State v. D.E.G.

460 S.E.2d 657, 194 W. Va. 411, 1995 W. Va. LEXIS 142
CourtWest Virginia Supreme Court
DecidedJuly 11, 1995
DocketNo. 22552
StatusPublished

This text of 460 S.E.2d 657 (State v. D.E.G.) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. D.E.G., 460 S.E.2d 657, 194 W. Va. 411, 1995 W. Va. LEXIS 142 (W. Va. 1995).

Opinion

PER CURIAM:

The defendant in this ease, D.E.G., Sr., received a sentence of fifteen to thirty-five years in the State penitentiary for first-degree sexual assault and fifteen years (as enhanced) in the State penitentiary for “use of minors in filming sexually explicit conduct.” The two sentences were set to run consecutively. The defendant was also sentenced to from one to five years on a sexual abuse charge. The one-to-five-year sentence was imposed to run concurrently with the other sentences.

On appeal, the defendant claims that the trial court, under the particular facts of the case, erred in allowing the State to prosecute him on the sexual assault and the filming charges after he had pled guilty to the charge of sexual abuse growing out of the same transactional sequence. He also claims that the trial court committed a number of procedural errors in conjunction with his jury trial and sentencing on the assault and filming charges and erred in refusing to permit him to withdraw his guilty plea to the sexual abuse charge.

After reviewing the questions presented and the record filed, the Court believes that the trial court erred in allowing the State to prosecute the defendant on the sexual assault and filming charges. On the other hand, the Court does not believe the trial court erred in refusing to allow him to withdraw his plea to the sexual abuse charge. The defendant’s sexual assault and filming convictions are, therefore, reversed, and the sexual abuse conviction is affirmed.

The evidence adduced in this ease showed that a social worker learned that the defendant’s nine-year-old son might have been sexually assaulted and/or abused by the defendant and the defendant’s girlfriend, T.L. An investigation was conducted which suggested that the defendant, who was anxious that his son become sexually active early, or “be a man,” had encouraged his (the defendant’s) adult girlfriend to engage in sexual activity with the son, over the son’s protests, in November, 1992. The evidence also suggested that while this was occurring, the defendant stood by and took photographs.

As a result of the investigation, the State obtained the return of a two-count indictment against the defendant on May 12,1993. The indictment, numbered 93-F-34, charged the defendant with “aiding and abetting first degree sexual abuse” and with “sexual abuse by a parent, guardian or custodian.”1

After the return of Indictment 93-F-34, the defendant entered into plea negotiations [413]*413with the State of West Virginia. Those negotiations resulted in a plea bargain agreement under which the defendant agreed to plead guilty to one count of first-degree sexual abuse in return for the State’s dismissing the second count, the count involving sexual abuse by a parent, guardian, or custodian.

When the agreement was presented to the trial court, the prosecuting attorney outlined what the State’s case would have been had the ease gone to trial. In essence, he alleged that the State would have shown that the defendant encouraged and assisted his girlfriend, T.L., to engage in sexual conduct with his son.

The plea bargain was accepted, and, on August 6, 1998, the defendant pled guilty as provided in the agreement.

After the defendant pled guilty to sexual abuse, but prior to sentencing, a Fayette County grand jury, at the prosecuting attorney’s instigation, returned another two-count indictment against the defendant on September 14, 1993. This indictment, styled Indictment 93-F-72, charged the defendant with engaging in “first degree sexual assault” and “use of minors in filming sexually explicit conduct.”2 This indictment arose out of the same events which occurred during the evening in November, .1992, which had led to Indictment 93-F-34.

After the return of the second indictment, counsel for the defendant asserted that trial on the charges contained in that indictment was barred by the fact that the defendant had already pled guilty to sexual abuse, a charge contained in the first indictment. He, in essence, argued that the State properly should have joined the sexual assault and filming charges in the first indictment and, having failed to do so, was barred by the defendant’s guilty plea to sexual abuse from raising the charges in the second indictment. After a lengthy discussion of the question by the parties, the trial court denied the motion to dismiss the second indictment.

On December 6, 1993, a jury trial was conducted in the Circuit Court of Fayette County on the charges in the second indiet[414]*414ment. At the conclusion of the trial, the jury-found the defendant guilty of both first-degree sexual assault and use of a minor in filming sexually explicit conduct, as charged in the indictment.

The State then filed a recidivist information in which it sought enhancement of the defendant’s sentences. Even though the defendant moved to dismiss the information, trial was held on it on January 27,1994, and, at the conclusion of the trial, the defendant was found to be the same person who had previously been convicted of felonies in the State of Illinois in 1976. As a consequence, when the defendant was sentenced on the sexual assault and filming convictions, his sentence on the filming charge was enhanced under the recidivist statute.

In arguing on appeal that the trial court should not have allowed the State to prosecute him on the assault and filming charges contained in the second indictment, the defendant claims that the State was aware of the circumstances giving rise to those charges at the time of the return of the first indictment and that, among other things, the State ignored and violated the “mandatory joinder rule” in effect in this State.

The clearest statement of the “mandatory joinder rule” to which the defendant refers is contained in syllabus point 1 of State ex rel. Watson v. Ferguson, 166 W.Va. 337, 274 S.E.2d 440 (1980), in which it is said:

A defendant shall be charged in the same indictment, in a separate count for each offense, if the offenses charged, whether felonies or misdemeanors or both, are of the same or similar character, or are based on the same act or transaction, or are two or more acts or transactions connected together or constituting parts of a common scheme or plan.

In a number of other cases, the Court reiterated this rule. Gilkerson v. Lilly, 169 W.Va. 412, 288 S.E.2d 164 (1982); State v. Mitter, 168 W.Va. 531, 285 S.E.2d 376 (1981); State v. Shafer, 168 W.Va. 474, 284 S.E.2d 916 (1981); and State v. Rector, 167 W.Va. 748, 280 S.E.2d 597 (1981).

In Gilkerson v. Lilly, supra, the Court recognized that the “mandatory joinder rule” expressed in State ex rel. Watson v. Ferguson, supra, emerged after the Court had struggled in two earlier cases, State ex rel. Dowdy v. Robinson, 163 W.Va. 154, 257 S.E.2d 167 (1979), and State ex rel. Johnson v. Hamilton, 164 W.Va.

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Related

State Ex Rel. Johnson v. Hamilton
266 S.E.2d 125 (West Virginia Supreme Court, 1980)
State Ex Rel. Watson v. Ferguson
274 S.E.2d 440 (West Virginia Supreme Court, 1980)
State v. Shafer
284 S.E.2d 916 (West Virginia Supreme Court, 1981)
State v. Rector
280 S.E.2d 597 (West Virginia Supreme Court, 1981)
Gilkerson v. Lilly
288 S.E.2d 164 (West Virginia Supreme Court, 1982)
State v. Mitter
285 S.E.2d 376 (West Virginia Supreme Court, 1981)
State Ex Rel. Burton v. Whyte
256 S.E.2d 424 (West Virginia Supreme Court, 1979)
State ex rel. Dowdy v. Robinson
257 S.E.2d 167 (West Virginia Supreme Court, 1979)

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Bluebook (online)
460 S.E.2d 657, 194 W. Va. 411, 1995 W. Va. LEXIS 142, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-deg-wva-1995.