State v. Gaffin

2019 Ohio 291
Ohio Court of Appeals·Decided January 30, 2019·No. 17CA1057·Published·Cited by 9 cases

Opinion

IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT ADAMS COUNTY

STATE OF OHIO :

Plaintiff-Appellee, : Case No. 17CA1057

v. :

DECISION AND

KEVIN GAFFIN, : JUDGMENT ENTRY

Defendant-Appellant. : RELEASED: 01/30/2019

APPEARANCES:

William R. Gallagher and Hal R. Arenstein, Arenstein & Gallagher, Cincinnati, Ohio, and Elizabeth Conkin, Of Counsel, for appellant.

D. Vincent Faris, Clermont County Prosecuting Attorney, and Nick Horton, Scott O’Reilly, and Darren Miller, Assistant Prosecuting Attorneys, Batavia, Ohio, for appellee.

Hoover, J.

{¶1} Defendant-appellant, Kevin Gaffin (“Gaffin”), appeals the judgment of the Adams County Court of Common Pleas, which dismissed his petition for postconviction relief; convicted him of three counts of rape, three counts of sexual battery, and one count of felonious assault; and sentenced him to life in prison without the possibility of parole. On appeal, Gaffin claims that the trial court abused its discretion in dismissing his petition for postconviction relief without an evidentiary hearing after he provided sufficient credible evidence to demonstrate ineffective assistance of counsel. Specifically, Gaffin argues that the trial court should have afforded his affidavit due deference, found that all of the information contained in the attached affidavits was admissible, and viewed his claim for ineffective assistance of counsel in light of the totality of evidence at trial.

Adams App. No. 17CA1057 2

{¶2} After careful review of the record, we find that the trial court abused its discretion in dismissing Gaffin’s petition for postconviction relief without a hearing. First, we find that the trial court improperly applied Evid.R. 608(B) to find certain evidence Gaffin provided in his postconviction relief petition inadmissible. In light of all the admissible evidence, we find that Gaffin provided sufficient evidence establishing that substantive grounds for relief exist. Therefore, we find that the trial court abused its discretion in denying Gaffin’s postconviction relief petition without a hearing. However, we do find that the trial court provided sufficient findings of fact and conclusions of law to demonstrate how Gaffin’s affidavit was not entitled to due deference. Further, we find that the trial court correctly held that res judicata barred a portion of Gaffin’s ineffective assistance of counsel claim.

{¶3} Accordingly, we overrule Gaffin’s second assignment of error in full and his third assignment of error in part; we sustain Gaffin’s first assignment of error and his third assignment of error in part; and we reverse the trial court’s decision denying Gaffin’s petition for postconviction relief without hearing. On remand, we order the trial court to conduct an evidentiary hearing on Gaffin’s petition for postconviction relief consistent with this opinion.

I. Facts and Procedural History

{¶4} These facts are copied verbatim from State v. Gaffin, 4th Dist. Adams No.

16CA1027, 2017-Ohio-2935, ¶¶ 4-15 (“Gaffin I”).

{¶5} On July 23, 2015, the Adams County Grand Jury returned a seven-count indictment against Gaffin. Gaffin was charged with: (1) three counts of rape in violation of R.C. 2907.02(A)(1)(b), each felonies of the first degree, with specifications; (2) three counts of sexual battery in violation of R.C. 2907.03(A)(5), each felonies of the second degree, with specifications; and (3) one count of felonious assault in violation of R.C. 2903.11(A)(1), a felony

Adams App. No. 17CA1057 3

of the second degree. It was alleged that Gaffin sexually assaulted his stepson, R.A., a minor, on two occasions when R.A. was only six or seven years old. Gaffin pleaded not guilty.

{¶6} On June 14, 2016, the case proceeded to trial. The following is a recitation of facts as obtained from the trial testimony.

