State v. Fairrow

2017 Ohio 220

• Court: Ohio Court of Appeals
• Decided: January 20, 2017
• Docket: 26936
• Status: Published

Opinion

[Cite as State v. Fairrow, 2017-Ohio-220.]

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY

STATE OF OHIO : : Appellate Case No. 26936 Plaintiff-Appellee : : Trial Court Case No. 14-CR-2741 v. : : (Criminal Appeal from GLASSCO FAIRROW : Common Pleas Court) : Defendant-Appellant : :

........... OPINION Rendered on the 20th day of January, 2017. ...........

MATHIAS H. HECK, JR., by ANDREW T. FRENCH, Atty. Reg. No. 0069384, Montgomery County Prosecutor’s Office, Appellate Division, Montgomery County Courts Building, P.O. Box 972, 301 West Third Street, Dayton, Ohio 45402 Attorney for Plaintiff-Appellee

AMY E. FERGUSON, Atty. Reg. No. 0088397, Ferguson Law Office, LLC, 130 West Second Street, Suite 1818, Dayton, Ohio 45402 Attorney for Defendant-Appellant

.............

HALL, J.

{¶ 1} Glassco Fairrow appeals from his conviction and sentence following a jury

trial on one count of kidnapping, one count of attempted felonious assault, three counts -2-

of misdemeanor assault, and one count of misdemeanor resisting arrest.1

{¶ 2} Fairrow advances two assignments of error. First, he contends the trial court

erred in excluding statements that came within the excited-utterance exception to the

hearsay rule. Second, he challenges the legal sufficiency of the evidence to sustain his

convictions.

{¶ 3} The present appeal stems from an August 5, 2014 assault on a woman near

Helke Park in Vandalia. The victim, Megan Finkelstein, had finished jogging shortly after

7:00 a.m. when she noticed Fairrow standing nearby. According to Finkelstein, Fairrow

asked her to come over and talk to him. She declined. As Finkelstein proceeded to walk

toward her car, she noticed Fairrow approaching her. Finkelstein began to run and

scream, but Fairrow caught her. She testified that he grabbed her from behind, pulled her

to the ground, and began choking her with both hands. Three nearby residents heard the

commotion and assisted her. Two of them, Russell Wimmer and Jeffrey Snyder, pulled

Fairrow off of Finkelstein, who was “turning blue” from being strangled. The third neighbor,

Ralph Arnett, helped detain Fairrow until police arrived. All of the men who assisted

Finkelstein sustained minor injuries. Fairrow proceeded to struggle with two police

officers, resulting in one of them using a taser to subdue and arrest him.

{¶ 4} At trial, Fairrow did not dispute the foregoing facts. The defense argued that

he was not guilty by reason of insanity (NGRI). Specifically, the defense asserted that

Fairrow did not know what he was doing at the time of the incident, and therefore

necessarily did not know the wrongfulness of what he was doing, because he was in the

1 We note that the jury found Fairrow guilty on two counts of kidnapping, but the trial court merged them for purposes of sentencing. -3-

“postictal” phase of a seizure. Fairrow testified on his own behalf and reported a history

of seizures dating to 1986. He described feeling a seizure coming on while in the

bathroom of his apartment shortly before his assault on Finkelstein. He testified that he

felt the “aura” of an impending seizure and placed a cool rag over his face to try to prevent

it. The next thing he remembered was interacting with police officers after the assault.

Fairrow testified that he had no knowledge of calling out to Finkelstein, chasing her,

knocking her down, or choking her. He claimed no awareness of these events while they

were happening or afterward. The defense argued that Fairrow’s seizure disorder, for

which he indisputably was taking anti-seizure medication, constituted a mental disease

or defect. Given that the effects of the seizure allegedly caused Fairrow not even to know

what he was doing at the time of his offenses, the defense argued that he could not have

known the wrongfulness of what he was doing.

