State v. Gabbert

2014 MT 296

• Court: Montana Supreme Court
• Decided: November 12, 2014
• Docket: 13-0363
• Status: Published

Opinion

November 12 2014

DA 13-0363

IN THE SUPREME COURT OF THE STATE OF MONTANA

2014 MT 296

CITY OF KALISPELL,

Plaintiff and Appellee,

v.

NATHAN FRANCIS GABBERT,

Defendant and Appellant.

APPEAL FROM: District Court of the Eleventh Judicial District, In and For the County of Flathead, Cause No. DC 13-091A Honorable Robert B. Allison, Presiding Judge

COUNSEL OF RECORD:

For Appellant:

Wade Zolynski, Chief Appellate Defender, Eileen Larkin, Assistant Appellate Defender, Helena, Montana

For Appellee:

Timothy C. Fox, Montana Attorney General, Mardell Ployhar, Assistant Attorney General, Helena, Montana

Charles A. Harball, Kalispell City Attorney, Kristi L. Curtis, Assistant City Attorney, Kalispell, Montana

Submitted on Briefs: October 15, 2014 Decided: November 12, 2014

Filed:

Clerk Justice Laurie McKinnon delivered the Opinion of the Court.

¶1 Nathan Gabbert appeals from the decision of the Eleventh Judicial District Court,

Flathead County, which determined that Gabbert’s right to a speedy trial had not been

violated. Gabbert argues on appeal that his speedy trial rights were infringed by the delay

in bringing him to trial in Kalispell Municipal Court. We affirm.

BACKGROUND

¶2 During the early morning hours of June 4, 2009, the Kalispell Police Department

cited Gabbert with driving under the influence of alcohol, obstructing a peace officer, and

driving while license suspended, all misdemeanors. Gabbert appeared before the

Kalispell Municipal Court later that day and entered pleas of not guilty. The court

appointed a public defender, set bail, and imposed conditions of release. The court also

ordered Gabbert to maintain weekly contact with his attorney, to immediately notify the

court if he changes his address, and to “[p]ersonally appear for all court proceedings.”

¶3 Gabbert appeared with his counsel at the omnibus hearing on July 7, 2009. The

Municipal Court set the first trial date for September 16, 2009, and set a deadline of

August 14 for pretrial motions. The court issued a Notice of Jury Trial which states:

“YOUR PERSONAL PRESENCE IS REQUIRED.”

¶4 One of the conditions of Gabbert’s release was that he wear a Secure Continuous

Remote Alcohol Monitor (SCRAM) bracelet at his own expense. Gabbert enrolled in

SCRAM monitoring on June 5, 2009. On July 6 and again on July 24, the SCRAM

program manager reported that Gabbert had become delinquent in his payments.

According to the July 24 report, “Mr. Gabbert has proven to be quite difficult to deal with

2 when it comes to maintaining up to date payment of his SCRAM monitoring

program. . . . If Mr. Gabbert does not make a sincere effort to bring his account current,

[we] will be forced to turn his monitoring bracelet off.”

¶5 Based on this failure to abide by the conditions of his release, the Municipal Court

set a show-cause hearing for August 3, 2009. The court gave notice of this hearing to

both Gabbert and his counsel and specified that “YOUR PERSONAL PRESENCE IS

REQUIRED.” Gabbert failed to appear at the hearing, however. Accordingly, the City

filed a petition to revoke Gabbert’s release, requesting that an arrest warrant be issued.

The Municipal Court issued the arrest warrant on August 10, 2009.

¶6 Gabbert’s trial was twice continued, first to October 21 and then to December 16,

2009. The Municipal Court’s orders indicate that both continuances were necessary

because a case with higher priority on the docket needed to be tried first. The court

ordered Gabbert’s personal presence at both of the reset trial dates.

