590 rant or information, or upon the return of a true bill of indictment or presentment, or upon arrest, whichever comes first.

Webster’s Third New International Dictionary defines “process,” as used in the legal sense, as “a summons, mandate, or writ that serves as the means used to bring a defendant into court to answer in a judicial action or in a suit in litigation.” When used as a verb, “process” means “to prosecute or proceed against by law.” Both Ballentine’s Law Dictionary, 3d ed. and Black’s Law Dictionary, 5th ed. agree with the Webster’s definition. They further add that “criminal process” is that “which issues to compel a person to answer for a crime or misdemeanor.”

These definitions are consistent with the Legislature’s use of the term in the Speedy Trial Act, where it is stated that the trial of a criminal defendant shall begin, “within 120 days from the date the defendant is . . . served with criminal process . . .” N.C. Gen. Stat. § 15A-701. There the Legislature has chosen to begin the time running upon service of criminal process rather than when the criminal process begins. We conclude that the Legislature intended that under § 15A-1340.4(a)(2)(1) criminal process begins with the issuance of a formal written charge against a defendant. We hold that if defendant’s confession was made prior to the issuance of a warrant or information, or upon the return of a true bill of indictment or presentment, or prior to arrest, whichever comes first, he is entitled to a finding of this statutory, mitigating circumstance.

The State cites our case of State v. Ahearn, 307 N.C. 584, 300 S.E. 2d 689 (1983), in support of its next contention that the defendant must show remorse for his actions in order for his acknowledgment of wrongdoing, whenever made, to be considered as a mitigating factor. A law enforcement officer, present during the defendant’s confession, testified that the defendant told the officers of his guilt and revealed the location of the remaining stolen articles because, according to the defendant, “it might help him.” The State contends that this statement plainly discloses not only defendant’s lack of remorse for his crimes, but also his primary motive to lessen his liability; therefore, this acknowledgment of wrongdoing fails to qualify for consideration as a mitigating factor. We disagree. The defendant’s motive in acknowledging his guilt at an early stage does not go to the ex *591 istence of this mitigating factor, but goes to the weight the trial judge must give that factor.

Although a trial judge may be required, under the circumstances set forth above, to find in mitigation that a defendant voluntarily acknowledged wrongdoing in connection with the offense, the weight to be given to that factor remains within his sound discretion. Id.; State v. Melton, 307 N.C. 370, 298 S.E. 2d 673 (1983); State v. Davis, 58 N.C. App. 330, 293 S.E. 2d 658 (1982). In Ahearn we stated that the defendant’s plea of guilty had “no bearing on the policy behind this factor in mitigation, i.e. that defendant showed, remorse for his actions. ” 307 N.C. at 608, 300 S.E. 2d at 704 (emphasis added). A confession may or may not be motivated by this same underlying policy.

On one end of the spectrum, a confession may be more than a simple admission of guilt, but rather an admission of culpability, responsibility, and remorse. As such, this factor becomes one of the most important and persuasive factors in mitigation of a defendant’s sentence: embodied in the confession is the essence of the Fair Sentencing Act — a focus on the offender’s individual culpability, his character and attitudes, and on the very real possibility of rehabilitation. On the other end of the spectrum the confession may be a simple admission of guilt, later challenged by motion to suppress as being the product of coercion, etc., or given for purposes of serving the defendant’s own self-interests. Under these circumstances the factor, as we interpret it, becomes almost meaningless in terms of its mitigating value.

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State v. Graham, 308 S.E.2d 311, 309 N.C. 587, 1983 N.C. LEXIS 1446 (N.C. 1983).

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