{¶ 5} Fairrow also provided testimony from Cedric Ward, his brother. Ward testified

about observing Fairrow have two seizures around 1989 or 1990. Ward recalled Fairrow

being “violent” and “out of control” as he came out of those seizures. He stated that on

one of the two occasions Fairrow fought and ran out of the house. Two expert witnesses,

neurologist John Conomy and forensic psychiatrist Delany Smith, also testified for the

defense. Conomy explained that the “postictal” phase of a seizure is the period following

an active seizure event. He testified that a person in the postictal phase may be “groggy,”

“foggy in the head,” “disoriented,” and “not thinking straightly.” He stated that such a

person might become “belligerent, resistive, aggressive in that phase and need calming

down or actual restraint and there’s a lot of variation in that.” Conomy opined that postictal

acts of aggression may involve harm to others and may appear to be goal-directed even -4-

though people in a postictal state “are not in charge of themselves,” do not know what

they are doing, and are unaware of their actions afterward. He acknowledged, however,

that “being attacked by individuals in the postictal state of a seizure” is “a distinctly rare

event[.]” Smith, the second defense expert, opined that when Fairrow attacked Finkelstein

he “was suffering from a mental disease, a postictal delirium[,] and that as a result of that

he was unable to know the wrongfulness of his actions.” She acknowledged, however,

that Fairrow’s actions with regard to Finkelstein were “on the more-rare side” of possible

postictal behavior.

{¶ 6} To rebut the NGRI defense, the State called its own expert witnesses. One

of them, psychologist Thomas Martin, expressed his belief that Fairrow did not meet the

legal definition of insanity because a seizure disorder is not a “severe mental disease or

defect.” A second expert, Anthony Byrd, agreed with “the notion that people can behave

erratically[,] sometimes aggressively and violently during the throes of a seizure and

sometimes afterwards[.]” Byrd also opined, however, that people involved in seizures “do

not engage in purposeful, goal directed behavior[.]” Instead, their behavior is “resistive”

because they are “in a confused state.” With regard to Fairrow’s attack on Finkelstein,

Byrd stated:

* * * [T]he truth of the matter is none of us know [with] 100 percent

certainty what happened. We just don’t because the other providers who

were here and gave their testimony weren’t there at the time, I was not there

at the time. We are being asked to look at behavior that occurred in the past,

months, sometimes a year ago and try to determine based on our

knowledge and experience what was happening and the literature that I -5-

reviewed, neuropsychological and other indicates that the vast majority of

providers do not believe that people engage in goal directed behavior of the

kind that was apparently shown by Mr. Fairrow following a seizure.

(Tr. Vol. IV at 630-631).

{¶ 7} Byrd concluded that Fairrow probably was not suffering from a mental

disease or defect when he attacked Finkelstein and that he likely did know the

wrongfulness of his actions. On cross examination, Bryd agreed that Fairrow probably did

have a seizure on the day in question prior to the attack. He then added: “* * * [T]he issue

here is not whether a person can behave aggressively after a seizure. The issue here is

whether they can behave in a premeditated, goal directed, complex behavioral way and,

you know, [that] just is something that rarely if ever happens, but I will concede * * * rarely

means that it happens sometimes.” (Id. at 654). Byrd reiterated his belief, however, that

when Fairrow attacked Finkelstein, his “behavior appeared to be far too complex,

purposeful and directed in order to qualify for [a] not guilty by reason of insanity defense

as defined by the code of law.” On redirect examination, Byrd was asked to assess the

“probability or likelihood of someone engaging in goal directed, oriented, purposeful

behavior in a postictal state.” He responded that it was possible but “extraordinarily rare.”

{¶ 8} The jury ultimately rejected Fairrow’s insanity defense, and he was convicted

and sentenced on the charges set forth above. The trial court imposed an aggregate

sentence of eight years in prison. This appeal followed.

{¶ 9} In his first assignment of error, Fairrow challenges the trial court’s exclusion

of statements made by his mother shortly after he attacked Finkelstein. The record

reflects that Fairrow shared an apartment with his mother (who died before trial), and -6-

police spoke to her in the apartment immediately after his arrest. Officer Robert Large

testified, in a hearing held outside the presence of the jury, that he entered the apartment

and found Fairrow’s mother, who was partially disabled due to a stroke, on her bedroom

floor. She was “animated,” “distressed,” and “speaking really fast.” She told Large that

“Buddy had a seizure.”2 She also stated “that she heard [Fairrow] in the bathroom and

then heard him run up the hallway and out of the apartment.” Finally, she told Large that

she heard Fairrow say “God help me” and that she fell while trying to get up to go after

him.