¶7 On December 14, 2009, Gabbert’s counsel filed a motion to dismiss pursuant to

§ 46-13-401(2), MCA, which generally requires that a defendant be brought to trial on a

misdemeanor charge within six months of entering his plea. As noted, Gabbert entered

his plea on June 4, 2009. At the time set for trial on December 16, the Municipal Court

began by addressing Gabbert’s motion. Gabbert’s counsel was present, but Gabbert

himself was not present. Responding to the motion, the City argued that the outstanding

arrest warrant, Gabbert’s failure to appear for court hearings, and his apparent failure to

maintain contact with his counsel amounted to good cause for the delay. The Municipal

Court agreed and denied his motion, stating that “the court is attributing [Gabbert’s]

3 behavior as a reason for postponement of the trial.” The court entered a finding that “it is

[Gabbert’s] actions that caused the delay.” The court also noted that its normal practice

is to vacate jury trial dates once an arrest warrant has been issued for the defendant’s

failure to abide by the conditions of release. Thus, the court explained that it should have

vacated (rather than continued) the original September 16, 2009 trial date. The court

stated that it would set a trial date once Gabbert appeared on the warrant.

¶8 Gabbert was arrested on the warrant on April 24, 2012. However, due to his

failure to appear after posting bond on April 24, the Municipal Court issued a bench

warrant on May 7. Gabbert was later arrested and appeared in court on August 24, 2012.

The court set trial for October 17 and again ordered Gabbert’s personal appearance.

¶9 Gabbert, through counsel, filed a motion to dismiss for lack of a speedy trial on

October 16, 2012. He stated that he was not revisiting the denial of his motion under the

speedy trial statute and was instead relying on the constitutional speedy trial test adopted

in State v. Ariegwe, 2007 MT 204, 338 Mont. 442, 167 P.3d 815. The Municipal Court

heard arguments on the motion that same day. Gabbert contended that the City had not

diligently prosecuted the case, specifically citing the delay in serving the August 10, 2009

arrest warrant. Gabbert acknowledged that he had failed to appear for hearings, but he

asserted that he had no duty to bring himself to trial. Upon inquiry from the court

regarding this latter point, Gabbert appeared to take the position that it was the City’s

duty to physically bring Gabbert into the courtroom for trial and that he could not be held

accountable for the City’s failure to do so. Gabbert further suggested that the court could

have tried him in absentia in order to ensure that he received a speedy trial. In response,

4 the City argued that Gabbert had purposefully delayed the prosecution. The City noted

that Gabbert had failed to comply with the conditions of his release, failed to appear at

the show-cause hearing, failed to appear for the trial date scheduled for December 16,

2009, and failed to maintain weekly contact with his attorney. Moreover, the City

represented that Gabbert had repeatedly given false names to officers and had failed to

address the outstanding arrest warrant despite being aware of it—both of which had

contributed to the delay.

¶10 The Municipal Court denied Gabbert’s motion, reiterating its earlier reasoning that

his conduct had caused the delay. A jury trial was held the next day (October 17, 2012).

Gabbert was found not guilty of driving under the influence, but guilty of obstructing a

peace officer and driving while license suspended. He received a six-month suspended

sentence on the obstruction conviction and a six-month sentence, with all but ten days

suspended, on the driving-while-suspended conviction.

¶11 Gabbert appealed the denials of his motions to dismiss. The District Court

affirmed the Municipal Court’s orders. The District Court reasoned that Gabbert had

“stepped out of the process” by failing to appear for multiple Municipal Court

proceedings and by remaining essentially at large for nearly three years. Noting that

Gabbert had been ordered to maintain contact with his counsel and that his counsel had

an ethical obligation to inform Gabbert of hearing dates, the court inferred that Gabbert’s

failure to attend the scheduled hearings indicated “that he had abandoned his defense of

the case.” The court observed that if institutional delay had been the sole reason for

delaying trial beyond the six-month deadline, then Gabbert’s motions to dismiss would

5 have merit. But the court concluded that Gabbert “elected to disengage, and by so doing

assumed responsibility for any delay occasioned thereby.”

STANDARDS OF REVIEW

¶12 On appeal from a municipal court, the district court functions as an intermediate

appellate court. Sections 3-5-303, 3-6-110, MCA. In its appellate capacity, the district

court is confined to review of the record and questions of law. Section 3-6-110, MCA.

