This is a hearing on motions of the defendants, appellees herein, to dismiss the appeals herein for the reason that "said appeals were not perfected within the time limited by law."
The appeals in these cases are being prosecuted by the state from judgments of the Common Pleas Court quashing the indictments against the defendants named in the foregoing numbered cases, namely, Nos. 3570 to 3623, inclusive.
The narrow question presented is whether the procedure as to the time within which the notice of appeal from the Common Pleas Court to the Court of Appeals shall be given by the state from an adverse appealable order or judgment, is prescribed by Section 13459-4, General Code. If so, then the notices of appeal having been filed within thirty days after the judgment, but more than twenty days thereafter, the latter time being fixed by Section 12223-7, General Code, are within time, and the motions should be overruled; otherwise, they were filed too late and the motions must be sustained.
It is urged by the movants that Section 13459-4, General Code, may not be given application, but that Section 12223-7 is the controlling section. It may be noted that, according to the codification under which the sections of the General Code are compiled, Section 12223-7 is found under Part Third, Title V, with the general heading, "Procedure on Appeal," beginning with Section 12223-1 and ending with Section 12223-49. These sections, insofar as they are specific in terms, treat of civil procedure, although they are not so designated.
Sections 13459-1 to 13459-14, General Code, are found in Chapter 38 of "Criminal Procedure," but Chapter 38 was made merely to conform to the new appellate practice act effective January 1, 1936. That act (116 Ohio Laws, 104 to 130, inclusive) was comprehensive in scope and included not only those sections which were enacted anew and carried into Title V, "Procedure on Appeal," but amended sections thereunder,
and amended sections now carried in Chapter 38 under "Criminal Procedure." So that, the mere fact that a section of the appellate code is found in Title V, "Procedure on Appeal," does not preclude the application of the terms of such statutes to criminal procedure, if the language therein, in the light of the whole appellate act requires that such application be made.
As a matter of course, we start with the assumption that appellate procedure in criminal cases would be found under those sections compiled and codified under criminal procedure.
Section 13459-1, General Code, the first section in Chapter 38 on appeals under Criminal Procedure, was not changed by the Appellate Procedure Act effective January 1, 1936, but was a part of the Criminal Procedure Act passed April 1, 1929. This section is broad enough in purpose to include appeals to the Court of Appeals in criminal cases, either by a defendant who has been convicted and sentenced or by the state, if an appealable judgment or final order has been entered against it in the trial court. The statute provides:
"In a criminal case, including a conviction for the violation of an ordinance of a municipal corporation, * * * a judgment or final order of a court or officer inferior to the Court of Appeals, may be reviewed in the Court of Appeals * * *." (Emphasis ours.)
This section was in effect when Eastman v. State, 131 Ohio St. 1, 1 N.E.2d 140, was decided, which held that the Court of Appeals has jurisdictional power, under Section 6, Article IV, Ohio Constitution, which may not be delimited by statute, to review not only civil judgments but criminal judgments except when the latter involves the element of former jeopardy under Section 10, Article I, Ohio Constitution.
The state has the right to prosecute appeal from a judgment in a criminal case, as defined in the preceding sentence. The decision in the Eastman case is grounded upon the constitutional authority granted to the Court of Appeals to review judgments of lower courts and gives no consideration whatever to Section 13459-1, General Code.
The right of the state to an appeal both by statute and by the Constitution is recognized, and it is so conceded by the defendants. We examine the sections of the Code succeeding Section 13459-1, to determine what provision has been set up to implement the state's right of appeal. If the method of effectuating the state's right of appeal from an appealable order in a criminal case is not set up by statute, then there is no way by which the right may be assured.
Section 13459-2, General Code, contains no subject matter which could have application to an appeal by the state of Ohio.
Section 13459-3, General Code, provides:
"The proceedings to review such judgment or final order, shall be by appeal which shall be instituted by filing notice of appeal with the court rendering such judgment or order and with filing a copy thereof in the appellate court where leave to appeal must be obtained * * *." (Emphasis ours.)