{¶ 10} Defense counsel maintained that all of the statements made by Fairrow’s

mother were admissible as excited utterances under Evid.R. 803(2). After extensive

argument, the trial court ruled that everything Fairrow’s mother said was admissible

except the statement “Buddy had a seizure.” (Tr. Vol. II at 277). With regard to that

statement, the trial court noted that the excited-utterance exception to the hearsay rule

requires, among other things, “ ‘that the declarant had an opportunity to observe

personally the matters asserted in his statement or declaration.’ ” State v. Jones, 135

Ohio St.3d 10, 2012-Ohio-5677, 984 N.E.2d 948, ¶ 166, quoting Potter v. Baker, 162 Ohio

St. 488, 124 N.E.2d 140 (1955). The trial court then reasoned:

* * * [F]inally, this is the critical [requirement] for me at least. That the

declarant had an opportunity to observe, personally, the matters asserted

in his statements or declaration and again, [defense counsel] Marshall, I

respect the argument you have made, but there is simply nothing in this

record that will allow me—that will allow me to allow the statement, Buddy

2 The record reflects that Fairrow’s nickname is “Buddy.” -7-

had a seizure, to come into evidence because there is—based upon what

was said to Officer Large by Ms. Fairrow—she came to this conclusion

based upon what she heard and what she heard Mr. Fairrow say and based

upon that which occurred in the bathroom and him—and Mr. Fairrow,

evidently, running down the hallway and out the door but that—that is not

sufficient in, my mind, for her to come to the conclusion that he had a

seizure. Therefore, I cannot conclude that the declarant, Ms. Fairrow, had

the opportunity to observe, personally, the matters asserted with the matter

in this case being asserted, Buddy had a seizure. I just believe that that’s a

bridge too far because of the lack of the personal observation of Ms. Fairrow

that—that—that would allow the conclusion that he was having a seizure.

* * *.

(Tr. Vol. II at 276-277).

{¶ 11} On appeal, Fairrow contends his mother was familiar with his seizure

disorder and used her own knowledge and senses to infer that he had a seizure in the

bathroom. Although Fairrow admits that his mother did not “perceive the seizure with her

eyes,” he maintains that the trial court should have allowed her statement about the

seizure “under the totality of the circumstances.” (Appellant’s brief at 9). In support,

Fairrow recites, without attribution, the following language taken directly from State v.

McCrary, 7th Dist. Mahoning No. 12 MA 135, 2014-Ohio-1468, ¶ 38:

* * * [A] witness who hears an excited utterance will not always know

with certainty that the declarant was watching the event about which the

declaration was made; this is often assumed by the witness due to the -8-

declarant’s excited state, especially where that listener then runs upstairs

and views the aftermath of the event described by the declarant who

retrieved her. Importantly, the trial court can use circumstantial evidence

and make reasonable inferences that a declarant had an opportunity to

observe personally the matters asserted in their statements; for instance

the court can view the statement itself, the excited state of the declarant,

the proximity of the declarant to the event, and the other pertinent

surrounding circumstances. See, e.g., City of Columbus v. Bishop, 10th

Dist. No. 08AP–300, 2008-Ohio-6964, ¶ 10–12; State v. Holdbrook, 12th

Dist. No. CA2005-11-482, 2006-Ohio-5841, ¶ 42-52; State v. Johnson, 6th

Dist. No. L-05-1001, 2006-Ohio-1232, ¶ 21; State v. Moorman, 7 Ohio

App.3d 251, 252–253, 455 N.E.2d 495 (1st Dist.1982).

(Appellant’s brief at 8-9).

{¶ 12} We review a ruling on the admissibility of an alleged excited utterance for

an abuse of discretion. State v. Henley, 2d Dist. Montgomery No. 20789, 2005-Ohio-

6142, ¶ 22. Here the trial court’s ruling was reasonable and not an abuse of discretion.

As set forth above, a declarant must have had an opportunity to observe personally the

matter asserted in the alleged excited utterance. Jones at ¶ 166. Fairrow admits that his

mother did not visually observe his seizure. Rather, he claims she inferred that he had a

seizure based on her knowledge and experience. The case law upon which Fairrow relies,

however, does not support finding an excited utterance under such circumstances. The

McCrary case quoted above addresses the circumstances under which (1) a witness may

infer that the declarant did observe the startling event, and (2) a trial court may infer that -9-

a declarant did personally observe the startling event. It does not address a declarant

inferring that a startling event occurred, which is what Fairrow claims his mother did here.