When reviewing the decision of the district court in such an appeal, we review the case as

if the appeal had originally been filed in this Court, applying the appropriate standard of

review. City of Helena v. Broadwater, 2014 MT 185, ¶ 8, 375 Mont. 450, 329 P.3d 589.

¶13 Whether the constitutional or the statutory right to a speedy trial has been violated

is a question of law. State v. Zimmerman, 2014 MT 173, ¶ 11, 375 Mont. 374, 328 P.3d

1132; State v. Luke, 2014 MT 22, ¶ 10, 373 Mont. 398, 321 P.3d 70. We review the trial

court’s legal conclusions to determine whether the court’s interpretation of law is correct.

Zimmerman, ¶ 11; Luke, ¶ 10. The trial court’s underlying factual findings are reviewed

to determine whether those findings are clearly erroneous. Zimmerman, ¶ 11; Luke, ¶ 10.

DISCUSSION

¶14 Were Gabbert’s speedy trial rights violated by the delay in bringing him to trial?

¶15 Gabbert argues that the Municipal Court and the District Court erred in their

decisions. We begin with the denial of Gabbert’s motion to dismiss filed December 14,

2009. That motion was made under § 46-13-401(2), MCA, which provides that a

prosecution on a misdemeanor charge must be dismissed, with prejudice, if the defendant

is not brought to trial within six months after entering his plea, unless (1) the trial has

6 been postponed upon the defendant’s motion or (2) the State has shown “good cause” for

the delay. Only the second, “good cause” factor is disputed in this case.

¶16 The assertion of a crowded docket, without more, is insufficient to establish good

cause for delaying a misdemeanor trial beyond six months. Broadwater, ¶ 19. The City

must demonstrate, by affidavit or otherwise, that it affirmatively attempted to provide the

defendant with a trial within six months but that the status of the docket rendered it

impossible to do so. Broadwater, ¶ 19. The City did not do that here. Nevertheless, the

Municipal Court’s crowded docket is not the only consideration in this case. In spite of

the court’s orders that he maintain weekly contact with counsel and that he personally

appear at all court proceedings, Gabbert repeatedly failed to appear at court proceedings.

It is a reasonable inference on the record before us that Gabbert either (1) kept himself

deliberately ignorant of court dates by failing to maintain contact with his counsel or

(2) simply chose not to attend court proceedings of which he was aware. Of particular

concern, when Gabbert allegedly failed to comply with the conditions of his release and

the Municipal Court set a show-cause hearing to address this matter, Gabbert failed to

appear for that hearing, thus causing the Municipal Court to issue an arrest warrant. We

agree with the District Court’s assessment that Gabbert effectively abandoned his defense

of the case.

¶17 Gabbert suggests that the Municipal Court should have proceeded to trial in his

absence pursuant to § 46-16-122(1) and (2), MCA, so as to preserve his right to a speedy

trial. Notably, Gabbert’s counsel did not request that the court conduct a trial in absentia

on December 16, 2009. However, that fact aside, we reject Gabbert’s argument for more

7 fundamental reasons. First, while § 46-16-122, MCA, authorizes a defendant to be tried

in absentia on a misdemeanor charge, doing so is within the court’s discretion under the

circumstances in subsection (2) of the statute, and is not required if good cause for a

continuance exists under subsection (1) of the statute.1 Here, the Municipal Court found

that it was not appropriate to proceed with the trial given Gabbert’s failure to appear at

the show-cause hearing and the outstanding arrest warrant. Thus, § 46-16-122, MCA,

does not apply. Second, Gabbert’s argument implies that a defendant may use his right to

be tried in a timely manner as a basis for ignoring trial court directives that he appear

personally for all court proceedings. We reject this reasoning. A defendant’s unjustified

failure to appear for mandatory court hearings may constitute good cause for delaying his

trial beyond the six-month deadline. Luke, ¶¶ 18-20. Here, Gabbert’s repeated and

unexplained failures to appear for scheduled court dates and the show-cause hearing

constituted good cause for postponing his trial beyond the December 4, 2009 deadline.

