State v. Duncan

2020 Ohio 6740
Ohio Court of Appeals·Decided December 17, 2020·No. 109310·Published·Cited by 2 cases

Opinion

[Cite as State v. Duncan, 2020-Ohio-6740.]

COURT OF APPEALS OF OHIO

EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA

STATE OF OHIO, :

Plaintiff-Appellee, : No. 109310 v. :

JOE DUNCAN, :

Defendant-Appellant. :

JOURNAL ENTRY AND OPINION

JUDGMENT: AFFIRMED IN PART, REVERSED IN PART, AND REMANDED RELEASED AND JOURNALIZED: December 17, 2020

Criminal Appeal from the Cuyahoga County Court of Common Pleas Case No. CR-18-635287-A

Appearances:

Michael C. O’Malley, Cuyahoga County Prosecuting Attorney, and Ronni Ducoff, Assistant Prosecuting Attorney, for appellee.

The Law Offıce of Jaye M. Schlachet, and Eric M. Levy, for appellant.

EILEEN T. GALLAGHER, A.J.:

Defendant-appellant, Joe Duncan (“Duncan”), appeals from his

convictions and sentence following a guilty plea in the common pleas court. He

raises the following assignments of error for review: 1. The trial court erred when it imposed consecutive sentences which were both contrary to law and not supported by the facts in the record.

2. The trial court erred when it imposed consecutive sentences in its judgment entry that were stated as concurrent sentences at the sentencing hearing.

3. The trial court erred when it ordered Duncan to pay court costs in its December 2, 2019 sentencing journal entry that were specifically waived at the oral sentencing hearing.

4. Duncan’s plea must be vacated where ineffective assistance of his trial counsel caused him to enter a guilty plea which was not made knowingly, intelligently, and voluntarily.

5. Duncan’s guilty plea was not entered knowingly, intelligently, and voluntarily where he was not informed of sanctions and restrictions to be imposed upon him as a Tier III sex offender prior to entering the plea resulting in the trial court failing to comply with Crim.R. 11.

6. The trial court may not impose an order of no contact with the victim where Duncan was sanctioned to prison on all counts and a no contact order is a community control sanction which cannot be imposed upon a defendant sentenced to prison.

After careful review of the record and relevant case law, we affirm in

part, reverse in part, and remand for the trial court to effectuate the decision of this

court.

I. Procedural and Factual History

In January 2019, Duncan was named in a 16-count indictment,

charging him with five counts of rape, five counts of kidnapping, two counts of gross

sexual imposition, and single counts of importuning, disseminating matter harmful

to juveniles, endangering children, and intimidation of a crime victim or witness.

The indictment stemmed from allegations that Duncan sexually assaulted his

girlfriend’s minor child between September 2017 and May 2018. In October 2019, Duncan retracted his former plea of not guilty, and

pleaded guilty to sexual battery in violation of R.C. 2907.03(A)(5), as amended in

Count 1 of the indictment; abduction in violation of R.C. 2905.02(B), as amended in

Count 2 of the indictment; two counts of gross sexual imposition in violation of R.C.

2907.05(A)(1), as charged in Counts 10 and 12 of the indictment; and intimidation

of a crime victim or witness in violation of R.C. 2921.04(B)(2), as charged in Count

16 of the indictment. Pursuant to the terms of the negotiated plea agreement with

the state, the remaining counts were nolled.

Upon accepting Duncan’s guilty pleas, the trial court heard from the

then 15-year old victim. The victim described the emotional harm caused by

Duncan’s conduct and asked the court to impose the maximum sentence. The

victim’s aunt, C.B., also spoke at the plea hearing. She explained that Duncan has

been in the victim’s life since the day she was born. C.B. stated that the victim looked

up to Duncan and that Duncan violated his position of trust by taking advantage of

the victim while her mother was incarcerated in the state of Indiana.

At the sentencing hearing, the trial court determined that the sexual

battery and abduction offenses merged for the purposes of sentencing. The state

elected to pursue sentencing on the sexual battery offense. The trial court then

sentenced Duncan t0 five years in prison on the sexual battery offense, 12 months

in prison on each gross sexual imposition offense, and 12 months in prison on the

intimidation of crime victim or witness offense. The trial court ordered each prison

term to run consecutively, resulting in an aggregate eight-year prison term. Duncan now appeals from his convictions and sentence.

II. Law and Analysis

A. Crim.R. 11

For the purposes of this appeal, we review Duncan’s assigned errors out

of order. In his fifth assignment of error, Duncan argues his plea was not knowingly,

intelligently, and voluntarily made because the trial court did not advise him of all

of the sanctions and restrictions to be imposed upon him as a Tier III sex offender

prior to entering the plea.

“Due process requires that a defendant’s plea be made knowingly,

intelligently, and voluntarily; otherwise, the defendant’s plea is invalid.” State v.

Bishop, 156 Ohio St.3d 156, 2018-Ohio-5132, 124 N.E.3d 766, ¶ 10, citing State v.

Clark, 119 Ohio St.3d 239, 2008-Ohio-3748, 893 N.E.2d 462, ¶ 25; see also State v.

Engle, 74 Ohio St.3d 525, 527, 660 N.E.2d 450 (1996) (“When a defendant enters a

plea in a criminal case, the plea must be made knowingly, intelligently, and

voluntarily. Failure on any of those points renders enforcement of the plea

unconstitutional under both the United States Constitution and the Ohio

Constitution.”).

Crim.R. 11(C) prescribes the process a trial court must follow before

accepting a guilty plea to a felony. Bishop at ¶ 11, citing State v. Veney, 120 Ohio

St.3d 176, 2008-Ohio-5200, 897 N.E.2d 621, ¶ 8. Under Crim.R. 11(C)(2), a trial

court shall not accept a guilty plea in a felony case without personally addressing the

defendant and doing all of the following: (a) Determining that the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximum penalty involved, and, if applicable, that the defendant is not eligible for probation or for the imposition of community control sanctions at the sentencing hearing.

(b) Informing the defendant of and determining that the defendant understands the effect of the plea of guilty or no contest, and that the court, upon acceptance of the plea, may proceed with judgment and sentence.

(c) Informing the defendant and determining that the defendant understands that by the plea the defendant is waiving the rights to jury trial, to confront witnesses against him or her, to have compulsory process for obtaining witnesses in the defendant’s favor, and to require the state to prove the defendant’s guilt beyond a reasonable doubt at a trial at which the defendant cannot be compelled to testify against himself or herself.

The purpose of Crim.R. 11(C) is “‘to convey to the defendant certain

information so that he [or she] can make a voluntary and intelligent decision

whether to plead guilty.’” State v. Woodall, 8th Dist. Cuyahoga No. 102823, 2016-

Ohio-294, ¶ 12, quoting State v. Ballard, 66 Ohio St.2d 473, 479-480, 423 N.E.2d

115 (1981). At issue in this case is compliance with Crim.R. 11(C)(2)(a), which

requires the trial court to “[d]etermin[e] that the defendant is making the plea

voluntarily, with understanding of the * * * maximum penalty involved.”

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