The quoted portion of this section, and all that follows thereafter, which we have not quoted, is broad enough to include an appeal from a judgment against the state of Ohio.
Section 13459-4, General Code, is the section which fixes the time within which the notice of appeal shall be filed and which must be controlling as to the appeal here, if it can by any of its terms be given application. It provides:
"Such appeal, unless otherwise provided, may be
filed as a matter of right within thirty days after sentence and judgment. * * *" (Emphasis ours.)
The judicial act which causes the statute to run is the sentence and judgment. The term, "such appeal", refers to an appeal from a judgment or final order, made in a criminal case (Section 13459-1, General Code), of a court or officer inferior to the Court of Appeals and, thus far, could be construed to evince a purpose to include an appealable judgment or final order against the state of Ohio. "Unless otherwise provided," may be given application in the instant case only if Section 13459-4 does not control, and, if so found, an appeal will be assured to the state only if there is a provision for notice of appeal in a criminal case under Section 12223-7. The defendants insist that the latter section so provides and is controlling here. We, of course, need only to determine if Section 13459-4 may be given application in this case.
The language from which much of the difficulty arises in the instant appeal is "after sentence and judgment," as employed in Section 13459-4. If this language be given strict construction, then it must be said that the order in the instant case will not be included, because in no concept of the words can the order be designated as a sentence, although it is an appealable judgment.
At this juncture, we are met with the case of State v.Grisafulli, 135 Ohio St. 87, 19 N.E.2d 645, and, particularly, the first paragraph of the syllabus thereof:
"Section 12223-7, General Code, providing that an appeal to the Supreme Court must be perfected within twenty days, is without application to felony cases."
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This is a hearing on motions of the defendants, appellees herein, to dismiss the appeals herein for the reason that "said appeals were not perfected within the time limited by law."
The appeals in these cases are being prosecuted by the state from judgments of the Common Pleas Court quashing the indictments against the defendants named in the foregoing numbered cases, namely, Nos. 3570 to 3623, inclusive.
The narrow question presented is whether the procedure as to the time within which the notice of appeal from the Common Pleas Court to the Court of Appeals shall be given by the state from an adverse appealable order or judgment, is prescribed by Section 13459-4, General Code. If so, then the notices of appeal having been filed within thirty days after the judgment, but more than twenty days thereafter, the latter time being fixed by Section 12223-7, General Code, are within time, and the motions should be overruled; otherwise, they were filed too late and the motions must be sustained.
It is urged by the movants that Section 13459-4, General Code, may not be given application, but that Section 12223-7 is the controlling section. It may be noted that, according to the codification under which the sections of the General Code are compiled, Section 12223-7 is found under Part Third, Title V, with the general heading, "Procedure on Appeal," beginning with Section 12223-1 and ending with Section 12223-49. These sections, insofar as they are specific in terms, treat of civil procedure, although they are not so designated.
Sections 13459-1 to 13459-14, General Code, are found in Chapter 38 of "Criminal Procedure," but Chapter 38 was made merely to conform to the new appellate practice act effective January 1, 1936. That act (116 Ohio Laws, 104 to 130, inclusive) was comprehensive in scope and included not only those sections which were enacted anew and carried into Title V, "Procedure on Appeal," but amended sections thereunder,
and amended sections now carried in Chapter 38 under "Criminal Procedure." So that, the mere fact that a section of the appellate code is found in Title V, "Procedure on Appeal," does not preclude the application of the terms of such statutes to criminal procedure, if the language therein, in the light of the whole appellate act requires that such application be made.
As a matter of course, we start with the assumption that appellate procedure in criminal cases would be found under those sections compiled and codified under criminal procedure.
Section 13459-1, General Code, the first section in Chapter 38 on appeals under Criminal Procedure, was not changed by the Appellate Procedure Act effective January 1, 1936, but was a part of the Criminal Procedure Act passed April 1, 1929. This section is broad enough in purpose to include appeals to the Court of Appeals in criminal cases, either by a defendant who has been convicted and sentenced or by the state, if an appealable judgment or final order has been entered against it in the trial court. The statute provides:
"In a criminal case, including a conviction for the violation of an ordinance of a municipal corporation, * * * a judgment or final order of a court or officer inferior to the Court of Appeals, may be reviewed in the Court of Appeals * * *." (Emphasis ours.)
