State v. Davis

1998 NMCA 148, 968 P.2d 808, 126 N.M. 297
CourtNew Mexico Court of Appeals
DecidedSeptember 29, 1998
Docket18,858
StatusPublished
Cited by23 cases

This text of 1998 NMCA 148 (State v. Davis) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Davis, 1998 NMCA 148, 968 P.2d 808, 126 N.M. 297 (N.M. Ct. App. 1998).

Opinion

OPINION

WECHSLER, J.

{1} The State charged Defendant Harold Davis with the petty misdemeanor of committing “neglect of a resident that results in no harm to the resident” in violation of Section 30-47-5(A) of the Resident Abuse and Neglect Act, NMSA 1978, §§ 30-47-1 to -10 (1990, as amended through 1997) (Act). The complaint filed in the Metropolitan Court of Bernalillo County stated, among other details, that Defendant was the guardian of an eighty-year-old man who was living in an apartment located at Defendant’s mother’s house.

{2} The metropolitan court found that Defendant was not the resident’s legal custodian or guardian and dismissed the charge based on its conclusion that the Act does not impose a legal obligation upon “people who voluntarily provide aid and care to family, friends, renters, or neighbors.” Upon the State’s appeal, the district court, after trial, found Defendant guilty. Defendant appeals from the district court’s final order on metropolitan court appeal. He argues that the district court appeal violated his constitutional protection from double jeopardy, and that the evidence was insufficient to support the verdict. We affirm.

Facts

{3} The State charged Defendant by criminal complaint with neglect of a resident in violation of Section 30-47-5(A) in the Metropolitan Court of Bernalillo County. The complaint alleged that Defendant was the guardian of an eighty-year-old man (the victim) who was living in an apartment of a house owned by Defendant’s mother. Defendant brought a motion to dismiss. At the motion hearing, the metropolitan court granted Defendant’s motion to dismiss based on its finding that Defendant did not come within the statutory definition of someone who provided care to a resident in a “care facility,” and thus could not have violated the applicable statute. The State timely appealed the court’s decision to the district court.

{4} At the trial in the district court, the State presented evidence from several witnesses. The custodian of guardianship records for the Department of Veterans Affairs identified State’s Exhibit No. 1 as a certificate entitling Defendant to receive benefits on behalf of the victim. The witness explained that the Veteran’s Administration uses this document to name an individual as the legal custodian or payee of benefits due a veteran. The witness further stated that pursuant to the terms of the legal custodianship, the custodian is responsible for disbursing the funds the veteran receives to see that the veteran has a place to live in a reasonable manner, as well as food and clothes.

{5} A Children, Youth and Families Department social worker testified that when she attempted to contact the victim, Defendant’s mother informed her that he was locked in his apartment and only Defendant had the key, and that Defendant was the victim’s legal guardian. The social worker testified that when she finally made contact with the victim she observed that he appeared to be very thin, malnourished, and that he had not bathed in a number of days and smelled of urine.

{6} A building code inspector employed by the City of Albuquerque testified that he conducted a code and safety inspection of the victim’s apartment and discovered that (1) the back door was blocked by a refrigerator; (2) the windows were locked; (3) there were numerous electrical code violations; (4) the bathtub did not appear to have been used recently because it was cluttered with debris and insects; (5) there was no food in the refrigerator or the apartment aside from a bag of Cheetos and a carton of milk; (6) there were cockroaches throughout the apartment; and (7) there was feces on the floor around the toilet.

{7} A City of Albuquerque police officer, who accompanied the social worker and building inspector to the victim’s apartment, confirmed the building inspector’s observation of the apartment, adding that the whole place smelled of urine and feces. The police officer also testified that Defendant admitted to her that he was the victim’s guardian.

{8} Finally, Assistant District Attorney Catherine Cameron, who represented the State at the hearing on Defendant’s motion to dismiss in the metropolitan court, testified that at the hearing Defendant stated under oath that he was solely responsible for every facet of the victim’s life; including, his residence, food, medical care, transportation, bathing and laundry.

Double Jeopardy Claim

{9} Defendant contends that his trial and conviction in the district court violated his constitutional right to be free from double jeopardy under the New Mexico State Constitution because the metropolitan court heard evidence and granted his motion to dismiss. Although Defendant raises this argument for the first time on appeal, it is properly before this Court because it raises a jurisdictional issue. See Gonzales v. Surgidev Corp., 120 N.M. 133, 138, 899 P.2d 576, 581 (1995) (“It is well settled that subject matter jurisdiction cannot be waived and may be raised for the first time on appeal”) See also N.M. Const. art. II, § 15.

{10} Defendant does not contend that the New Mexico State Constitution provides greater protection from double jeopardy .than that provided by the Fifth Amendment to the United States Constitution. Our Supreme Court has determined that the double jeopardy provisions of the state and federal constitutions “are so similar in nature ... that they should be construed and interpreted in the same manner.” State v. Rogers, 90 N.M. 604, 606, 566 P.2d 1142, 1144 (1977). We are thus guided by federal and state case law interpreting the United States Constitution in concluding that Defendant’s argument is without merit.

{11} The issue turns upon whether Defendant’s double jeopardy protections attached in this case. If Defendant’s constitutional rights applied, Defendant would be correct that the State would be prohibited from prosecuting him in district court for the same offense covered by the metropolitan court dismissal. See United States v. Wilson, 420 U.S. 332, 343-44, 95 S.Ct. 1013, 43 L.Ed.2d 232 (1975); Green v. United States, 355 U.S. 184, 187-88, 78 S.Ct. 221, 2 L.Ed.2d 199 (1957); State v. Archuleta, 112 N.M. 55, 58, 811 P.2d 88, 91 (Ct.App.1991).

{12} Generally, a defendant is placed in jeopardy when his guilt or innocence is placed before the trier of fact. See Serfass v. United States, 420 U.S. 377, 388, 95 S.Ct. 1055, 43 L.Ed.2d 265 (1975), County of Los Alamos v. Tapia, 109 N.M. 736, 739, 790 P.2d 1017, 1020 (1990); State v. Mares, 92 N.M. 687, 690, 594 P.2d 347, 350 (Ct.App.1979). In a trial to the court without a jury, that moment occurs when the court begins to hear evidence. See Mares, 92 N.M. at 690, 594 P.2d at 350.

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Cite This Page — Counsel Stack

Bluebook (online)
1998 NMCA 148, 968 P.2d 808, 126 N.M. 297, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-davis-nmctapp-1998.