{¶7} In the summer of 2006, Gaffin moved in with R.A. and his mother in their home in Adams County, Ohio. In early 2008, Gaffin took R.A. to a barn outside their home, forced him to the floor in a prone position, restrained his wrists with cinderblocks, and anally and orally raped the then six-year-old R.A. Gaffin threatened to murder R.A.’s mother and grandparents if R.A. told anyone what had happened, and further threatened R.A. that he would be sent to the Children’s Home if he told what had happened. In the next day or two, R.A. went to his sixteen- year-old cousin's house to ride four-wheelers. R.A.’s cousin noticed that blood was leaking from R.A.’s anus after he used the restroom. When asked about the blood, R.A. told his cousin he could not tell what happened, before eventually admitting that Gaffin had hurt him. The cousin reported R.A.’s injuries and statements to her mother. R.A.’s aunt then contacted Adam's County Children's Services. When R.A. refused to repeat the admission, Children Services dropped the report as “unsubstantiated.”

{¶8} In December 2008, Gaffin anally raped R.A. again, this time in the living room of their home. Gaffin again threatened to murder R.A.’s mother and grandparents, and repeated his threat that R.A. would end up at an orphanage if he told what had occurred. In 2009, Gaffin married R.A.’s mother and became his stepfather. Gaffin often disciplined R.A. and punished him for being a “mommy’s boy” and for playing with stuffed animals or a kitchen set. Gaffin also called R.A. “[q]ueer, puss boy, * * * fagget [sic], mommy’s boy, [and] mommy’s baby.” R.A. indicated that he was scared of Gaffin. R.A. saw Gaffin argue with his mother and put

Adams App. No. 17CA1057 4

hands on her and stated that he did not tell anyone of the abuse because of the threats made by Gaffin. In November 2012, Gaffin grabbed R.A.’s throat, dragged him out of the house, and struck him on the head. This caused R.A.’s mother to kick Gaffin out of the house and to initiate divorce proceedings. However, Gaffin continued to come by the house.

{¶9} In February 2015, R.A. disclosed Gaffin’s abuse to his school’s counselor.

Children’s Services was contacted regarding the physical and sexual abuse. R.A. was also taken to the Mayerson Center for evaluation. In March 2015, R.A. was interviewed at the Mayerson Center for purposes of referral and further medical treatment and counseling. At that time, R.A. disclosed the abuse by Gaffin. Eventually, R.A. was diagnosed with PTSD by his counselor John Roflow. At the time of trial and since February 2015, Roflow had met with R.A. around 50 times.

{¶10} After three days of hearing evidence, the jury retired to deliberate. However, about an hour into deliberations, defense counsel learned that one of the jurors made an improper comment earlier in the day during a break in the case. It was alleged that the juror told a deputy that he had already made up his mind about the case. When defense counsel brought the comment to the trial court's attention, the trial court interrupted deliberations and questioned the juror. The juror admitted to making the improper comment; but he clarified, “I was just thinking about it. I hadn’t totally made up my mind yet. That's honest.” Tr. at 763 (June 16, 2016). He further stated, “I didn’t talk, discuss it with anybody in there at all.” Id.

{¶11} Thereafter, the trial court engaged in a lengthy colloquy with the juror in which it inquired whether he was making the appropriate considerations. The juror indicated that he was considering the evidence, the arguments, and the trial court’s instructions.

Adams App. No. 17CA1057 5

{¶12} Despite these affirmations, the State requested that the juror be excused; and defense counsel objected:

[DEFENSE COUNSEL]: * * * I don’t believe that, that he in any way affects, based on what I heard it sounded like it was a comment in passing and it's not affected his ability to convene with the jurors, hear what they have to say, make statements himself and reach a decision based on their deliberations and the evidence that's been presented.

Free access — add to your briefcase to read the full text and ask questions with AI

State v. Gaffin, 2019 Ohio 291 (Ohio Ct. App. 2019).

2019 Ohio 291 (State v. Gaffin) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Gaffin v. Haslam
2024 Ohio 2117 (Ohio Court of Appeals, 2024)
State v. Tenney
2021 Ohio 3676 (Ohio Court of Appeals, 2021)
State v. Gaffin
2021 Ohio 2659 (Ohio Court of Appeals, 2021)
State v. Sizemore
2019 Ohio 4400 (Ohio Court of Appeals, 2019)
State v. Toliver
2019 Ohio 3669 (Ohio Court of Appeals, 2019)
State v. Lykins
2019 Ohio 3316 (Ohio Court of Appeals, 2019)