State v. Fortes

2015 WI App 25, 862 N.W.2d 154, 361 Wis. 2d 249, 2015 Wisc. App. LEXIS 132
CourtCourt of Appeals of Wisconsin
DecidedFebruary 24, 2015
DocketNo. 2014AP714-CR
StatusPublished

This text of 2015 WI App 25 (State v. Fortes) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Fortes, 2015 WI App 25, 862 N.W.2d 154, 361 Wis. 2d 249, 2015 Wisc. App. LEXIS 132 (Wis. Ct. App. 2015).

Opinion

KESSLER, J.

¶ 1. Nelson Luis Fortes appeals from a judgment of conviction for one count of aggravated battery of an elderly person and one count of burglary to a dwelling, both as a party to a crime, contrary to Wis. Stat. §§ 940.19(6)(a), 943.10(2)(e), and 939.05 (2011-12).1 He also appeals from orders denying his postconviction motion and supplemental post-conviction motion. Fortes argues that he is entitled to plea withdrawal or resentencing because his plea was not knowingly, intelligently, and voluntarily entered and because of the ineffective assistance of trial counsel. We affirm.

BACKGROUND

¶ 2. Fortes was charged with the aforementioned crimes based on a break-in at an elderly woman's home. According to the criminal complaint, Fortes and another person entered the elderly woman's home through an unlocked window. Fortes covered the woman's head with a coat and hit her in the face, while his female co-actor took jewelry from the woman's bedroom. According to video captured by a neighbor's security system, the two actors ran from the home carrying the woman's property.

[253]*253¶ 3. Fortes waived his preliminary hearing and ultimately pled guilty to the crimes. At the guilty plea hearing, neither the State nor trial counsel told the trial court that they had reached a plea agreement, and the written guilty plea questionnaire and waiver of rights form did not indicate that any plea agreement had been made. The trial court did not specifically inquire whether there was a plea agreement, but it asked Fortes a series of questions about the pleas he was entering. The trial court asked Fortes if anybody "made any promises or threats to you to plead," and Fortes replied: "No." The trial court also told Fortes that it was "not bound by any negotiation or plea bargains," and Fortes indicated that he understood.

¶ 4. At the conclusion of the plea hearing, after the trial court found Fortes guilty of both crimes, the parties and the trial court had the following exchange concerning the presentence investigation (PSI) report:2

[Trial counsel]: I believe the State is requesting a PSI.
[State]: The State is requesting a PSI....
[Trial counsel]: I had previously discussed this with the State and they don't object that the PSI should be without a recommendation.
[State]: That's correct.
THE COURT: All right.

¶ 5. Consistent with trial counsel's request, the PSI report did not contain a recommendation concerning the length of sentence. At the sentencing hearing, [254]*254neither party mentioned the existence of a plea agreement until the State began to offer its sentencing recommendation, which led to this exchange:

[State]: As to count one . . . the State is recommending three years [of] initial confinement, three years [of] extended supervision consecutive.
[Trial counsel]: Judge, I apologize for interrupting the State, but at least both myself and Mr. Fortes remembered that when we entered the plea that there was going to be a request for a PSI but the sentence would be left up to the court. That's not what the State remembers. But at least I have it written down in my file and that's what Mr. Fortes remembers was the recommendation.
THE COURT: Well, the recommendation is not in the guilty plea questionnaire waiver of rights form.
[Trial Counsel]: Correct. And I indicated to the State that the reason I specifically asked for no recommendation from the PSI is because the State I thought was leaving the sentence up to the court.
[State]: Your Honor, my notes reflected February 1, 2012, as to both defendants, upon a guilty plea to all charges both sides are free to argue, PSI ordered. Robbery will be read in. And as you may recall when the [co-defendant] was sentenced last week, I gave [a] specific recommendation as to her because both sides were free to argue and I gave the same recommendation [255]*255as to both defendants and I have it noted in my file and dated.
[Trial counsel]: I discussed it with Mr. Fortes, and this is not something that he wants to withdraw his plea over and he's prepared to proceed to sentencing.
THE COURT: Is that correct, sir?
DEFENDANT: Yes, sir.
THE COURT: And you want to proceed to sentencing on today's date?
DEFENDANT: Yes, sir.
THE COURT: You understand the court is not bound by any negotiations or plea bargains regardless. And you stand before the court on a substantial battery and I think the burglary; is that correct?
DEFENDANT: Yes, sir.

The State then continued with its recommendation, which was for three years of initial confinement and three years of extended supervision for the aggravated battery, consecutive to three years of initial confinement and five years of extended supervision for the burglary.

¶ 6. After the State completed its sentencing argument, trial counsel gave the defense's recommendation. Trial counsel's remarks included a reference to the confusion concerning the plea agreement and led to the following exchange with the trial court, trial counsel, and Fortes:

[Trial counsel]: Even when we thought that the Assistant District Attorney was going [to] [256]*256leave the sentence up to the court as the pre-sentence did, we were going to come in here today and say we understand given the serious nature of this case, given Mr. Fortes and his background that this is a prison case. We were going to ask for prison any way.
I certainly don't think there needs to be this incredibly lengthy sentence that the State —
THE COURT: What you're telling to the court and your client agrees [is] that there is no issue as to any breach of [the] plea agreement?
[Trial counsel]: Correct.
THE COURT: Is that correct, sir?
DEFENDANT: Yes, sir.
[Trial counsel]: He's willing to proceed and let the State make their recommendation. Because we know that Your Honor is the ultimate determinfer] of the sentence.
THE COURT: Okay.

¶ 7. There was no further discussion of the plea agreement and trial counsel continued giving his recommendation, which was to sentence Fortes to two concurrent terms of three years of initial confinement and three years of extended supervision. The trial court ultimately sentenced Fortes consistent with the State's recommendation, imposing a total sentence of six years of initial confinement and eight years of extended supervision.

[257]*257¶ 8. Postconviction/appellate counsel was appointed for Fortes and she filed a postconviction motion on Fortes's behalf.

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Bluebook (online)
2015 WI App 25, 862 N.W.2d 154, 361 Wis. 2d 249, 2015 Wisc. App. LEXIS 132, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-fortes-wisctapp-2015.