[Cite as State v. Flores, 2018-Ohio-790.]
IN THE COURT OF APPEALS
ELEVENTH APPELLATE DISTRICT
ASHTABULA COUNTY, OHIO
STATE OF OHIO, : MEMORANDUM OPINION
Plaintiff-Appellee, : CASE NOS. 2017-A-0073 - vs - : 2017-A-0074
LUIS ANAN FLORES, :
Defendant-Appellant. :
Criminal Appeal from the Ashtabula County Court of Common Pleas, Case Nos. 2016 CR 00071 and 2016 CR 00072.
Judgment: Appeals dismissed.
Nicholas A. Iarocci, Ashtabula County Prosecutor, Ashtabula County Courthouse, 25 West Jefferson Street, Jefferson, OH 44047-1092 (For Plaintiff-Appellee).
Luis Anan Flores, pro se, PID: A692-675, Lake Erie Correctional Institution, P.O. Box 8000, 501 Thompson Road, Conneaut, OH 44030 (Defendant-Appellant).
THOMAS R. WRIGHT, P.J.
{¶1} This matter is before this court on the pro se October 16, 2017 motions for
leave to file a delayed appeal, pursuant to App.R. 5(A), filed by appellant, Luis Anan
Flores. Appellant filed his notices of appeal in the trial court on the same date. The
appeals were consolidated by this court. {¶2} Appellant appeals the trial court’s entries of January 9, 2017, which
sentenced him to serve a combined prison term of 6 years after he entered a plea of
guilty to robbery, grand theft of firearm, and aggravated robbery.
{¶3} A timely notice of appeal from the January 9, 2017 entries was due no
later than February 8, 2017, which was not a weekend or a holiday. Therefore,
appellant’s appeal is untimely by approximately 8 months.
{¶4} No brief or response in opposition to the motions has been filed.
{¶5} App.R. 4(A)(1) states in relevant part:
{¶6} “* * * [A] party who wishes to appeal from an order that is final upon its
entry shall file the notice of appeal required by App.R. 3 within 30 days of that entry.”
{¶7} App.R. 5(A) provides:
{¶8} “After the expiration of the thirty day period provided by App.R. 4(A) for the
filing of a notice of appeal as of right, an appeal may be taken by a defendant with leave
of the court to which the appeal is taken in the following classes of cases:
{¶9} “(a) Criminal proceedings;
{¶10} “(b) Delinquency proceedings; and
{¶11} “(c) Serious youthful offender proceedings.
{¶12} “(2) A motion for leave to appeal shall be filed with the court of appeals
and shall set forth the reasons for the failure of the appellant to perfect an appeal as of
right. Concurrently with the filing of the motion, the movant shall file with the clerk of the
trial court a notice of appeal in the form prescribed by App.R. 3 and shall file a copy of
the notice of the appeal in the court of appeals. * * *”
2 {¶13} As reasons for failing to file timely appeals, appellant asserts in his motion
that both the trial court and his trial counsel failed to advise him of his appellate rights
under Crim.R. 32. Also, appellant indicates that the clerk did not serve him with a copy
of the sentencing entries pursuant to Civ.R. 58(B).
{¶14} However, a review of appellant’s October 25, 2016 signed “Written Plea of
Guilty and Plea Agreement” indicates on page one: “[m]y attorney has explained my
right to appeal a maximum sentence, my other limited appellate rights, and that any
appeal must be filed within 30 days of the Court’s entry of the judgment of my
sentence.”
{¶15} Appellant’s separate contention that he has not been served with a copy
of the sentencing judgment, as required by Civ.R. 58(B), is flawed. Crim.R. 32(C)
states, in pertinent part:
{¶16} “(C) Judgment. A judgment of conviction shall set forth the fact of
conviction and the sentence. * * * The judge shall sign the judgment and the clerk shall
enter it on the journal. A judgment is effective only when entered on the journal by the
clerk.”
{¶17} Unlike Civ.R. 58(B), Crim.R. 32(C) does not require that a copy of the
sentencing judgment be served.
{¶18} As Crim.R. 32(C) specifically prescribes that a judgment is effective when
entered on the journal, we will not look to the rules of civil procedure for guidance.
Crim.R. 57(B).
3 {¶19} The signed, written pleas of guilty reflect that appellant was clearly
advised of his appellate rights. Also, appellant was present at sentencing. Thus, we
find that appellant has failed to state a valid reason for filing his appeal beyond 30 days.
