State v. Epps

316 N.W.2d 691, 1982 Iowa Sup. LEXIS 1349
CourtSupreme Court of Iowa
DecidedMarch 17, 1982
Docket66735
StatusPublished
Cited by7 cases

This text of 316 N.W.2d 691 (State v. Epps) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Epps, 316 N.W.2d 691, 1982 Iowa Sup. LEXIS 1349 (iowa 1982).

Opinion

McCORMICK, Justice.

Defendant David Lee Epps appeals from his conviction and sentence for first-degree murder in violation of sections 707.1 and 707.2, The Code. He contends the trial court erred in overruling his pretrial motion to compel the State to carry out a plea bargain and in overruling a motion to dismiss or for alternative relief based on alleged State intimidation of a defense witness. Because we find no merit in defendant’s contentions, we affirm.

The charge was based on an allegation that defendant and his brother John killed an 86-year-old man during a burglary of the victim’s Waterloo home during the night of July 17, 1980. A juvenile judge transferred defendant’s case to the criminal jurisdiction of the district court.

Defendant originally alleged he did not participate in the offense. Police had discovered his fingerprints on a jewelry box in the home, but defendant maintained they were placed there during a break-in of the home approximately two weeks earlier. Plea discussions ensued between assistant county attorney Jay Nardini and defense counsel Donald Gottschalk. Nardini said the State would consider accepting a plea to second-degree murder if defendant would offer sufficient helpful information and testimony against his brother. Three days later Gottschalk notified Nardini defendant *693 would accept the plea bargain. He would plead guilty to second-degree murder and testify that his brother participated in the crime. Nardini said he would have to check with the county attorney before making a commitment for the State. After determining that the county attorney would not approve the agreement, Nardini notified Gottschalk it would not be accepted.

Gottschalk denied that the agreement was contingent on the county attorney’s approval. He moved to compel the State to honor the plea bargain. In doing so, he alleged that defendant had detrimentally relied on the State’s offer when he provided information which was inconsistent with his prior defense. Gottschalk pointed out that defendant’s change of position prevented him on ethical grounds from presenting the defense he had planned based on defendant’s prior denial of involvement. See State v. Whiteside, 272 N.W.2d 468 (Iowa 1978).

The motion was argued before Judge Joseph C. Keefe. In overruling the motion, Judge Keefe did not find it necessary to decide whether the State’s offer was contingent. He determined that defendant had not detrimentally relied on the State’s offer because he had not entered a guilty plea and the plea discussion would not be admissible against him. See Iowa R.Crim.P. 9(5).

Mr. Gottschalk was permitted to withdraw as defendant’s attorney, and present counsel was appointed in his stead. Defendant waived a jury, and the case was tried to Judge Peter Van Metre. Judge Van Metre said he would not read the record relating to plea discussions. Through present counsel defendant employed his original defense that he did not participate in the offense.

During trial, defendant testified he had entered the victim’s home two weeks before the murder and said Billy Matlock saw him do so. The 16-year-old Matlock testified he had seen defendant enter the home and steal a radio on the earlier occasion. Despite vigorous efforts to impeach him, he stuck to his story.

Two days later the State called Matlock as a rebuttal witness, and he recanted his previous testimony. He said he had testified to seeing David go in the house to try to help him. Subsequently he said he decided he should tell the truth. He said he discussed the prior testimony with his parents and with the police but denied anyone threatened him to get him to change it.

At the time fixed for the court to return its verdict, defendant moved that the case be dismissed, or alternatively that a mistrial be declared or a hearing be held.- In support of his motion he alleged the police intimidated Matlock into changing his testimony. Judge Van Metre overruled the motion because he said his verdict was “not dependent in a crucial sense on the two versions [Matlock] gave of the events of early July.”

He then issued written findings and a verdict convicting defendant of first-degree murder. The findings referred to Matlock’s defense and rebuttal testimony but did not indicate which testimony the judge believed.

After being sentenced, defendant appealed.

I. The plea bargain issue. In refusing to order the State to carry out the alleged plea agreement, the trial court found defendant had not detrimentally relied on it. Defendant contends he did detrimentally rely on the plea bargain when he confirmed his participation in the offense and agreed to testify against his brother.

Under Iowa R.Crim.P. 9(5) a plea discussion that does not result in a plea of guilty is inadmissible. Thus any admission made by defendant during plea discussions could not be used against him. Furthermore, he could not be compelled to waive his privilege against self-incrimination if called as a witness in his brother’s trial. He argues he was harmed because the State’s withdrawal from the plea agreement required him to change lawyers. We are not persuaded. For one thing the record shows he sought to change lawyers for other reasons. For another the change in lawyers *694 enabled him to present the defense that he asserted before the plea discussions occurred.

Therefore defendant suffered no prejudice from the State’s refusal to carry out the alleged agreement. He argues, however, that detrimental reliance can exist without prejudice. It is difficult to see how reliance could be detrimental if it were not prejudicial. In any event, detrimental reliance has been equated with prejudicial reliance in our cases. See, e.g., State v. Strable, 313 N.W.2d 497, 499 (Iowa 1981).

The court stated the detrimental reliance rule in State v. Edwards, 279 N.W.2d 9, 11 (Iowa 1979): “The State may withdraw from a plea bargain at any time prior to, but not after, actual entry of the guilty plea by defendant or other actions by defendant constituting detrimental reliance on the arrangement.” In doing so the court adopted the reasoning in People v. Heiler, 79 Mich.App. 714, 721-22, 262 N.W.2d 890, 895 (1977) in which a prejudice standard was delineated. The court thus treated detrimental and prejudicial reliance as synonymous. The crucial test of detriment or prejudice is whether the defendant has suffered harm from reliance on the plea bargain. See State v. Wenzel, 306 N.W.2d 769, 771 (Iowa 1981) (“We also cannot find any harm to the defendants in this case since they were allowed to withdraw their pleas.”).

We decline to follow State v. Brockman, 277 Md. 687, 357 A.2d 376 (1976), to the extent it may support defendant’s contrary argument.

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316 N.W.2d 691, 1982 Iowa Sup. LEXIS 1349, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-epps-iowa-1982.