State v. Franklin, Unpublished Decision (5-22-2003)

CourtOhio Court of Appeals
DecidedMay 22, 2003
DocketNo. 81426.
StatusUnpublished

This text of State v. Franklin, Unpublished Decision (5-22-2003) (State v. Franklin, Unpublished Decision (5-22-2003)) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Franklin, Unpublished Decision (5-22-2003), (Ohio Ct. App. 2003).

Opinion

JOURNAL ENTRY AND OPINION.
{¶ 1} Defendant-appellant, William Franklin, Jr., appeals the judgment of the Cuyahoga County Court of Common Pleas, rendered after a bench trial, finding him guilty of receiving stolen property, in violation of R.C. 2913.51, and failure to comply with an order or signal of a police officer, in violation of R.C. 2921.331, and sentencing him to one year of community control sanctions. For the reasons that follow, we affirm.

{¶ 2} The record reflects that appellant's case was called for trial on April 16, 2002. On that date, before trial, appellant appeared in open court and acknowledged to the trial judge that at a previous time and not in open court, he had signed a written jury waiver. At the trial judge's request, defense counsel showed appellant the form that he had signed, and appellant acknowledged his signature on the form. Appellant then acknowledged that he understood that he was waiving his constitutional right to trial by a jury. Upon a finding by the trial judge that appellant had knowingly and intelligently waived his right to jury, the case immediately proceeded to a bench trial.

{¶ 3} In his first assignment of error, appellant contends that the trial court lacked jurisdiction to proceed to trial without a jury because appellant did not sign the jury waiver form in open court, the written jury waiver was not filed with the Clerk of Courts office prior to the commencement of trial and, further, was not filed until after the trial concluded.

{¶ 4} Appellant apparently challenges the trial court's exercise of its jurisdiction, rather than its subject matter jurisdiction over his case in the first instance. The Ohio Supreme Court has recognized that the term "jurisdiction" encompasses three distinct concepts: 1) subject matter jurisdiction; 2) jurisdiction over the person; and 3) jurisdiction over the particular case. State v. Parker, 95 Ohio St.3d 524,2002-Ohio-2833, at ¶ 22 (Cook, J., dissenting), citing State v.Swiger (1998), 125 Ohio App.3d 456, 462. "The third category of jurisdiction encompasses the trial court's authority to determine a specific case within that class of cases that is within its subject matter jurisdiction. * * * Where it is apparent from the allegations that the matter alleged is within the class of cases in which a particular court has been empowered to act, jurisdiction is present. Any subsequent error in the proceedings is only error in the `exercise of jurisdiction,' as distinguished from the want of jurisdiction in the first instance."Swiger, 125 Ohio App.3d at 462-463. When a trial court lacks subject matter jurisdiction its judgment is void; lack of jurisdiction of the particular case merely renders the judgment voidable. Id., citing Russellv. Russell (Ind.App. 1996), 666 N.E.2d 943, 952, vacated on other grounds, 682 N.E.2d 513.

{¶ 5} In State v. Pless (1996), 74 Ohio St.3d 333, the Ohio Supreme Court implicitly recognized that cases involving the jury trial waiver requirements of R.C. 2945.05 involve something other than subject matter jurisdiction. In Pless, the Supreme Court reversed a capital conviction based on the absence in the record of a written jury trial waiver as required by R.C. 2945.05. The Pless majority held that "a trial court lacks jurisdiction to try the defendant without a jury" absent strict compliance with R.C. 2945.05. Id. at paragraph one of the syllabus. In the next paragraph of the syllabus, however, the majority held that this jurisdictional defect may be raised only on direct appeal. Id. at paragraph two of the syllabus. These two paragraphs are subject to only one interpretation:

{¶ 6} "If the `jurisdiction to which the [Pless] court referred were subject matter jurisdiction, by its very nature, it would be open to challenge at any time. By holding that this defect in the trial court's `jurisdiction' can be waived if not timely raised, the Supreme Court was apparently referring to something other than subject matter jurisdiction."Parker, ¶ 25, quoting Swiger, 125 Ohio App.3d at 464-465.

{¶ 7} Thus, any defect in applying the Pless requirements is a defect in the trial court's exercise of its jurisdiction and not a lack of subject matter jurisdiction in the first instance. Consequently, if a trial court acts beyond its statutory authority by trying a defendant without complying with the jury waiver requirements of R.C. 2945.05, that defendant's conviction may be voidable, but it is not void ab initio for lack of subject matter jurisdiction.

{¶ 8} Crim.R. 23(A) provides that a criminal defendant may knowingly, intelligently and voluntarily waive in writing his right to trial by jury. See, also, State v. Bays (1999), 87 Ohio St.3d 15, 19, citing State v. Ruppert (1978), 54 Ohio St.2d 263, 271. The manner in which a defendant may effect such a waiver is governed by R.C. 2945.05, which provides, in relevant part:

{¶ 9} "In all criminal cases pending in courts of record in this state, the defendant may waive a trial by jury and be tried by the court without a jury. Such waiver by a defendant shall be in writing, signed by the defendant, and filed in said cause and made a part of the record thereof. * * *

{¶ 10} "Such waiver of trial by jury must be made in open court after the defendant has been arraigned and has opporunity to consult with counsel."

{¶ 11} Thus, R.C. 2945.05 requires that a jury waiver be in writing, signed by the defendant and filed in the case and made a part of the record. Absent strict compliance with these requirements, a trial court lacks jurisdiction to try the defendant without a jury. Pless, 74 Ohio St.3d at paragraph one of the syllabus.

{¶ 12} Appellant initially complains that the jury waiver was not signed in open court. Crim.R. 23(A) and R.C. 2945.05 are satisfied when, after arraignment and opportunity to consult with counsel, defendant signs a written statement affirming that he or she knowingly and voluntarily waives his or her constitutional right to a trial by jury and the court reaffirms this waiver in open court. State v. Ford, Cuyahoga App. Nos. 79441 and 79442, 2002-Ohio-1100, citing State v. Walker (1993),90 Ohio App.3d 352, 358.

{¶ 13} It is not necessary that the waiver be signed in open court to be valid. Id.

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Related

Russell v. Russell
666 N.E.2d 943 (Indiana Court of Appeals, 1996)
Russell v. Russell
682 N.E.2d 513 (Indiana Supreme Court, 1997)
State v. Otten
515 N.E.2d 1009 (Ohio Court of Appeals, 1986)
State v. Walker
629 N.E.2d 471 (Ohio Court of Appeals, 1993)
State v. Swiger
708 N.E.2d 1033 (Ohio Court of Appeals, 1998)
State v. Ruppert
375 N.E.2d 1250 (Ohio Supreme Court, 1978)
State v. Jenks
574 N.E.2d 492 (Ohio Supreme Court, 1991)
State v. Pless
658 N.E.2d 766 (Ohio Supreme Court, 1996)
State v. Thompkins
678 N.E.2d 541 (Ohio Supreme Court, 1997)
State v. Parker
769 N.E.2d 846 (Ohio Supreme Court, 2002)
State v. Parker
2002 Ohio 2833 (Ohio Supreme Court, 2002)

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Bluebook (online)
State v. Franklin, Unpublished Decision (5-22-2003), Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-franklin-unpublished-decision-5-22-2003-ohioctapp-2003.