{¶20} Therefore, it is ordered that appellant’s motions for leave to file a delayed
appeal are hereby overruled.
{¶21} Appeals dismissed.
DIANE V. GRENDELL, J., concurs,
COLLEEN MARY O’TOOLE, J., dissents with a Dissenting Opinion.
____________________
COLLEEN MARY O’TOOLE, J., dissents with a Dissenting Opinion.
{¶22} I respectfully dissent. As the majority points out, the written plea of guilty
states that appellant’s counsel explained to him his limited appellate rights having
agreed to a plea deal. However, Crim.R. 32(B)(2) requires the trial court to inform a
defendant of his or her appellate rights after imposing sentence. There is no mention of
appellant’s right to appeal in the judgment entry of sentence.
{¶23} Mr. Flores, a pro se litigant, has a constitutional right to appeal his
conviction in a criminal proceeding. See State v. Awkal, 8th Dist. Cuyahoga Nos. 98532
and 98553, 2012–Ohio–3970, ¶2 (Blackmon, A.J.); Article IV, Sections 1, 2, and 3 of the
Ohio Constitution (appeal “as a matter of right”). An appeal “as of right” is “[a]n appeal
to a higher court from which permission need not be first obtained.” Black’s Law
Dictionary 74 (7th Ed.2000). In Ohio, in addition to the Ohio Constitution, pursuant to
4 statute, “a defendant who is convicted of or pleads guilty to a felony may appeal as a
matter of right.” R.C. 2953.08(A).
{¶24} In cases wherein someone is found guilty and sentenced in a criminal
matter and there is no prejudice to the state in the delay, a motion for delayed appeal
should be granted. I suggest that we should accept the delayed appeal from the
January 9, 2017 sentencing entry, and review the record before this court. Appellate
Rule 5(A) provides specifically for a delayed appeal if the thirty-day deadline to file is
missed. There is also no set deadline for a delayed appeal to be filed.
{¶25} Mr. Flores filed a request for a delayed appeal eight months after his
sentencing. The majority is not inclined to grant his request because appellant did not
provide this court with an adequate reason for missing the underlying deadline for filing
his original appeal. However, the mechanical enforcement of a single appellate rule
should not take precedence over enforcement of the law as a whole nor the Ohio
legislature’s intent to create an appeal as of right. The majority, in emphasizing form
over function, is placing a barrier in front of appellant by its strict reading of the rule.
{¶26} The Rules of Appellate Procedure are meant to provide a framework for
the orderly disposition of appeals. In re Beck, 7th Dist. Belmont No. 00 BA 52, 2002–
Ohio-3460, ¶29. However, “‘[o]nly a flagrant, substantial disregard for the court rules
can justify a dismissal on procedural grounds.’” Id. at ¶28, quoting DeHart v. Aetna Life
Ins. Co., 69 Ohio St.2d 189, 193 (1982). The Supreme Court of Ohio has instructed the
lower courts of this state that cases are to be decided on the merits, and that the
various rules of court are to be applied so as to achieve substantial justice. See, e.g.,
State ex rel.
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[Cite as State v. Flores, 2018-Ohio-790.]
IN THE COURT OF APPEALS
ELEVENTH APPELLATE DISTRICT
ASHTABULA COUNTY, OHIO
STATE OF OHIO, : MEMORANDUM OPINION
Plaintiff-Appellee, : CASE NOS. 2017-A-0073 - vs - : 2017-A-0074
LUIS ANAN FLORES, :
Defendant-Appellant. :
Criminal Appeal from the Ashtabula County Court of Common Pleas, Case Nos. 2016 CR 00071 and 2016 CR 00072.
Judgment: Appeals dismissed.
Nicholas A. Iarocci, Ashtabula County Prosecutor, Ashtabula County Courthouse, 25 West Jefferson Street, Jefferson, OH 44047-1092 (For Plaintiff-Appellee).
Luis Anan Flores, pro se, PID: A692-675, Lake Erie Correctional Institution, P.O. Box 8000, 501 Thompson Road, Conneaut, OH 44030 (Defendant-Appellant).
THOMAS R. WRIGHT, P.J.