This section was in effect when Eastman v. State, 131 Ohio St. 1, 1 N.E.2d 140, was decided, which held that the Court of Appeals has jurisdictional power, under Section 6, Article IV, Ohio Constitution, which may not be delimited by statute, to review not only civil judgments but criminal judgments except when the latter involves the element of former jeopardy under Section 10, Article I, Ohio Constitution.
The state has the right to prosecute appeal from a judgment in a criminal case, as defined in the preceding sentence. The decision in the Eastman case is grounded upon the constitutional authority granted to the Court of Appeals to review judgments of lower courts and gives no consideration whatever to Section 13459-1, General Code.
The right of the state to an appeal both by statute and by the Constitution is recognized, and it is so conceded by the defendants. We examine the sections of the Code succeeding Section 13459-1, to determine what provision has been set up to implement the state's right of appeal. If the method of effectuating the state's right of appeal from an appealable order in a criminal case is not set up by statute, then there is no way by which the right may be assured.
Section 13459-2, General Code, contains no subject matter which could have application to an appeal by the state of Ohio.
Section 13459-3, General Code, provides:
"The proceedings to review such judgment or final order, shall be by appeal which shall be instituted by filing notice of appeal with the court rendering such judgment or order and with filing a copy thereof in the appellate court where leave to appeal must be obtained * * *." (Emphasis ours.)
The quoted portion of this section, and all that follows thereafter, which we have not quoted, is broad enough to include an appeal from a judgment against the state of Ohio.
Section 13459-4, General Code, is the section which fixes the time within which the notice of appeal shall be filed and which must be controlling as to the appeal here, if it can by any of its terms be given application. It provides:
"Such appeal, unless otherwise provided, may be
filed as a matter of right within thirty days after sentence and judgment. * * *" (Emphasis ours.)
The judicial act which causes the statute to run is the sentence and judgment. The term, "such appeal", refers to an appeal from a judgment or final order, made in a criminal case (Section 13459-1, General Code), of a court or officer inferior to the Court of Appeals and, thus far, could be construed to evince a purpose to include an appealable judgment or final order against the state of Ohio. "Unless otherwise provided," may be given application in the instant case only if Section 13459-4 does not control, and, if so found, an appeal will be assured to the state only if there is a provision for notice of appeal in a criminal case under Section 12223-7. The defendants insist that the latter section so provides and is controlling here. We, of course, need only to determine if Section 13459-4 may be given application in this case.
The language from which much of the difficulty arises in the instant appeal is "after sentence and judgment," as employed in Section 13459-4. If this language be given strict construction, then it must be said that the order in the instant case will not be included, because in no concept of the words can the order be designated as a sentence, although it is an appealable judgment.
At this juncture, we are met with the case of State v.Grisafulli, 135 Ohio St. 87, 19 N.E.2d 645, and, particularly, the first paragraph of the syllabus thereof:
"Section 12223-7, General Code, providing that an appeal to the Supreme Court must be perfected within twenty days, is without application to felony cases."
This language of that paragraph of the syllabus is taken from the first paragraph of Judge Zimmerman's opinion. If, then, this pronouncement be given inferential
application to this case, if the state cannot, under Section 13459-4, perfect its appeal upon the notice there provided, there is no provision in the General Code whereby the state may be assured of the right of appeal recognized in Eastman v. State,supra. Reading the syllabus of the Grisafulli case in the light of the facts, it is authority only for the proposition that where a defendant seeks to appeal to the Supreme Court from the affirmance of his conviction the procedure is controlled by Section 13459-7. The attention of the court in the Grisafullicase was focused upon Grisafulli's rights which were challenged by the motion of the state to dismiss his appeal as of right, and it may be that the court inadvertently used general language without giving any specific attention to the situation which would arise if the state had sought to perfect an appeal to the Court of Appeals from a judgment against it in the Common Pleas Court. We cannot dismiss lightly the two observations of Judge Zimmerman, one of which is carried into the syllabus, namely, that Section 12223-7 does not apply to felony cases, and the other, that Section 13459-7, a part of the Code of Criminal Procedure, is controlling in appeals to the Supreme Court in felony cases. The Grisafulli case, in and of itself, is not such authority as would enable us to hold that the state in this case is protected in its procedure by Section 13459-4, if we are remanded to strict construction of the terms "sentence" and "judgment" as found in the section.
