State v. Frost

387 N.E.2d 235, 57 Ohio St. 2d 121, 11 Ohio Op. 3d 294, 1979 Ohio LEXIS 376
CourtOhio Supreme Court
DecidedMarch 28, 1979
DocketNo. 78-805
StatusPublished
Cited by53 cases

This text of 387 N.E.2d 235 (State v. Frost) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Frost, 387 N.E.2d 235, 57 Ohio St. 2d 121, 11 Ohio Op. 3d 294, 1979 Ohio LEXIS 376 (Ohio 1979).

Opinion

Locher., J.

The first issue before this court is whether the enactment of R. C. 2901.05(A), as interpreted in State v. Robinson, supra, evinces manifest legislative intent to impliedly repeal the provision of R. C. 1707.45. R. C. 2901.05(A), a general provision of the Revised Code, was enacted in 1974, and provided, in pertinent part, that: “The burden of going forward with the evidence of an affirmative defense is upon the accused.” (Emphasis added.)1 On the other hand, R. C. 1707.45, a special provision found within R. C. Chapter 1707, was enacted in 1953 to deal with securities regulation in Ohio. This section states, in part: “The burden of proof shall be upon the party claiming the benefits of any * * * [exemption].” (Emphasis added.)

In reversing appellee’s convictions, a divided appellate court construed the provision of R. C. 2901.05(A) as manifesting legislative intent to repeal the provisions of R. C. 1707.45, even though the Act did not expressly do so. The dissenting opinion of Judge Holmes expressed the observa[124]*124tion that, while it was within the power of the General Assembly to nullify the burden of proof language in R. C. 1707.45, the later enacted general provision of R. C. 2901.05 did not do so.

It has been a long-standing rule that courts will not hold prior legislation to be impliedly repealed by the enactment of subsesquent legislation unless the subsequent legislation clearly requires that holding. See Ludlow v. Johnston (1828), 3 Ohio 553, as cited by this court in Cincinnati v. Thomas Soft Ice Cream (1977), 52 Ohio St. 2d 76, at page 78. This rule of statutory construction was codified in 1972 in R. C. 1.51. This section provides:

“If a general provision conflicts with a special or local provision, they shall be construed, if possible, so that effect is given to both. If the conflict between the provisions is irreconcilable, the special or local provision prevails as an . exception to the general provision, unless the general provision is the later adoption and the manifest intent is that the general provision prevail.”

See, also, Leach v. Collins (1931), 123 Ohio St. 530, 533, citing Rodgers v. United States (1902), 185 U. S. 83; Lucas County Commrs. v. Toledo (1971), 28 Ohio St. 2d 214, 217; State, ex rel. Myers, v. Chiaramonte (1976), 46 Ohio St. 2d 230.

The language of R. C. 2901.05(A) refers to going forward with evidence or of raising an affirmative defense, while that of R. C. 1707.45 specifically refers to placing the burden of proof upon the party claiming an exemption. Clearly, the general provision of R. C. 2901.05(A) is irreconcilable with the special provision of R. C. 1707.45. The issue then is whether the General Assembly has manifested its intent that R. C. 2901.05(A) prevail.

Participation by our citizenry in the ownership of business enterprises is the cornerstone of our economic order. The willingness of individuals to purchase securities is directly related to their perception of the credibility .of, and the resulting confidence in, this system. The Ohio Securities Act- was adopted to prevent fraudulent exploita[125]*125tions through the sale of securities. The Act is special remedial legislation passed, pursuant to the police power of the state, to promote the general welfare by attempting to secure the people against ignorance often due from incomplete disclosure of facts by individuals in a unique position to know the undisclosed facts.

It is axiomatic that it will be assumed that the General Assembly has knowledge of prior legislation when it enacts subsequent legislation. It is reasonable, therefore, to assume, in light of the purposes behind the enactment of R. C. Chapter 1707 and absent manifest intent to the contrary, that the General Assembly desired that an individual charged with a violation of R. C. Chapter 1707 shoulder a heavier burden of proof because of the possibility of widespread fraud upon the public. Accordingly, we find that the majority opinion of the Court of Appeals is in error as a matter of law.

The second issue before the court is whether R. C. 1707.45 unconstitutionally shifts the burden of proof to a defendant in violation of the Due Process Clause of the Fourteenth Amendment to the United States Constitution.

