State v. Dillon

1995 Ohio 169, 74 Ohio St. 3d 166
Ohio Supreme Court·Decided December 13, 1995·No. 1994-2134·Published·Cited by 233 cases

Opinions

Cook, J.

The issue before the court is whether Dillon’s appellate counsel was ineffective in failing to raise trial counsel’s alleged conflict of interest in the appeal of his convictions. Because we find that Dillon’s trial counsel did not represent competing interests, and that there was neither a possibility of a conflict of interest nor an actual conflict of interest, we affirm the judgment of the court of appeals.

Where there is a right to counsel, the Sixth Amendment to the United States Constitution also guarantees that representation will be free from conflicts of interest. State v. Gillard (1992), 64 Ohio St.3d 304, 312, 595 N.E.2d 878, 883. Both defense counsel and the trial court are under an affirmative duty to ensure [168] that a defendant’s representation is conflict-free. The trial court’s duty arises when the court knows or reasonably should know that a possible conflict of interest exists or when the defendant objects to the multiple representation. State v. Manross (1988), 40 Ohio St.3d 180, 181, 532 N.E.2d 735, 737. Then, the trial court is constitutionally required to conduct an inquiry into the possible conflict of interest. See id.

Dillon argues that the trial court’s in-chambers conference failed to satisfy its affirmative duty to inquire into a conflict of interest. However, the threshold issue is whether the court had a duty to inquire into a possible conflict of interest in the first instance. From the facts and circumstances of this case, we conclude that the tenets of the Sixth Amendment imposed no duty upon the trial court to inquire into a possible conflict of interest.

Joint representation of conflicting interests is “suspect because of what it tends to prevent an attorney from doing.” Holloway v. Arkansas (1978), 435 U.S. 475, 489-490, 98 S.Ct. 1173, 1181, 55 L.Ed.2d 426, 438. Thus, a possible conflict of interest is inherent in almost all instances of joint or multiple representation of conflicting interests. Cuyler v. Sullivan (1980), 446 U.S. 335, 348, 100 S.Ct. 1708, 1718, 64 L.Ed.2d 333, 346. “A lawyer represents conflicting interests when, on behalf of one client, it is his duty to contend for that which duty to another client requires him to oppose.” Manross, 40 Ohio St.3d at 182, 532 N.E.2d at 738. A possibility of a conflict exists if the “interests of the defendants may diverge at some point so as to place the attorney under inconsistent duties.” Cuyler, 446 U.S. at 356, 100 S.Ct. at 1722, 64 L.Ed.2d at 351-352, fn. 3 (Marshall, J., concurring in part and dissenting in part).

Dillon contends Lieberman represented conflicting interests because Lieberman represented clients charged with crimes committed in a similar manner and because Mastice implicated Dillon to the police as a suspect. As a result, Dillon maintains that Lieberman had a duty to shift the blame from one client to the other. These contentions do not withstand scrutiny.

That his two clients were charged with crimes committed in a similar manner does not present Lieberman with a possible conflict of interest. Because Mastice was in custody at the time Dillon’s crimes were committed, Mastice could not possibly have committed those crimes. Lieberman, therefore, was under no duty to either client to shift the blame to the other.

The other basis for claiming Lieberman represented conflicting interests is also faulty. Dillon posits that because Mastice suggested Dillon as a possible suspect for the April crimes to the police, Lieberman thereby faced a conflict of interest in representing both defendants. Dillon submits Lieberman owed a duty to Mastice to negotiate a plea bargain for Mastice by convincing the prosecutor that Dillon was responsible for the crimes with which Mastice was accused. Dillon, [169] however, was not charged with Mastice’s crimes and Mastice could not have committed Dillon’s crimes. Testimony adduced at Dillon’s suppression hearing indicates that the police did not suspect Dillon in the crimes with which Mastice was charged. Thus, the fact that Mastice' implicated Dillon did not create conflicting duties for Lieberman.

Even assuming Lieberman persuaded the state to offer Mastice leniency in sentencing in exchange for Mastice’s providing names of suspects for the later crimes, Lieberman still did not operate under a possible conflict of interest. According to Dillon, Mastice implicated him to the police prior to Lieberman’s representation of Dillon. Because the negotiations took place when Lieberman represented only one client, Mastice, Lieberman did not represent conflicting interests. Rather, Dillon testified that although Dillon knew Mastice, Dillon never spoke to Mastice about the types of crimes with which Dillon was charged. While Mastice could implicate Dillon in the April crimes, Dillon had no basis for shifting the blame to Mastice. Therefore, Lieberman did not have a duty to advocate a position on behalf of Dillon that a duty to Mastice required him to dispute or vice versa.

Dillon concludes that Lieberman’s duty to him required Lieberman to persuade prosecutor, judge and jury that he was the “fall guy” in Mastice’s conspiracy of sexual assaults. However, Dillon fails to provide any arguments as to how Lieberman could have established such an inference, nor can this court envision any plausible argument which would create an inference that Dillon was the “fall guy” of Mastice’s “conspiracy.” Again, because Dillon testified that he never spoke to Mastice about these types of crimes, there is no basis for an argument that Mastice influenced or somehow forced Dillon to commit the crimes.

In light of all the facts the trial court knew, and those which Dillon claims the court should have known, we conclude that Lieberman did not represent conflict ing interests and that there was no possibility of a conflict of interest in Lieberman’s representation of Mastice and Dillon. Therefore, the trial court had no duty to inquire.

Where a trial court has no duty to inquire and the defendant raises no objection at trial, a defendant must demonstrate that an actual conflict of interest adversely affected his lawyer’s performance. Cuyler, 446 U.S. at 348, 100 S.Ct. at 1718, 64 L.Ed.2d at 346-347. An “actual, relevant conflict of interests” exists “if, during the course of the representation, the defendants’ interests do diverge with respect to a material factual or legal issue.” Id. at 356, 100 S.Ct. at 1722, 64 L.Ed.2d at 352, fn. 3 (Marshall, J., concurring in part and dissenting in part). In such a case, counsel’s duty to one client “tends to lead to disregard for another.” Manross, 40 Ohio St.3d at 182, 532 N.E.2d at 738.

[170] Dillon reasons that an actual conflict of interest arose when the prosecutor argued in closing that Dillon and Mastice were involved in a “conspiracy” and when the state attempted to call Mastice as a rebuttal witness against him.

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State v. Dillon, 1995 Ohio 169, 74 Ohio St. 3d 166 (Ohio 1995).

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