We agree that the fourth element of the Potter test for admission of an excited utterance,

that the declarant “observe personally” the matters asserted in the declaration, could be

too restrictive. Indeed the excited utterance of a blind person should be admissible when

an event is personally perceived even though they visually “observe” nothing. Likewise

when a witness sees A point a gun at B, but cringes momentarily and closes their eyes

while a gunshot is fired, and upon opening their eyes they see B on the floor, their

declaration “A, you shot B” should be admissible because it was personally perceived

although the declarant did not “observe” the gunshot. Nevertheless, on this record we

determine that the trial court made a well-reasoned decision which does not constitute an

abuse of discretion.

{¶ 13} Finally, even assuming, purely arguendo, that the trial court abused its

discretion in excluding the statement by Fairrow’s mother about him having a seizure, the

error would be harmless. The real issue below was not whether Fairrow had a seizure in

the bathroom of his apartment. The State’s own expert, Anthony Byrd, agreed that he

likely did have one there. The critical issue was whether, when he attacked Finkelstein,

Fairrow was in the postictal stage of a seizure that caused him not to know the

wrongfulness of what he was doing. The excluded statement by Fairrow’s mother did not

address that issue. For the foregoing reasons, the first assignment of error is overruled.

{¶ 14} In his second assignment of error, Fairrow challenges the legal sufficiency

of the evidence to sustain his convictions. His entire substantive argument in support is

as follows: -10-

In the current case there was not sufficient evidence to support that

Mr. Fairrow “knowingly” committed these crimes that he was convicted of in

2014 CR 1142 [sic]. There was insufficient evidence presented by the State

to sustain Fairrow’s convictions in 2014 CR 1142 [sic]. Mr. Fairrow had

expert witnesses testify to his mental state at the time and believed that he

was unable to recognize what he was doing. Mr. Fairrow was able to prove

that at the time of his crime he was not guilty by reason of insanity.

Therefore, those convictions must be reversed.

(Appellant’s brief at 10).

{¶ 15} When a defendant challenges the sufficiency of the evidence, he is arguing

that the State presented inadequate evidence on an element of the offense to sustain the

verdict as a matter of law. State v. Hawn, 138 Ohio App.3d 449, 471, 741 N.E.2d 594 (2d

Dist.2000). “An appellate court’s function when reviewing the sufficiency of the evidence

to support a criminal conviction is to examine the evidence admitted at trial to determine

whether such evidence, if believed, would convince the average mind of the defendant’s

guilt beyond a reasonable doubt. The relevant inquiry is whether, after viewing the

evidence in a light most favorable to the prosecution, any rational trier of fact could have

found the essential elements of the crime proven beyond a reasonable doubt.” State v.

Jenks, 61 Ohio St.3d 259, 574 N.E.2d 492 (1991), paragraph two of the syllabus.

{¶ 16} With the foregoing standards in mind, we conclude that Fairrow’s

convictions are supported by legally sufficient evidence. As a threshold matter, we

question whether he can raise the merits of his NGRI defense in the context of a legal-

sufficiency challenge. “The defendant’s sanity is not an element” of a criminal offense. -11-

State v. Hancock, 108 Ohio St.3d 57, 2006-Ohio-160, 840 N.E.2d 1032, ¶ 35. Therefore,

the State need not prove “that the defendant was sane. To the contrary, insanity is an

affirmative defense.” Id. The due-process-based “sufficient evidence” standard does not

implicate affirmative defenses. Id. at ¶ 37. Although Fairrow’s brief mentions the

“knowingly” mens rea, his argument is grounded in his NGRI defense.

{¶ 17} In any event, we find legally sufficient evidence even if we consider the

expert testimony upon which Fairrow relies. He presented expert testimony that, when he

attacked Finkelstein, he was suffering from a mental disease, namely a postictal episode,

that made him unable to know the wrongfulness of his actions. In response, the State

presented expert testimony that Fairrow probably was not suffering from a mental disease

or defect when he attacked Finkelstein and that he likely knew the wrongfulness of his

actions. The opposing experts provided reasons for reaching the conclusions they did.

Viewing the evidence in a light most favorable to the prosecution, the jury reasonably

could have found the essential elements of the crimes proven beyond a reasonable doubt

and reasonably could have rejected Fairrow’s NGRI defense. Accordingly, the second

assignment of error is overruled.

{¶ 18} The judgment of the Montgomery County Common Pleas Court is affirmed.

FROELICH, J., and WELBAUM, J., concur.

Copies mailed to:

Mathias H. Heck Andrew T. French Amy E. Ferguson Hon. Michael Tucker