Any discussion about the constitutionality of placing the burden of proof upon a defendant in a criminal case must begin with In re Winship (1970), 397 U. S. 358, wherein Justice Brennan, writing for the majority, at page 364, stated:

“Lest there remain any doubt about the constitutional stature of the reasonable-doubt standard, we explicitly hold that the Due Process Clause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.” (Emphasis added.)2

[126]*126In re Winship did not directly address the issue of whether it was constitutional to require the defendant to shoulder the burden of proof when he is claiming an affirmative defense or an exemption. It merely stated that the prosecution must prove every fact necessary to constitute the crime beyond a reasonable doubt.

Mullaney v. Wilbur, supra (421 U. S. 684), decided five years later, involved a defendant charged with murder in the state of Maine. The Maine statute required a defendant charged with murder to prove that he acted in the heat of passion on sudden provocation in order to reduce the homicide offense to one of manslaughter. The court upheld the reversal of the conviction and held that the Maine rule does not comport with the requirement of the Due Process Clause of the Fourteenth Amendment that the prosecution prove beyond a reasonable doubt every fact necessary to constitute the crime charged, citing In re Winship, supra.

At first glance, it would appear that Mullaney v. Wilbur requires that the prosecution disprove affirmative defenses beyond a reasonable doubt once the issue has been sufficiently raised by the defendant. However, scrutiny of Justice Rehnquist’s concurring opinion therein reveals that to read Mullaney v. Wilbur as standing for the proposition that the prosecution ib constitutionally required to disprove affirmative defenses beyond a reasonable doubt, is to read it too broadly. He states, at page 705, as follows :

“I agree with the Court that In re Winship, 379 U. S. 358 (1970), does require that the prosecution prove beyond a reasonable doubt every element which constitutes the crime charged against a defendant. I see no inconsistency between that holding and the holding of Leland v. Oregon, 343 U. S. 790 (1952). In the latter case this Court held that there was no constitutional requirement that the State shoulder the burden of proving the sanity of the defendant.”

In Justice Rehnquist’s view, therefore, Mullaney strictly follows In re Winship.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

West v. Cincinnati
2024 Ohio 1951 (Ohio Court of Appeals, 2024)
State v. Armstrong-Carter
2021 Ohio 1110 (Ohio Court of Appeals, 2021)
State v. Romine
2021 Ohio 1026 (Ohio Court of Appeals, 2021)
State v. Pribble (Slip Opinion)
2019 Ohio 4808 (Ohio Supreme Court, 2019)
State v. Hollaender
2014 Ohio 1782 (Ohio Court of Appeals, 2014)
State v. Meyers
2014 Ohio 1357 (Ohio Court of Appeals, 2014)
Hutcheson v. Ohio Auto. Dealers Assn.
2012 Ohio 3685 (Ohio Court of Appeals, 2012)
State v. Ellis
2011 Ohio 2967 (Ohio Court of Appeals, 2011)
State v. Renieker, 2006 Ap 10 0059 (1-22-2008)
2008 Ohio 288 (Ohio Court of Appeals, 2008)
Martin v. OmniSource Corp.
2007 Ohio 3523 (Lucas County Court of Common Pleas, 2007)
State v. Nucklos
869 N.E.2d 674 (Ohio Court of Appeals, 2007)
State v. Wickard, Unpublished Decision (11-20-2006)
2006 Ohio 6088 (Ohio Court of Appeals, 2006)
State v. Dunham, Unpublished Decision (7-15-2005)
2005 Ohio 3642 (Ohio Court of Appeals, 2005)
Emick v. Hawkins Assoc., Unpublished Decision (12-8-2004)
2004 Ohio 6803 (Ohio Court of Appeals, 2004)
Gahanna-Jefferson Local School Dist. Bd. of Edn. v. Zaino
2001 Ohio 1335 (Ohio Supreme Court, 2001)
Board of Education v. Zaino
754 N.E.2d 789 (Ohio Supreme Court, 2001)
State v. Andresen
773 A.2d 328 (Supreme Court of Connecticut, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
387 N.E.2d 235, 57 Ohio St. 2d 121, 11 Ohio Op. 3d 294, 1979 Ohio LEXIS 376, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-frost-ohio-1979.