State v. Drown

447 A.2d 466, 1982 Me. LEXIS 712
Supreme Judicial Court of Maine·Decided July 12, 1982·Published·Cited by 18 cases

Opinion

McKUSICK, Chief Justice.

One count of the indictment charging defendant Kenneth Drown, Sr., with statutory rape 1 alleged that the crime occurred “[bjetween the first day of January, 1980, and the thirty-first day of December, 1980,” that is, at some time during the calendar year 1980; and another count of statutory rape alleged the crime had again occurred “[bjetween the first day of January, 1981, and the thirtieth day of November, 1981,” that is, at some time during the first eleven months of 1981. Four other counts of the indictment charged gross sexual misconduct 2 and unlawful sexual contact, 3 alleged also to have occurred on some otherwise unspecified dates within those 12-month and 11-month periods. 4 The Superi- *469 or Court (Kennebec County) dismissed the indictment on the ground that it was not sufficiently specific as to the dates of the alleged crimes. With the Attorney General’s approval, the State has appealed pursuant to 15 M.R.S.A. § 2115-A(1) (1980 & Supp.1981), which authorizes the State to appeal certain pretrial orders in a criminal case. We do not reach the merits of the State’s appeal. We must first consider whether the Law Court is required by section 2115-A to entertain this appeal. From aught that appears in this record, the State could have readily avoided any impairment of the prosecution by obtaining an amended indictment. 5 In such circumstances, the State’s appeal from the Superior Court order dismissing the original indictment is improvident.

In moving to dismiss the indictment, defendant argued that it was so vague as to the times of the offense that he could not adequately prepare his defense and that he would not be protected against double jeopardy. In responding at the hearing on that motion, the State asserted that Drown had molested his victim, said to be his stepdaughter, once or twice a week over the combined 23-month period referred to in the indictment. More specific pleading would require an enormous number of counts in the indictment, and further, said the State’s attorney, the young victim might be unable in her testimony to be more specific as to the dates of the crimes than that they took place weekly in that period. However, the State has not, either below or on appeal, contradicted the facial intendment of each count of the indictment to charge only a single criminal act, not a succession of acts through the year 1980 and the first eleven months of 1981. The State also acknowledges, as it must, that at trial, in order to convict defendant on any count, it will be required to prove at least one identified instance of criminal conduct of the type charged in that count.

At the outset, we would do well to identify the simple alternative to appeal that was apparently open to the State as a means of preventing the frustration of the prosecution of defendant. As a general proposition, an indictment will withstand a pretrial motion for dismissal if its time allegation is introduced by the preposition “on or about.” See Forms 4-11, M.R.Crim.P. Here, it appears that all that the State needed to do to avoid the issue it seeks to have decided on this appeal was to amend the indictment to substitute, in count 1 for example, a time allegation of “on or about June 15, 1981,” or such other single date during the year 1981 as appeared best supported by the victim’s grand jury testimony. 6 Time is not an element of the offense sought here to be charged, except as necessary to establish that the victim was underage at the time it was committed. See, e.g., State v. Hathorne, Me., 387 A.2d 9 (1978); State v. Miller, Me., 253 A.2d 58 (1969). At trial the victim’s memory of dates may indeed prove to be imprecise; but if that imprecision results in a variance between the indictment and the proof, such a variance will not be fatal in the absence of prejudice to defendant. See State v. Carmichael, Me., 444 A.2d 45 (1982); State v. *470 Terrio, Me., 442 A.2d 537 (1982). In alleging the time of the offense, the indictment need only be sufficiently specific that it enables defendant to prepare his defense and protects him against further jeopardy for the same offense. State v. Charette, 159 Me. 124, 127, 188 A.2d 898, 900 (1963).

Even if the State could have obtained the revised indictment only by returning to the grand jury, see n. 5 above, that retracing of steps, though perhaps a nuisance, certainly involved much less delay and expense than an appeal. In the case at bar we take judicial notice that the grand jury that issued the indictment on January 5, 1982, is even now still sitting; thus, it might prove unnecessary even to recall the young victim to testify again before the grand jury.

Under circumstances where the State had readily available to it a means of avoiding the consequences of the Superior Court’s dismissal of an indictment, is the Law Court nonetheless compelled by 15 M.R.S.A. § 2115-A(1) to hear and decide the State’s appeal from that dismissal? We conclude that it is not; that such an appeal does not promote the salutary purpose for which the legislature has authorized pretrial appeals by the State and that it runs directly counter to principles of appellate review that both the legislature and this court have long recognized.

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State v. Drown, 447 A.2d 466, 1982 Me. LEXIS 712 (Me. 1982).

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