{¶1} This matter is before this court on the pro se October 16, 2017 motions for
leave to file a delayed appeal, pursuant to App.R. 5(A), filed by appellant, Luis Anan
Flores. Appellant filed his notices of appeal in the trial court on the same date. The
appeals were consolidated by this court. {¶2} Appellant appeals the trial court’s entries of January 9, 2017, which
sentenced him to serve a combined prison term of 6 years after he entered a plea of
guilty to robbery, grand theft of firearm, and aggravated robbery.
{¶3} A timely notice of appeal from the January 9, 2017 entries was due no
later than February 8, 2017, which was not a weekend or a holiday. Therefore,
appellant’s appeal is untimely by approximately 8 months.
{¶4} No brief or response in opposition to the motions has been filed.
{¶5} App.R. 4(A)(1) states in relevant part:
{¶6} “* * * [A] party who wishes to appeal from an order that is final upon its
entry shall file the notice of appeal required by App.R. 3 within 30 days of that entry.”
{¶7} App.R. 5(A) provides:
{¶8} “After the expiration of the thirty day period provided by App.R. 4(A) for the
filing of a notice of appeal as of right, an appeal may be taken by a defendant with leave
of the court to which the appeal is taken in the following classes of cases:
{¶9} “(a) Criminal proceedings;
{¶10} “(b) Delinquency proceedings; and
{¶11} “(c) Serious youthful offender proceedings.
{¶12} “(2) A motion for leave to appeal shall be filed with the court of appeals
and shall set forth the reasons for the failure of the appellant to perfect an appeal as of
right. Concurrently with the filing of the motion, the movant shall file with the clerk of the
trial court a notice of appeal in the form prescribed by App.R. 3 and shall file a copy of
the notice of the appeal in the court of appeals. * * *”
2 {¶13} As reasons for failing to file timely appeals, appellant asserts in his motion
that both the trial court and his trial counsel failed to advise him of his appellate rights
under Crim.R. 32. Also, appellant indicates that the clerk did not serve him with a copy
of the sentencing entries pursuant to Civ.R. 58(B).
{¶14} However, a review of appellant’s October 25, 2016 signed “Written Plea of
Guilty and Plea Agreement” indicates on page one: “[m]y attorney has explained my
right to appeal a maximum sentence, my other limited appellate rights, and that any
appeal must be filed within 30 days of the Court’s entry of the judgment of my
sentence.”
{¶15} Appellant’s separate contention that he has not been served with a copy
of the sentencing judgment, as required by Civ.R. 58(B), is flawed. Crim.R. 32(C)
states, in pertinent part:
{¶16} “(C) Judgment. A judgment of conviction shall set forth the fact of
conviction and the sentence. * * * The judge shall sign the judgment and the clerk shall
enter it on the journal. A judgment is effective only when entered on the journal by the
clerk.”
{¶17} Unlike Civ.R. 58(B), Crim.R. 32(C) does not require that a copy of the
sentencing judgment be served.
{¶18} As Crim.R. 32(C) specifically prescribes that a judgment is effective when
entered on the journal, we will not look to the rules of civil procedure for guidance.
Crim.R. 57(B).
3 {¶19} The signed, written pleas of guilty reflect that appellant was clearly
advised of his appellate rights. Also, appellant was present at sentencing. Thus, we
find that appellant has failed to state a valid reason for filing his appeal beyond 30 days.
{¶20} Therefore, it is ordered that appellant’s motions for leave to file a delayed
appeal are hereby overruled.
{¶21} Appeals dismissed.
DIANE V. GRENDELL, J., concurs,
COLLEEN MARY O’TOOLE, J., dissents with a Dissenting Opinion.
____________________
COLLEEN MARY O’TOOLE, J., dissents with a Dissenting Opinion.
{¶22} I respectfully dissent. As the majority points out, the written plea of guilty
states that appellant’s counsel explained to him his limited appellate rights having
agreed to a plea deal. However, Crim.R. 32(B)(2) requires the trial court to inform a
defendant of his or her appellate rights after imposing sentence. There is no mention of
appellant’s right to appeal in the judgment entry of sentence.
{¶23} Mr. Flores, a pro se litigant, has a constitutional right to appeal his
conviction in a criminal proceeding. See State v. Awkal, 8th Dist. Cuyahoga Nos. 98532
and 98553, 2012–Ohio–3970, ¶2 (Blackmon, A.J.); Article IV, Sections 1, 2, and 3 of the
Ohio Constitution (appeal “as a matter of right”). An appeal “as of right” is “[a]n appeal
to a higher court from which permission need not be first obtained.” Black’s Law
Dictionary 74 (7th Ed.2000). In Ohio, in addition to the Ohio Constitution, pursuant to
4 statute, “a defendant who is convicted of or pleads guilty to a felony may appeal as a
matter of right.” R.C. 2953.08(A).
