State v. Ellis

CourtCourt of Appeals of North Carolina
DecidedJune 4, 2025
Docket24-806
StatusUnpublished

This text of State v. Ellis (State v. Ellis) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ellis, (N.C. Ct. App. 2025).

Opinion

An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedure.

IN THE COURT OF APPEALS OF NORTH CAROLINA

No. COA24-806

Filed 4 June 2025

Randolph County, No. 21CRS053240-750

STATE OF NORTH CAROLINA

v.

KEITH ELLIS

Appeal by defendant from judgments entered 6 October 2023 by Judge James

P. Hill, Jr., in Randolph County Superior Court. Heard in the Court of Appeals 18

March 2025.

Attorney General Jeff Jackson, by Special Deputy Attorney General Sondra C. Panico, for the State.

William D. Spence for defendant-appellant.

ZACHARY, Judge.

Defendant Keith Ellis appeals from the trial court’s judgments entered upon a

jury’s verdicts finding him guilty of two counts of statutory sex offense with a child

by an adult. On appeal, Defendant raises a number of arguments regarding various

errors that he contends were committed by the trial court. After careful review, we

conclude that Defendant received a fair trial, free from error. STATE V. ELLIS

Opinion of the Court

I. Background

At trial, the State’s evidence tended to show the following: Defendant sexually

abused his granddaughter, “Ann,”1 in Randolph County around 2017–2018, when she

was in third grade. He sexually abused her again in January 2020 in Guilford County.

On both occasions, Defendant had been drinking and entered the room where Ann

was resting; he then groped Ann, pulled her clothes down, digitally penetrated her,

and performed analingus on her.

Ann reported the Guilford County incident to her mother, who notified the

Greensboro Police Department. Ann told her great-aunt about the earlier instance of

sexual abuse in Randolph County; her great-aunt conveyed this information to Ann’s

mother, who notified the Greensboro Police Department about these additional

allegations. Ann underwent two forensic interviews regarding Defendant’s sexual

abuse.

On 4 October 2021, a Randolph County grand jury returned a true bill of

indictment charging Defendant with two counts of statutory sex offense with a child

by an adult based on the sexual abuse that occurred in Randolph County.2

Following pretrial motions, Defendant’s case came on for trial on 2 October

1 To protect her identity, we refer to the minor child by the pseudonym to which the parties

stipulated. See N.C.R. App. P. 42(b). 2 For clarification, we note that “the incident in Randolph [County] actually occur[red] first in

time but [wa]s reported second” and was the basis for Defendant’s trial and his subsequent appeal to this Court.

-2- STATE V. ELLIS

2023 in Randolph County Superior Court. Defense counsel made a motion to dismiss

the charges at the close of the State’s evidence and renewed it at the close of all

evidence; the trial court denied the motion both times.

On 5 October 2023, the jury returned verdicts finding Defendant guilty of both

counts of statutory sex offense with a child by an adult: one count based on

penetration and the other based on analingus. The next day, the trial court entered

judgments sentencing Defendant to serve two concurrent terms of 317 to 441 months’

imprisonment in the custody of the North Carolina Department of Adult Correction.

Defendant entered oral notice of appeal.

II. Discussion

On appeal, Defendant asserts that “the trial court erred and committed plain

error” by admitting evidence that he sexually abused Ann in Guilford County, “in

violation of Rule[s] 403 and 404(b) of the North Carolina Rules of Evidence.”

Defendant next contends that “the trial court erred in refusing to grant [his] motion

to dismiss the charge of engaging in a sex offense with a child under 13 by

‘analingus.’ ” Finally, Defendant argues that the trial court committed plain error by

instructing the jury that it “could convict [him] of two identical crimes based on a

single transaction”; in the alternative, Defendant contends that the trial court

committed either prejudicial or plain error “in sentencing [him] on both convictions

when they arose during a single transaction.”

A. Rules 403 and 404(b)

-3- STATE V. ELLIS

First, Defendant argues that the trial court committed prejudicial and plain

error “by admitting the State’s evidence of a sexual event that occurred in [Guilford

County] 3 years after the charges upon which [he] was being tried” in violation of

Rules 403 and 404(b) of the North Carolina Rules of Evidence.

1. Rule 404(b)

“Evidence of other crimes, wrongs, or acts is not admissible to prove the

character of a person in order to show that he acted in conformity therewith.” N.C.

Gen. Stat. § 8C-1, Rule 404(b) (2023). “It may, however, be admissible for other

purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge,

identity, or absence of mistake, entrapment or accident.” Id.

This Court has “characterized Rule 404(b) as a general rule of inclusion of

relevant evidence of other crimes, wrongs or acts by a defendant, subject to but one

exception requiring its exclusion”—namely, “if its only probative value is to show that

the defendant has the propensity or disposition to commit an offense of the nature of

the crime charged.” State v. Gray, 210 N.C. App. 493, 496, 709 S.E.2d 477, 481 (2011)

(cleaned up), disc. review denied, 365 N.C. 555, 723 S.E.2d 540 (2012).

Importantly, our appellate courts have “been liberal in allowing evidence of

similar offenses in trials on sexual crime charges.” State v. Frazier, 344 N.C. 611, 615,

476 S.E.2d 297, 300 (1996). “The test for determining whether such evidence is

admissible is whether the incidents establishing the common plan or scheme [under

Rule 404(b)] are sufficiently similar and not so remote in time as to be more probative

-4- STATE V. ELLIS

than prejudicial under the balancing test of . . . Rule 403.” Id. at 615, 476 S.E.2d at

299.

“[A] prior act or crime is ‘similar’ if there are some unusual facts present in

both crimes.” Gray, 210 N.C. App. at 499, 709 S.E.2d at 482 (cleaned up); accord State

v. Pabon, 380 N.C. 241, 259, 867 S.E.2d 632, 644 (2022). However, the facts need not

“rise to the level of the unique and bizarre.” Pabon, 380 N.C. at 259, 867 S.E.2d at

644 (citation omitted).

“Once a trial court determines that the requirements of Rule 404(b) have been

met, it must then balance the danger of undue prejudice against the probative value

of the evidence, pursuant to Rule 403.” State v. Gillard, 386 N.C. 797, 811, 909 S.E.2d

226, 245 (2024) (cleaned up). “When the trial court has made findings of fact and

conclusions of law to support its 404(b) ruling, we look to whether the evidence

supports the findings and whether the findings support the conclusions.” Id. (citation

omitted). “We review de novo the legal conclusion that the evidence is, or is not, within

the coverage of Rule 404(b).” Id. (citation omitted).

During a hearing on pretrial motions, the trial court heard arguments from

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Related

State v. Frazier
476 S.E.2d 297 (Supreme Court of North Carolina, 1996)
State v. Coleman
696 S.E.2d 527 (Supreme Court of North Carolina, 2010)
State v. White
401 S.E.2d 106 (Court of Appeals of North Carolina, 1991)
State v. Coleman
684 S.E.2d 513 (Court of Appeals of North Carolina, 2009)
State v. James
643 S.E.2d 34 (Court of Appeals of North Carolina, 2007)
State v. Steen
536 S.E.2d 1 (Supreme Court of North Carolina, 2000)
State v. Gray
709 S.E.2d 477 (Court of Appeals of North Carolina, 2011)
State v. Bauguss
827 S.E.2d 127 (Court of Appeals of North Carolina, 2019)
State v. Sprouse
719 S.E.2d 234 (Court of Appeals of North Carolina, 2011)
Steen v. North Carolina
531 U.S. 1167 (Supreme Court, 2001)

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State v. Ellis, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-ellis-ncctapp-2025.