State v. Ellerson

609 P.2d 64, 125 Ariz. 249, 1980 Ariz. LEXIS 176
CourtArizona Supreme Court
DecidedFebruary 27, 1980
Docket4839-PR
StatusPublished
Cited by52 cases

This text of 609 P.2d 64 (State v. Ellerson) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ellerson, 609 P.2d 64, 125 Ariz. 249, 1980 Ariz. LEXIS 176 (Ark. 1980).

Opinion

CAMERON, Justice.

This is an appeal from a jury verdict and judgment of guilt to the charge of unlawful possession of a narcotic drug, heroin, A.R.S. § 36-1002, as amended, and A.R.S. § 36-1002.10. 1 The Court of Appeals affirmed the judgment and verdict, and we granted review because of what we believed to be a misstatement of the law by the Court of Appeals.

We must determine four matters on appeal:

1. Did the defendant, by admitting the prior conviction upon direct examination, waive the right to contest on appeal the court’s ruling denying his pretrial motion in limine as to the prior conviction?
2. Did the trial court err in not finding that the probative value of the prior conviction outweighed its prejudicial effect?
3. Does sentencing in absentia under Rule 26.9, Arizona Rules of Criminal Procedure, 17 A.R.S., violate due process?
4. Was defendant’s sentence excessive?

The facts necessary for a determination of this matter on appeal are as follows. Defendant was charged with possession of a narcotic drug with a prior felony conviction. Defendant was previously convicted of burglary in 1968, possession of unregistered firearms in 1972, and petty theft in 1972. Before trial, the defendant made a motion in limine to exclude evidence of the three prior convictions. The court granted the motion in limine as to the convictions for possession of unregistered firearms and petty theft, but did not grant the motion for the burglary conviction. At trial, the defendant took the stand and “drew the *251 sting” by admitting on direct examination the prior burglary conviction. From a jury verdict and judgment of guilt and a sentence of not less than ten nor more than twelve years in the custody of the State Department of Corrections, defendant appeals.

WAIVER OF THE RIGHT TO CONTEST ON APPEAL

The State contended, and the Court of Appeals agreed, that because the defendant testified on direct examination that he had previously been convicted of burglary, he had waived the right to question the court’s ruling on the motion in limine. We do not agree.

Generally, a motion in limine, made prior to trial, is sufficient to preserve the question of admissibility on appeal. State v. Briggs, 112 Ariz. 379, 542 P.2d 804 (1975); State v. Reid, 114 Ariz. 16, 559 P.2d 136 (1976), cert. denied, 431 U.S. 921, 97 S.Ct. 2191, 53 L.Ed.2d 234 (1977). In the instant case, the defendant attempted to preclude the admission of evidence of a prior conviction by a timely motion in limine, which was denied. The defendant’s attorney then attempted to minimize the prejudicial effect of the prior burglary conviction by asking the defendant, on direct examination, if he had been previously convicted of a felony. We do not agree with the Court of Appeals that the defendant was required to wait for the State to elicit this information on cross examination. The defendant, having lost his motion, was entitled to adjust his strategy to meet the question he could reasonably expect to be asked. By doing so, he did not waive the right to raise on appeal the alleged erroneous ruling of the trial court. In a case wherein the defendant, after an adverse ruling on his motion to exclude impeachment by prior convictions, elected not to testify, the United States Court of Appeals for the Ninth Circuit stated:

“It pushes the doctrine of waiver beyond its usual criminal-law application to say that a defendant responding to an erroneous ruling by the trial court by remaining silent has waived his right to testify. And waiver becomes even less convincing if we say that by remaining silent under the constraint of an erroneous ruling on a point of law the defendant has waived his right to challenge that ruling on appeal.” United States v. Cook, 608 F.2d 1175, 1184 (9th Cir. 1979).

We agree with the Ninth Circuit that a party should not necessarily lose his right to appeal a ruling because he alters his strategy in response to a trial court’s finding against him. We hold that the defendant may raise on appeal the ruling of the trial judge denying defendant’s motion to exclude evidence of the prior conviction for burglary.

PRIOR CONVICTION

Having determined that the defendant did not waive his right to appeal the ruling upon the motion in limine, we must now consider whether the court properly denied the motion insofar as the prior burglary conviction was concerned. Defendant makes two arguments regarding the denial of the motion: (a) that the offense was more than ten years old as provided by Rule 609(b) of the Arizona Rules of Evidence, 17A A.R.S., and (b) that the trial court failed to make a finding that the probative value of the prior conviction outweighed its prejudicial impact.

a. Was the conviction ten years old?

Rule 609(b) reads as follows:

“(b) Time Limit. Evidence of a conviction under this rule is not admissible if a period of more than ten years has elapsed since the date of the conviction or the release of the witness from the confinement imposed for that conviction, whichever is the later date, unless the court determines, in the interests of justice, that the probative value of the conviction supported by specific facts and circumstances substantially outweighs its prejudicial effects. * * * ”

Defendant pled guilty in November of 1968 for the prior crime of burglary. The trial in the instant case occurred in April of 1978, *252 less than ten years after the burglary conviction. It is apparent that section (b) of the statute did not apply, because more than ten years had not elapsed since the prior conviction and the trial herein.

b. Finding by the trial court.

The defendant further contends, however, that the court failed to find specifically that the probative value of the conviction substantially outweighed its prejudicial effect, as required by section (a) of Rule 609. Our rule, which is the same as the federal rule, reads as follows:

“Rule 609. Impeachment by Evidence of Conviction of Crime
“(a) General Rule. For the purpose of attacking the credibility of a witness, evidence that he has been convicted of a crime shall be admitted if elicited from him or established by public record, if the court determines that the probative value of admitting this evidence outweighs its prejudicial effect, and if the crime (1) was punishable by death or imprisonment in excess of one year under the law under which he was convicted or (2) involved dishonest or false statement, regardless of the punishment.”

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Cite This Page — Counsel Stack

Bluebook (online)
609 P.2d 64, 125 Ariz. 249, 1980 Ariz. LEXIS 176, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-ellerson-ariz-1980.