State v. Falkins

356 So. 2d 415
CourtSupreme Court of Louisiana
DecidedMarch 6, 1978
Docket60628
StatusPublished
Cited by21 cases

This text of 356 So. 2d 415 (State v. Falkins) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Falkins, 356 So. 2d 415 (La. 1978).

Opinion

356 So.2d 415 (1978)

STATE of Louisiana, Appellee,
v.
Floyd FALKINS, Appellant.

No. 60628.

Supreme Court of Louisiana.

March 6, 1978.
Rehearing Denied April 6, 1978.

*416 Paul L. Billingsley, Phelps, Dunbar, Marks, Claverie & Sims, New Orleans, for defendant-appellant.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Harry F. Connick, Dist. Atty., William L. Brockman, Asst. Dist. Atty., for plaintiff-appellee.

TATE, Justice.

The defendant Falkins was convicted of armed robbery, La.R.S. 14:64, and sentenced to imprisonment at hard labor for thirty years.

His appeal presents five assignments of error. Of these, Assignments 1 and 2 raise a substantial issue of reversible error. They concern the failure of the state's prosecutrix to reveal, upon request, information of an exculpatory nature—that two of the state's eyewitnesses had, on the day of the robbery, made mistaken identifications of a person as the robber who was not actually involved in or present at it.

Factual Context

Three men robbed a teller at a bank in December, 1975. Falkins was arrested some five months later, primarily based upon the claim of one of the admitted robbers that Falkins was a co-participant. (At the trial, Falkins testified, claiming innocence; he ascribed the robber's identification of him as arising from a grudge in connection with a narcotics disagreement between them.)

Falkins' conviction is based solely upon eyewitness identification made, after his arrest, by bank employees and a customer present during the robbery. Neither the weapon or costumes used in the robbery, nor any of its proceeds, were discovered or connected with him. The bank was equipped with cameras, but the film did not include any image of the accused during the robbery. Tr. 64.

Specific Pre-Trial Request as to Identification Evidence

Assignments 1 and 2 relate to the denial of a new trial, despite a showing that exculpatory identification evidence had been withheld from the defense, and that the defendant had made specific pre-trial inquiry of the prosecutor as to the existence of such subject-matter information.

On the motion for new trial, after appointment of new counsel, an evidentiary hearing developed the following facts:

On the day of the bank robbery, the FBI arrested several suspects and brought them to the bank. Two of the eyewitnesses to the robbery positively identified one Durosseau as one of the robbers. It is conceded that their initial identification was mistaken.

The United States Attorney's office made this information available to the state assistant district attorney in charge of the prosecution. Although this prosecutrix' recollection was unclear, the positive testimony of the federal attorney, together with her own admissions, make it virtually indisputable that she was specifically informed that two eyewitnesses had made a mistaken identification of a robber on the day of the robbery.

In the state prosecution, prior to trial, the appointed defense attorney requested of the prosecutrix information as to whether any individuals were identified by the bank personnel subsequent to the robbery. Upon receiving information from the prosecutrix that no such identifications were made, the defense attorney did not file a Brady motion *417 requesting revelation of exculpatory information.

Again, the recollection of the prosecutrix is unclear as to this incident. However, she further testified that, if formally ordered to reveal exculpatory information at the time, she would not have felt obliged to reveal this initial misidentification. Her reason was that the misidentification of one of the three robbers is not necessarily exculpatory of the accused himself.

For the present purposes, we will accept the record as preponderantly showing that, despite a specific request of the defense attorney as to the existence of such identification evidence, the prosecutrix did not reveal that two of the state's eyewitnesses had earlier misidentified one of the robbers.

The trial court itself apparently so concluded, in resting its denial of the new trial upon the reason that the defendant had not, by formal Brady motion instead of informal request, asked for this exculpatory evidence.

Undoubtedly, a formal motion might preserve the request better than the recollections of the attorneys at a subsequent time. Nevertheless, considering the affirmative duty of the prosecutor to disclose exculpatory evidence in some instances even without request,[1] we do not believe that the constitutional right to obtain exculpatory information of a specified nature upon specific request, United States v. Agurs, 427 U.S. 97, 96 S.Ct. 2392, 49 L.Ed.2d 342 (1976), State v. May, 339 So.2d 764 (La.1976), is waived by lawyer-to-lawyer request, which relies for disclosure upon the traditional professional responsibility and honorable candor of the legal profession, instead of by making a formal motion to the court for it.

Legal Principles Applicable

Unquestionably, upon specific request concerning the existence of exculpatory identification testimony, the prosecutrix was in error in failing to disclose it, especially since the state's whole case depended on eyewitness identification. State v. May, 339 So.2d 764 (La.1976).

As we there stated, 339 So.2d at 770, quoting from Agurs at 96 S.Ct. 2399: "` * * * Although there is, of course, no duty to provide defense counsel with unlimited discovery of everything known by the prosecutor, if the subject matter of such a request is material, or indeed if a substantial basis for claiming materiality exists, it is reasonable to require the prosecutor to respond either by furnishing the information or by submitting the problem to the trial judge. When the prosecutor receives a specific and relevant request, the failure to make any response is seldom, if ever, excusable.'"

Upon formal request, the trial court should and presumably would have ordered the state to furnish information of the misidentification immediately following the robbery.

The issue before us, however, is not only whether the state upon request should have disclosed the misidentification testimony (it should have); but, in addition, whether the state's failure to disclose it is error requiring reversal.

As to the latter issue, reversibility is essentially determined by whether the "nondisclosure deprived the defendant of his right to due process . . . [i. e.] of a fair trial," Agurs, 96 S.Ct. 2399. Whether the evidence withheld is so constitutionally material as to require reversal is determined by an "inevitably imprecise standard" *418 in the light of the "entire record." Id.[2]

In Agurs, the United States Supreme Court summarized the constitutional test of reversibility because of nondisclosure in these terms, 96 S.Ct. 2401-02:

"The proper standard of materiality must reflect our overriding concern with the justice of the finding of guilt. Such a finding is permissible only if supported by evidence establishing guilt beyond a reasonable doubt. It necessarily follows that [in a post-trial hearing by the court] if the omitted evidence creates a reasonable doubt that did not otherwise exist, constitutional error has been committed. This means that the omission must be evaluated in the context of the entire record.

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356 So. 2d 415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-falkins-la-1978.