State v. Ellis

963 P.2d 843, 136 Wash. 2d 498, 1998 Wash. LEXIS 713
Washington Supreme Court·Decided October 1, 1998·No. No. 65761-1·Published·Cited by 80 cases

Opinions

Smith, J.

Petitioner Joey C. Ellis seeks discretionary review of an order of the Pierce County Superior Court dated July 29, 1997 granting Respondent State of Washington’s motion in limine to exclude expert testimony on [500] diminished capacity and denying Petitioner’s motion to allow the testimony in a pending trial in which Petitioner is charged with two counts of aggravated murder in the first degree and in which the State seeks the death penalty. We granted review on September 4, 1997 staying Petitioner’s trial which had been scheduled for September 15, 1997. We reverse the Superior Court.

QUESTION PRESENTED

The question presented in this case is whether the trial court erred in excluding proffered defense expert testimony on diminished capacity, thus denying Petitioner an opportunity to establish a diminished capacity defense.

STATEMENT OF FACTS

On February 16, 1996, the Pierce County Prosecuting Attorney filed a corrected information in the Pierce County Superior Court charging Petitioner Joey C. Ellis with two counts of aggravated first degree murder1 for the deaths of his mother, Lindy Lou Ellis, and his two-year-old half-sister, Jaime Jane Ellis.2 The information states that on or about January 8, 1996 Petitioner, with premeditated intent,3 bludgeoned his mother and half-sister to death with a [501] breadboard.4 The information claimed as an aggravating circumstance that “the murders were part of a common scheme or plan, or the result of a single act of the defendant, or . . . was [sic] committed in the course of, in furtherance of, or in immediate flight from Robbery in the First or Second Degree . . . .”5

On September 19, 1996, the State filed a discovery motion for disclosure of any mental defense Petitioner intended to present at trial. The State acknowledged receipt from Petitioner, as part of a mitigation package, of a report by Dr. Lloyd I. Cripe, Ph.D., a clinical neuropsychologist. The State observed that “Dr. Cripe discusses in detail his analysis of the [Petitioner’s] state of mind when he killed the victims. However, Dr. Cripe does not address, one way or the other, the question of diminished capacity. Based upon past experience and the nature of this case—legally and factually—the [State] anticipates that diminished capacity (or even insanity) will be raised at trial.”6

On September 23, 1996, the State filed a notice of intent to seek the death penalty, stating that “either no mitigating circumstances have been brought to the attention of this office, or such mitigating circumstances as have been submitted have been received and considered and are not sufficient to merit leniency.”7 By letter dated January 3, 1997, Petitioner’s assigned counsel informed the State of his diminished capacity defense, naming three psychologists as expert witnesses, “Mark Whitehill, Ph.D., Lloyd [502] Cripe, Ph.D., and Jon Conte, Ph.D.”8

In his mitigation report dated August 7, 1996, Dr. Cripe stated that he reviewed police reports and records, interviewed a close family friend, interviewed Petitioner’s probation officer, and conducted a neuropsychological evaluation of Petitioner. He determined that Petitioner “suffered extreme psychological pain and a damaged self-esteem” as a result of growing up in a very dysfunctional and abusive environment.9

In an addendum to his report dated January 2, 1997, Dr. Cripe determined that Petitioner suffered from a “mental illness related to a long history of child and adolescent abuse which combined with drug abuse and the circumstances the night of the homicides resulted in a diminished capacity to normally control his mind and behavior.” Dr. Cripe recommended that Petitioner “be defended with an understanding [sic] a diminished capacity at the time of his extreme actions.”10

In a summary of findings dated January 3, 1997, Dr. Mark B. Whitehill, Ph.D., clinical and forensic psychologist, stated that he reviewed taped statements Petitioner made to the police following his arrest, examined the results of Petitioner’s polygraph examination, interviewed a longtime family friend, and conducted a battery of psychological tests of Petitioner. He concluded that Petitioner satisfied the “statutory criteria ... in State v. Edmon (28 Wn. App. 98, 621 P.2d 1310) for diminished capacity defense”.11

On June 4, 1997, the State filed a motion in limine to exclude or limit expert testimony.12 On June 7, 1997 Petitioner filed a motion to admit expert testimony on diminished capacity.13 Both parties cited a 1981 Court of [503] Appeals decision, State v. Edmon,14 which stated nine foundational requirements for admitting expert testimony-on diminished capacity. At a hearing before the Honorable Vicki L. Hogan on June 16, 1997, defense counsel elected not to call witnesses, but relied upon their written motions. The State called as “hostile witnesses” defense experts Dr. Conte, Dr. Cripe and Dr. Whitehill and appropriately asked leading questions. Over defense objections, the court allowed testimony by Dr. Greg J. Gagliardi, Ph.D., of Western State Hospital, who gave his opinion concerning the appropriate methodology for diagnosing diminished capacity and application of “Edmon factors” in psychological diagnosis.15 In an oral ruling on June 17, 1997, Judge Hogan granted the State’s motion in limine to exclude the testimony of defense expert witnesses Dr. Conte, Dr. Cripe and Dr. Whitehill.16 Petitioner moved for reconsideration, requesting the court to allow an offer of proof through further testimony and declarations.17 The court granted the motion. After hearing the testimony of Dr. Cripe on July 28, 1997, Judge Hogan affirmed her prior ruling.18 The court did not allow further testimony from Dr. Whitehill, determining there was “nothing new in Dr. Whitehill’s July 23rd declaration that indicates anything new than as testified.”19

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State v. Ellis, 963 P.2d 843, 136 Wash. 2d 498, 1998 Wash. LEXIS 713 (Wash. 1998).

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