38 Words and Phrases, 601, refers to and cites many cases wherein it has been held that a sentence is the judgment of a court and that "judgment" is synonymous with the word "sentence" and that final judgment in a criminal case is the sentence. These definitions all relate to cases where there was a sentence, which would not pertain to a case wherein the state
failed, although the order in such situation might be final and appealable.
In this connection Shelley v. State, 123 Ohio St. 28,173 N.E. 730, is interesting. Shelley was convicted and sentenced, which action was journalized. He filed a motion for new trial which was overruled and judgment then entered for fine and costs. Shelley prosecuted appeal within time after the last entry but too late if the entry pronouncing sentence controlled. The court held that the petition in error was filed within time. The procedure was under the section of the General Code then effective, Section 6212-20, which in part provided:
"Such petition in error must be filed within thirty days after the judgment complained of * * *." (Emphasis ours.)
The difference in the language in the foregoing section and in Section 13459-4 is apparent, but it is difficult to bring the opinion into harmony with the almost unanimous line of authority that sentence and judgment are synonymous.
Section 12223-1 et seq., General Code, are found in Part Third of the General Code, designated "Remedial," under Title V, Procedure on Appeal; and Sections 13459-1 to 13459-4, inclusive, are found in the Code, under Part Fourth, Penal, Title II, Criminal Procedure, Chapter 38. As to Part Third and Part Fourth of the Code, it is provided (Sections 10213 and 12368, General Code) that, in the interpretation of such parts of the Code, "and" may be read "or", and "or" read "and", if the sense requires it. This is in conformity with the general rule of statutory construction. 37 Ohio Jurisprudence, 582, Section 320;Elliott Grocer Co. v. Field's Pure Food Market, Inc., 286 Mich. 112, 281 N.W. 557; People v. Harrison, 194 Mich. 363,160 N.W. 623; City of Knoxville v. Gervin, 169 Tenn. 532, 89 S.W.2d 348, 103 A.L.R., 877; LibertyMutual Ins. Co. v. Jones, 344 Mo., 932, 130 S.W.2d 945, 125 A.L.R., 1149; 59 Corpus Juris, 986, Section 584.
Such an interpretation would assure the state an appeal under our Code of Criminal Procedure, and should be adopted if the whole of the act will permit.
We have tried to envision a situation arising after conviction in a criminal case wherein there could be a final judgment and no sentence. Such a judgment, it would appear, might be entered where a defendant had been convicted of an offense which permitted of his probation. But the lawmakers have anticipated this situation and, inferentially at least, have indicated that the order made by the court, as to a defendant after conviction and at the time of probation, is not a final order unless so made by legislative enactment. Section 13452-9, General Code, anticipates the question and provides:
"For the purpose of proceedings in error, the order suspending the imposition of sentence and placing the defendant on probation authorized by this chapter, shall be deemed the final order from which such proceedings may be prosecuted."
This section was not amended to conform with the new appellate review act of 1936, but in probability, would by the terms of the act, Section 12223-1, General Code, be construed as an appeal on questions of law.
The court in Commonwealth, ex rel. Paige, v. Smith, Warden,130 Pa. Super. 536, 198 A. 812, held that basically, the order suspending sentence in a criminal case was not a sentence but an interlocutory order but, under certain enabling statutes of the state, the defendant would have an appeal. In Miller v. Aderhold, Warden, 288 U.S. 206, 210, 77 L. Ed., 702, 53 S. Ct., 325, Justice Sutherland states:
"In a criminal case final judgment means sentence. * * *."
