State v. Ellis

722 So. 2d 824, 1997 WL 268503
CourtDistrict Court of Appeal of Florida
DecidedMay 22, 1997
Docket96-3143
StatusPublished
Cited by4 cases

This text of 722 So. 2d 824 (State v. Ellis) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ellis, 722 So. 2d 824, 1997 WL 268503 (Fla. Ct. App. 1997).

Opinion

722 So.2d 824 (1997)

STATE of Florida, Petitioner,
v.
Lauri A. ELLIS, Respondent.

No. 96-3143.

District Court of Appeal of Florida, First District.

May 22, 1997.

Robert A. Butterworth, Attorney General, and Stephen R. White, Assistant Attorney General, Tallahassee, for Petitioner.

James T. Miller of Corse, Bell & Miller, P.A., Jacksonville, for Respondent.

ALLEN, J.

The petitioner seeks a writ of certiorari, challenging the trial court's determination that section 837.011(3), Florida Statutes, is unconstitutional in describing the issue of materiality in a perjury prosecution as a "question of law" so as to remove the issue from the jury. We conclude that this determination was based on a proper application of United States v. Gaudin, 515 U.S. 506,115 S.Ct. 2310,132 L.Ed.2d 444 (1995).

In Gaudin the United States Supreme Court addressed the issue of materiality under a federal statute involving false statements, and ruled that because materiality was an element of the crime the defendant was entitled to have the issue submitted to the jury. Gaudin was predicated on the defendant's Fifth Amendment right to due process, and Sixth Amendment right to a jury trial, under the United States Constitution. These protections are applicable to the states, see Sullivan v. Louisiana, 508 U.S. 275, 113 S.Ct. 2078, 124 L.Ed.2d 182 (1993), and the constitutionality of section 837.011(3) therefore must be assessed in light of Gaudin.

The petitioner asserts that materiality is not an element of the perjury prosecution in the present case, which was pursued under section 837.02, Florida Statutes. However, Florida cases have acknowledged that materiality is an element of the crime of perjury, e.g., Hirsch v. State, 279 So.2d 866 (Fla.1973), and section 837.02(1) expressly provides that:

Whoever makes a false statement, which he does not believe to be true, under oath in an official proceeding in regard to any material matter shall be guilty of a felony....

It is clear that materiality is an element of the crime in this case, and Gaudin thus supersedes decisions such as Kline v. State, 444 So.2d 1102 (Fla. 1st DCA), rev. denied, 451 So.2d 849 (Fla.1984), which permitted the issue to be withdrawn from the jury. Although section 837.011(3) provides a definition of materiality in such prosecutions, and states that whether a matter is "material in a given factual situation is a question of law," this recitation cannot serve to remove the issue from the jury in light of the ruling in Gaudin. The trial court correctly determined that section 837.011(3) is unconstitutional in this respect, and properly indicated that the issue of materiality in this case would be submitted to the jury.

The petition for a writ of certiorari is denied.

MICKLE, J. concurs.

MINER, J., dissents with written opinion.

*825 MINER, J., dissenting.

In the instant case, Lauri Ellis was charged with perjury under section 837.02, Florida Statutes.[1] She moved to dismiss this charge arguing that she is constitutionally entitled to a jury determination on the issue of materiality of her allegedly false statements. The trial court denied the motion to dismiss the perjury charge but ruled that materiality is an essential element of the crime of perjury and that U.S. v. Gaudin, 515 U.S. 506, 115 S.Ct. 2310, 132 L.Ed.2d 444 (1995), requires this issue to be determined by a jury. In so doing, the trial court struck as unconstitutional the last sentence of section 837.011(3),[2] which provides that, in perjury prosecutions, materiality is a question of law to be determined by the court. The State now petitions for a pre-trial writ of certiorari to review this ruling.

Based upon Gaudin, the majority opinion affirms the trial court's ruling. I respectfully dissent from such holding because the sole basis for the trial court's ruling is a case, albeit a United States Supreme Court decision, construing a dissimilar federal statute,[3] which decision, in my opinion, does not mandate such a result.[4]

PETITION FOR CERTIORARI

In its petition for certiorari, the State alleges that on June 4, 1994, Lauri Ellis, the respondent, telephoned the pediatrics ward at the Naval Air Station Hospital in Jacksonville and reported that her 2½ year old stepson, Timothy Ellis, Jr., had suffered a seizure. She was told by the hospital employee to whom she spoke to call 911 and have the little boy taken to the nearest emergency medical facility. One hour and twenty minutes later, Ellis arrived at the Naval Hospital with Timothy, who was suffering from severe head trauma. The child was transferred to University Hospital where he died as a result of his head injuries.

Respondent's husband, Timothy Ellis, Sr., was subsequently arrested and charged with the murder of his son. During the pendency of these charges, respondent, Lauri Ellis, gave testimony under oath during a discovery deposition on October 4, 1994, and December 13, 1994. Among other things, Ellis testified that immediately following the telephone call of June 4, she drove Timothy Ellis, Jr., to the hospital, arriving there within fifteen minutes.[5] This testimony conflicted with the recollection of hospital personnel and hospital records which indicated the passage of an hour and twenty minutes between the call and hospital arrival.

Lauri Ellis also testified that some seventeen days prior to her June 4 phone call, she contacted Dr. Catherine Macyko at the Naval Hospital regarding a sibling of Timothy Ellis, Jr., having struck him on the head with a bat. Dr. Macyko testified that no such contact was made by respondent. Hospital records likewise did not reflect such contact. Dr. Macyko further indicated that she did not become aware of any allegations regarding Timothy's being hit in the head with a bat until the child presented to the hospital on June 4.

Based on respondent's allegedly false statements made during this discovery deposition, she was charged with perjury in an *826 official proceeding (§ 837.02(1)) and child abuse (§ 827.04(2)). On June 6, 1994, Lauri Ellis was arraigned and entered a plea of not guilty. Thereafter she filed her motion to dismiss as previously noted.

THE GAUDIN CASE

Gaudin was charged with making false statements under 18 U.S.C. section 1001, which provides as follows:

Whoever, in any matter within the jurisdiction of any department or agency of the United States knowingly and willfully falsifies, conceals or covers up any trick, scheme or device a material fact, or makes any false, fictitious or fraudulent statements or representations, or makes or uses any false writing or document knowing the same to contain any false, fictitious or fraudulent statement or entry, shall be fined not more than $10,000 or imprisoned not more than five years or both.

The government conceded "that conviction under this provision requires that the statements be `material' to the Government inquiry, and that `materiality' is an element of the offense that the Government must prove." Gaudin, 115 S.Ct. at 2313.

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Related

State v. Abrams
163 Wash. 2d 277 (Washington Supreme Court, 2008)
State v. Sims
720 So. 2d 213 (Supreme Court of Florida, 1998)
State v. Ellis
723 So. 2d 187 (Supreme Court of Florida, 1998)

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Bluebook (online)
722 So. 2d 824, 1997 WL 268503, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-ellis-fladistctapp-1997.