{¶24} In cases wherein someone is found guilty and sentenced in a criminal
matter and there is no prejudice to the state in the delay, a motion for delayed appeal
should be granted. I suggest that we should accept the delayed appeal from the
January 9, 2017 sentencing entry, and review the record before this court. Appellate
Rule 5(A) provides specifically for a delayed appeal if the thirty-day deadline to file is
missed. There is also no set deadline for a delayed appeal to be filed.
{¶25} Mr. Flores filed a request for a delayed appeal eight months after his
sentencing. The majority is not inclined to grant his request because appellant did not
provide this court with an adequate reason for missing the underlying deadline for filing
his original appeal. However, the mechanical enforcement of a single appellate rule
should not take precedence over enforcement of the law as a whole nor the Ohio
legislature’s intent to create an appeal as of right. The majority, in emphasizing form
over function, is placing a barrier in front of appellant by its strict reading of the rule.
{¶26} The Rules of Appellate Procedure are meant to provide a framework for
the orderly disposition of appeals. In re Beck, 7th Dist. Belmont No. 00 BA 52, 2002–
Ohio-3460, ¶29. However, “‘[o]nly a flagrant, substantial disregard for the court rules
can justify a dismissal on procedural grounds.’” Id. at ¶28, quoting DeHart v. Aetna Life
Ins. Co., 69 Ohio St.2d 189, 193 (1982). The Supreme Court of Ohio has instructed the
lower courts of this state that cases are to be decided on the merits, and that the
various rules of court are to be applied so as to achieve substantial justice. See, e.g.,
State ex rel. Lapp Roofing & Sheet Metal Co., Inc. v. Indus. Comm., 117 Ohio St.3d
5 179, 2008–Ohio–850, ¶12; DeHart at 192. Consequently, strict adherence to the
appellate rules must yield when a procedural error is inadvertent, and a party or counsel
acted in good faith. See, e.g., Beck at ¶29.
{¶27} The Staff Note to the 1994 Amendment to App.R. 5(A) also indicates that
the rule is to be given a flexible, liberal interpretation. Prior to the amendment,
defendants were required to set forth the errors claimed and evidence relating to the
claimed errors. Id. The amendment merely retained the requirement that the would-be
appellant set forth his or her reasons for the delay. Id. In explanation, the Staff Note
provides in part:
{¶28} “Although there was also concern about the fairness of requiring usually
indigent, and frequently unrepresented, criminal defendants to demonstrate (often
without the benefit of a transcript) the probability of error, the primary reason for this
amendment is judicial economy. Denial of leave to file a delayed appeal for failure to
demonstrate the probability error usually leads to subsequent litigation of the issue by
direct appeals to the Ohio and United States Supreme Courts, petitions to vacate
sentence under R.C. 2953.21 et seq., and appeals thereon, and/or federal habeas
corpus petitions and appeals. Review of the merits by the courts of appeals upon the
initial (albeit delayed) appeal would thus avoid the presentation of the probability of error
issue to as many as nine subsequent tribunals.”
{¶29} The intent of the General Assembly is that courts deal with criminal cases
in the most cost effective manner complying with justice. Additionally, this court has an
affirmative, constitutional and statutory duty to review the trial court for error. We are
the constitutional quality control for the citizens of the state of Ohio. By denying delayed
6 appeals I submit we are not performing our duties to the best of our constitutional and
statutory obligation.
{¶30} If App.R. 5(A) is to be given a flexible, liberal interpretation an appellant
should be entitled to have his case heard on a delayed appeal when there is no
prejudice to the state in the delay. Given that Mr. Flores entered a plea of guilty in this
matter the issues he could raise on appeal would be limited. Surely it would be more
cost effective for this court to consider any such alleged error, bring this matter to a
quick, final close and thus avoid the presentation of error issues to subsequent tribunals
or further filings by Mr. Flores with the trial court. Mr. Flores’ only remedy at this point is
to timely file an appeal with the Supreme Court of Ohio and ask them to appoint him
counsel. The likely effect of this court’s refusal to review the trial court’s January 8,
2018 sentencing entry on the merits is the promulgation of numerous civil appeals at the
taxpayer’s expense.