In Ohio, appellate review is provided from judgments and final orders only, which lends support to the theory that the Legislature in the use of "sentence and judgment" in Section 13459-4 was merely using a term signifying final order or judgment.
We give some attention to the sections following Section 13459-4. Section 13459-5 provides:
"Before the filing of such notice of appeal or the motion for leave where leave must first be obtained a copy thereof must beserved upon the prosecuting attorney. Such notice shall contain a description of the judgment as to identify it, and when leave to file is sought of the time and place of hearing." (Emphasis ours.)
If the provision, that "a copy thereof" be served upon the prosecuting attorney, includes a copy of the notice of appeal the section would cast much doubt upon the question whether any of the foregoing sections contemplated a notice of appeal being given by the state from a judgment against it. It would be incongruous for the prosecuting attorney to serve a notice on himself. It is probable that the provision, that "a copy thereof" be served upon the prosecuting attorney, means a copy of the motion for leave to file the appeal when such leave is necessary. We can conceive of no situation where the state would have any grounds for leave to file a notice of appeal after 30 days from an adverse judgment.
Likewise, Section 13459-6 is somewhat disconcerting because no order therein mentioned would be contemplated on an appeal by the state and, also, because, in the first sentence, in addition to the orders which
the reviewing court may make, it is further provided in the conjunctive "and order the accused to be discharged or grant a new trial." This section, however, could not in terms limit or define the extent to which the Court of Appeals might exercise its jurisdiction conferred by the Constitution.
Section 13459-14 provides that:
"Whenever a court superior to the trial court, renders judgment adverse to the state in a criminal case or proceeding, the state may institute an appeal to reverse such judgment in the next higher court, by either the prosecuting attorney or attorney general. * * *"
That section does not provide for a review in the Court of Appeals from a judgment of the trial court in a felony and presents a somewhat anomalous situation in that it is unusual and somewhat difficult of explanation that those who framed the law would not make some specific provision for effectuating such an appeal by the state. Section 13459-14 has been on the statute books for many years, not only since the Criminal Procedure Act of 1929, but long prior thereto, as have many of the other sections carried into the new appellate Code, changed only to conform to the new type of appeal.
In 1885, the Supreme Court held, in Wagner v. State, 42 Ohio St. 537, that the state had no right of appeal from an order sustaining a motion to quash an indictment. The decision points out that the powers of the District Court to reverse for error in such cases were broader than the power conferred upon the Supreme Court.
In 1927, the Court of Appeals of Pike County, in State v.Blair, 24 Ohio App. 413, 157 N.E. 801, Judge Mauck writing the opinion, held that:
"Judgment discharging accused on demurrer to indictment
may be reviewed by state on proceeding in error, and if indictment is sufficient judgment may be reversed and defendant tried on merits."
The language of the applicable sections of the Code as to proceedings in error were substantially the same as those we now consider.
Judge Mauck further makes comment appropriate to the instant case:
"That it is desirable that the state enjoy the right to review such a judgment as that involved herein is apparent. If the indictment is sufficient, and the trial court is in error in sustaining the demurrer, there is certainly no good reason why the state should not have the right to try out the facts in issue and vindicate its laws, if the accused has violated them; otherwise the error of the trial judge may result in an arbitrary denial of the state's right to prosecute one properly and adequately charged by a grand jury of law breaking. State v.Bouknight, 55 S.C. 353, 33 S.E. 451 * * *."
We frankly concede that the question here under consideration is not free from doubt, but, in view of the trend of decisions as to the right of the state to prosecute an appeal from an adverse appealable order and the knowledge of the lawmakers of this fact when the new appellate Code was enacted, it is our judgment that the language of the section under consideration, Section 13459-4, General Code, permits the interpretation that the state is given 30 days from the adverse judgment or final order within which to file its appeal. This interpretation may be given the section either by construing "sentence and judgment" as meaning judgment or final order and as synonymous with "judgment" as employed in former Section 6212-20, General Code, or by reading "and" in the section as "or."
The motions to dismiss the appeals will be overruled.
Motions overruled.
BARNES, P.J., concurs.