State v. Ellis

975 N.W.2d 530, 311 Neb. 862
Nebraska Supreme Court·Decided June 24, 2022·No. S-21-595·Published·Cited by 9 cases

Opinion

Nebraska Supreme Court Online Library www.nebraska.gov/apps-courts-epub/ 09/16/2022 09:08 AM CDT

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Nebraska Supreme Court Advance Sheets 311 Nebraska Reports

STATE v. ELLIS Cite as 311 Neb. 862

State of Nebraska, appellee, v. Roy L. Ellis, appellant.

___ N.W.2d ___

Filed June 24, 2022. No. S-21-595.

1. Postconviction: Evidence: Witnesses: Appeal and Error. In an evidentiary hearing on a motion for postconviction relief, the trial judge, as the trier of fact, resolves conflicts in the evidence and questions of fact. An appellate court upholds the trial court’s findings unless they are clearly erroneous. 2. Effectiveness of Counsel: Appeal and Error. Appellate review of a claim of ineffective assistance of counsel is a mixed question of law and fact. When reviewing a claim of ineffective assistance of counsel, an appellate court reviews the factual findings of the lower court for clear error. With regard to the questions of counsel’s performance or prejudice to the defendant as part of the two-pronged test articulated in Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), an appellate court reviews such legal determinations independently of the lower court’s decision. 3. Postconviction: Constitutional Law. Postconviction relief is a very narrow category of relief, available only to remedy prejudicial constitutional violations that render the judgment void or voidable.

4. Effectiveness of Counsel: Proof. To prevail on a claim of ineffective assistance of counsel under Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), the defendant must show that his or her counsel’s performance was deficient and that this deficient perform­ance actually prejudiced the defendant’s defense. 5. ____: ____. To show that counsel’s performance was deficient under Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), the defendant must show counsel’s performance did not equal that of a lawyer with ordinary training and skill in criminal law in the area.

Nebraska Supreme Court Advance Sheets 311 Nebraska Reports

STATE v. ELLIS Cite as 311 Neb. 862

6. Effectiveness of Counsel: Proof: Words and Phrases: Appeal and Error. To show prejudice under the prejudice component of the Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), test, the defendant must demonstrate a reasonable probability that but for his or her counsel’s deficient performance, the result of the proceeding would have been different. A reasonable probability does not require that it be more likely than not that the deficient performance altered the outcome of the case; rather, the defendant must show a probability sufficient to undermine confidence in the outcome.

7. Effectiveness of Counsel: Proof. A court may examine the two prongs of the ineffective assistance of counsel test, deficient performance and prejudice, in any order and need not examine both prongs if a defendant fails to demonstrate either.

Appeal from the District Court for Douglas County: Gregory M. Schatz, Judge. Affirmed.

James J. Regan for appellant. Douglas J. Peterson, Attorney General, and James D. Smith, Senior Assistant Attorney General, for appellee.

Miller-Lerman, Cassel, Stacy, Funke, and Papik, JJ., and Doyle and Dobrovolny, District Judges.

Papik, J. Roy L. Ellis, who has been sentenced to death for first degree murder, appeals the order that denied him postconviction relief following an evidentiary hearing. He claims that his trial attorneys were ineffective in challenging the admissibility and weight of DNA evidence presented at his jury trial. His arguments focus on the probability statistic provided with that evidence. Unpersuaded, we affirm.

BACKGROUND

Trial and Sentence.

In 2005, 12-year-old Amber Harris disappeared after exiting her schoolbus. Harris’ bookbag was later found in a

Nebraska Supreme Court Advance Sheets 311 Nebraska Reports

STATE v. ELLIS Cite as 311 Neb. 862

trash bin behind a boarding house where Ellis had lived before Harris’ disappearance. Among other objects linked to Harris, the bookbag contained Harris’ jeans, which had Harris’ blood on them. DNA in a shape resembling a handprint was later detected on the jeans, in a mixture from which Ellis could not be excluded as a contributor. Months after Harris disappeared, her decomposed and partially clothed body was discovered in a secluded area. Harris had died from blunt force trauma to the head. In the months before the DNA evidence and Harris’ body were found, Ellis had made a variety of incriminating statements to several individuals. Ellis was charged with first degree murder on theories of both premeditated murder and felony murder, for which the predicate felony was sexual assault.

Ellis was represented by appointed counsel, William Patrick Dunn and Jerry M. Hug. Prior to trial, Dunn filed a motion in limine in an attempt to exclude the DNA evidence gleaned from Harris’ jeans. The motion generally challenged the theory of PCR-STR DNA testing that was applied in this case, based on the framework in Schafersman v. Agland Coop, 262 Neb. 215, 631 N.W.2d 862 (2001), and Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S. Ct. 2786, 125 L. Ed. 2d 469 (1993). At a hearing on the motion, the State, which had the burden of proof, presented the testimony of two DNA experts who were involved in processing and analyzing the DNA sample in Ellis’ case, Kaye Shepard and Dr. James Wisecarver. Defense counsel’s cross-examination addressed whether the DNA laboratory was properly accredited and whether accepted procedures were properly followed. Defense counsel did not present any evidence. The district court overruled the motion in limine.

The DNA evidence was presented at Ellis’ jury trial over his general foundational objection. We recounted that evidence in our opinion on direct appeal:

Nebraska Supreme Court Advance Sheets 311 Nebraska Reports

STATE v. ELLIS Cite as 311 Neb. 862

The State’s witness, . . . Wisecarver, explained generally that the testing process used in this case involved looking at 16 different genetic markers scattered throughout the genome at different loci. One of those is a sex marker that identifies the gender of the contributor; the other 15 are used to compare to known reference samples (in this case, for [Harris] and Ellis) to see if they are the same or different.

The DNA found on [Harris’] jeans was a mixture of DNA from at least two people, one of whom was male. Wisecarver explained that it was not possible to separate the mixture into a major and minor contributor at each locus. Instead, he said, the presence of the mixture was taken into account when calculating the likelihood that any other person would have any combination of the genetic markers that had been identified. Wisecarver explained that the purpose of the statistical calculations was to determine the likelihood that “we’re going to find somebody, anybody, that could have any of these markers in any combination.” In other words, Wisecarver said, when testing a mixture, “[w]e make no inferences as to who matches up with whom in there. We just want to say in all the populations how many people would we have to screen in order to find somebody, anybody, that would fit in here in any combination of those.”

Given that [Harris’] genetic profile was known, Wisecarver testified that only 1 in 2.3 billion people would be expected to “plug in” as the other contributor to the mixture. And despite those odds, Ellis could not be excluded as a contributor to the mixture.

On cross-examination, Wisecarver was asked about what happened when two samples had common alleles—in other words, when the two possible contrib­ utors to the mixture were genetically identical at a tested locus. Wisecarver conceded that when such a common genetic marker was found at a locus, in this case, it

Nebraska Supreme Court Advance Sheets 311 Nebraska Reports

STATE v. ELLIS Cite as 311 Neb. 862

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