Thus, the December 14, 2009 motion was properly denied.

¶18 Turning to his motion to dismiss filed October 16, 2012, which was based on the

four-factor Ariegwe test, Gabbert maintains that he had no duty to bring himself to trial

1 This statute states: (1) In a misdemeanor case, if the defendant fails to appear in person, either at the time set for the trial or at any time during the course of the trial and if the defendant’s counsel is authorized to act on the defendant’s behalf, the court shall proceed with the trial unless good cause for continuance exists. (2) If the defendant’s counsel is not authorized to act on the defendant’s behalf as provided in subsection (1) or if the defendant is not represented by counsel, the court, in its discretion, may do one or more of the following: (a) order a continuance; (b) order bail forfeited; (c) issue an arrest warrant; or (d) proceed with the trial after finding that the defendant had knowledge of the trial date and is voluntarily absent. Section 46-16-122(1), (2), MCA.

8 and that the City did not act diligently in prosecuting the case. It is true that a defendant

is under no obligation to ensure diligent prosecution of the case against him or to help the

State avoid dismissal for failure to timely prosecute him. Zimmerman, ¶ 18. The

prosecutor and the court have an affirmative constitutional obligation to try the defendant

in a timely manner, and this duty requires a good faith, diligent effort to bring him to trial

quickly. Zimmerman, ¶ 18.

¶19 Critical in the present case, however, is the fact that Gabbert remained essentially

at large for nearly the entire period of delay despite knowledge of the pending charge and

the arrest warrant. Although relying heavily on Doggett v. United States, 505 U.S. 647,

112 S. Ct. 2686 (1992), for the proposition that negligence in serving a warrant is an

unacceptable reason for delaying a criminal trial, Gabbert overlooks the fact that the

defendant in Doggett did not know of the pending charges against him. The government

claimed that Doggett knew of his indictment years before he was arrested. Doggett, 505

U.S. at 653, 112 S. Ct. at 2691. In addressing this contention, the Supreme Court stated:

“Were this true, Barker’s third factor, concerning invocation of the right to a speedy trial,

would be weighed heavily against him.” Doggett, 505 U.S. at 653, 112 S. Ct. at 2691

(referring to the four-factor balancing test set forth in Barker v. Wingo, 407 U.S. 514,

530, 92 S. Ct. 2182, 2192 (1972)).2 The Supreme Court concluded, however, that the

record supported the finding by the lower courts that Doggett was unaware of the charges

until his arrest. Doggett, 505 U.S. at 653, 112 S. Ct. at 2691.

2 The Ariegwe test is modeled on Barker’s balancing test. See Ariegwe, ¶¶ 34-35.

9 ¶20 Here, in contrast, Gabbert was well aware of the charges. Moreover, as a

condition of his release, Gabbert was required to maintain weekly contact with his

counsel. Gabbert’s counsel was present for all court hearings and was aware of the arrest

warrant and of hearings scheduled for future dates. As such, Gabbert had knowledge,

through his counsel, of the arrest warrant and scheduled court dates, but simply chose to

disengage from the process. He appeared in Municipal Court for arraignment and the

omnibus hearing, but then failed to appear for any further proceedings, despite the court’s

order requiring his personal presence at all court proceedings, and despite the court’s

order specifically requiring him to appear and show cause for his failure to abide by the

conditions of his release. The record in this case sufficiently establishes that Gabbert did

not want to be brought to trial promptly. His belated complaints that his trial did not

happen sooner or that the court did not proceed to trial in his absence ring hollow.

CONCLUSION

¶21 The Municipal Court’s denials of Gabbert’s motions to dismiss are supported by

the record and are consistent with established law governing the right to a speedy trial.

Gabbert’s rights to a speedy trial were not violated. The District Court correctly refused

to reverse the Municipal Court’s decisions.

¶22 Affirmed.

/S/ LAURIE McKINNON We Concur:

/S/ JAMES JEREMIAH SHEA /S/ BETH BAKER /S/ PATRICIA COTTER /S/ MICHAEL E WHEAT