State v. DuBois

916 A.2d 450, 189 N.J. 454, 2007 N.J. LEXIS 196
Supreme Court of New Jersey·Decided March 8, 2007·Published·Cited by 43 cases

Opinion

Justice WALLACE, JR.,

delivered the opinion of the Court.

In this criminal proceeding, the trial court found that defendant knowingly and intelligently waived his right to counsel and permitted defendant to act as his own attorney with standby counsel. At trial, a jury ultimately found defendant guilty of multiple charges. On appeal, the Appellate Division reversed the convictions because it found the trial court failed to inform defendant fully of the risks created by self-representation. We granted the State’s petition for certification, 186 N.J. 366, 895 A.2d 452 (2006), and now reverse, reinstate the judgment of conviction, and remand to the Appellate Division.

I.

A.

We need not recite the facts at length. On August 19, 1999, around 11:00 a.m., Amal Brohmi entered her apartment ánd was immediately confronted by her ex-husband, defendant Pascal Du-Bois. Defendant then threw Brohmi on the sofa, ripped off her dress, bound her hands, taped her mouth shut, and cut off her undergarments. While holding Brohmi down, defendant put a knife against her throat and sexually assaulted her. When defendant subsequently stepped into the bathroom, Brohmi escaped from the apartment. Defendant then left the apartment and drove off in Brohmi’s car. Brohmi called the police from a neighbor’s apartment.

*460 Patrolman Patrick English of the Highland Park Police Department responded to the scene. Brohmi informed English that defendant had assaulted her and taken her car. Detective William Ducca obtained a statement from Brohmi and arranged for her to visit the Rape Crisis Center at Roosevelt Hospital. Brohmi advised Ducca that defendant resided in an apartment in Wee-hawken. The next day the police arrested defendant at his apartment.

Defendant was indicted for second-degree burglary, N.J.S.A. 2C:18-2; two counts of first-degree aggravated sexual assault, N.J.S.A. 2C:14-2a; second-degree sexual assault, N.J.S.A. 2C:14-2c; third-degree criminal restraint, N.J.S.A. 2C:13-2; third-degree aggravated assault, N.J.SA. 2C:12-lb(7); third-degree terroristic threats, N.J.S.A. 2C:12-3b; two counts of third-degree possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4d; third-degree criminal mischief, N.J.S.A. 2C:17-3a(l); and fourth-degree unlawful taking of a means of conveyance, N.J.S.A. 2C:20-10b.

B.

We review in some detail the pretrial proceedings. On December 17, 1999, several months after his arrest, defendant appeared in court without counsel. He informed the trial court that he did not want counsel and intended to represent himself. The trial court asked defendant if he understood that he faced a first-degree crime with a maximum penalty of twenty years in prison. Defendant indicated that he understood. The trial court stated that defendant needed a lawyer and one would be available to represent him at his next court appearance.

Counsel was then assigned to represent defendant. On March 31, 2000, however, defendant’s attorney informed the court that defendant was dissatisfied with him and wanted to proceed pro se. The court emphasized to defendant that while he appeared to be very intelligent and well-educated, it would be a great risk to proceed without counsel. Defendant insisted that he was willing *461 to take the chance. The court then scheduled a special hearing to determine if defendant could proceed pro se.

At a hearing on May 9,2000, defense counsel announced that his relationship with defendant had deteriorated to the point that he could no longer represent defendant. The trial court granted counsel’s motion to withdraw. The court then cautioned defendant to cooperate with any new counsel, noting that defendant’s pro se papers demonstrated that he had “absolutely no understanding of what’s going on in this case, or how the system works.” The court then read all of the charges defendant faced and advised him of the possibility he could be sentenced to more than eighty years in prison.

At the October 2, 2000 hearing, defendant’s newly-appointed lawyer informed the trial court that defendant did not want him as counsel. Defendant agreed and told the court that he was an educated man, had a college degree, and wished to represent himself. He stated that the last time he had an appointed counsel, he had to litigate against that counsel for confidentiality violations in a case that reached the Supreme Court, so he now wanted to proceed pro se. He asked for library privileges to prepare for trial and sought a trial date. Defendant also noted that he had filed a pro se motion for a speedy trial in December 1999, and that it had not yet been heard.

The trial court informed defendant that he would be held to the same standards as a practicing attorney and must comply with the court rules. Defendant replied that he understood and would abide by those rules. The court cautioned that defendant would be at a disadvantage if he represented himself and inquired whether he had considered all the factors in making his decision. Defendant replied that he had spent over thirteen months in the law library, five days a week, and that he had learned more there and in court than if he had gone to law school. He said he fully understood what he was facing, and that if he were going to be found guilty, he wanted to be his own lawyer. The trial court again explained the range of penalties if he were convicted. *462 Defendant stated that he understood and that he would prove his innocence at trial.

The court indicated that it wanted to review both the defendant’s speedy trial motion, as well as the status of defendant’s interlocutory appeal from the denial of his motion to dismiss the indictment. As a result, the court agreed to address defendant’s motion to proceed pro se at the next hearing two weeks later.

On October 16, 2000, the trial court again reviewed with defendant all of the charges and potential penalties. Defendant again confirmed that he understood the consequences if he were found guilty. The court further advised defendant that consent was a defense to the aggravated sexual assault charges and that permission to enter was an affirmative defense to criminal trespass, the lesser-included offense of burglary. At one point during the exchange, defense counsel interrupted and asked to speak to defendant. The court granted permission and defense counsel advised defendant of his Fifth Amendment rights. When the court asked defendant if he would follow the procedural and evidentiary rules, defendant said he would, and also requested standby counsel.

Following the colloquy with defendant, the trial court ruled as follows:

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State v. DuBois, 916 A.2d 450, 189 N.J. 454, 2007 N.J. LEXIS 196 (N.J. 2007).

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